Purchases and Sales Made in Q1 2021 in Alps ETF Tr Clean Energy ETF (ACES)
This table provides information about the institutional ownership of Alps ETF Tr Clean Energy ETF (ACES) during Q1 2021. The information is specifically focused on institutions that hold shares of ALPS ETF TR CLEAN ENERGY ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2021
Q1 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
500+ 250.0% |
$35.4K - $50.2K
|
700
$18.6K
|
|
|
May 06, 2021
Q1 2021
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
434+ 289.33% |
$30.8K - $43.5K
|
584
$15.5K
|
|
|
Apr 26, 2021
Q1 2021
|
Hudock, Inc.
|
BUY
|
- |
367+ 6.63% |
$26K - $36.8K
|
5.9K
$157K
|
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
336+ 11.05% |
$23.8K - $33.7K
|
3.38K
$89.8K
|
|
|
May 07, 2021
Q1 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
250+ 40.26% |
$17.7K - $25.1K
|
871
$23.2K
|
|
|
Apr 14, 2021
Q1 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
211+ 7.87% |
$15K - $21.2K
|
2.89K
$76.9K
|
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
195+ 6.05% |
$13.8K - $19.6K
|
3.42K
$90.8K
|
|
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
150New |
$10.6K - $15K
|
150
$3.99K
|
|
|
Aug 06, 2024
Q1 2021
|
Hantz Financial Services, Inc.
|
BUY
|
- |
150New |
$10.6K - $15K
|
150
$3.99K
|
|
|
May 07, 2021
Q1 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
120+ 1.8% |
$8.5K - $12K
|
6.78K
$180K
|
|
|
May 13, 2021
Q1 2021
|
Rmr Wealth Builders
|
BUY
|
- |
54New |
$3.83K - $5.42K
|
54
$1.44K
|
|
|
May 17, 2021
Q1 2021
|
Truist Financial Corp
|
BUY
|
- |
51+ 0.46% |
$3.61K - $5.12K
|
11.2K
$298K
|
|
|
May 10, 2021
Q1 2021
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
33New |
$2.34K - $3.31K
|
33
$877
|
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
21New |
$1.49K - $2.11K
|
21
$558
|
|
|
May 13, 2021
Q1 2021
|
Bourgeon Capital Management LLC
|
BUY
|
- |
11+ 366.67% |
$779 - $1.1K
|
14
$372
|
|
|
Apr 16, 2021
Q1 2021
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
7+ 26.92% |
$496 - $702
|
33
$877
|
|
|
May 06, 2021
Q1 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
6New |
$425 - $602
|
6
$160
|
|
|
Apr 30, 2021
Q1 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-145- 2.2% |
$10.3K - $14.5K
|
6.44K
$171K
|
|
|
Apr 26, 2021
Q1 2021
|
Clean Yield Group
|
SELL
|
- |
-156Closed |
$11.1K - $15.6K
|
0
$0
|
|
|
May 24, 2021
Q1 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1KClosed |
$70.9K - $100K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Lfa Lugano Financial Advisors Sa
|
SELL
|
- |
-1.56KClosed |
$111K - $156K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Us Bancorp \De\
|
SELL
|
- |
-1.57K- 15.24% |
$111K - $157K
|
8.73K
$232K
|
|
|
May 17, 2021
Q1 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-2.75K- 36.97% |
$195K - $275K
|
4.68K
$124K
|
|
|
Apr 23, 2021
Q1 2021
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-3.39KClosed |
$240K - $340K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Grandview Asset Management LLC
|
SELL
|
- |
-3.89K- 97.2% |
$276K - $390K
|
112
$2.98K
|
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-4.74KClosed |
$336K - $475K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
SELL
|
- |
-6KClosed |
$425K - $602K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Simplex Trading, LLC
|
SELL
|
- |
-7K- 92.71% |
$496K - $702K
|
550
$14.6K
|
|
|
Apr 05, 2021
Q1 2021
|
Fulcrum Equity Management
|
SELL
|
- |
-8.68K- 42.7% |
$615K - $871K
|
11.7K
$310K
|
|
|
May 17, 2021
Q1 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-9.2K- 57.43% |
$652K - $922K
|
6.82K
$181K
|
|
|
May 13, 2021
Q1 2021
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-17.1KClosed |
$1.21M - $1.71M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-24.2K- 71.64% |
$1.72M - $2.43M
|
9.59K
$255K
|
|
|
May 18, 2021
Q1 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-56.9K- 70.99% |
$4.03M - $5.71M
|
23.3K
$618K
|
|
|
Apr 16, 2021
Q1 2021
|
Brookstone Capital Management
|
SELL
|
- |
-90.6KClosed |
$6.42M - $9.09M
|
0
$0
|