Purchases and Sales Made in Q4 2021 in Alps ETF Tr Clean Energy ETF (ACES)
This table provides information about the institutional ownership of Alps ETF Tr Clean Energy ETF (ACES) during Q4 2021. The information is specifically focused on institutions that hold shares of ALPS ETF TR CLEAN ENERGY ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
194K+ 1594.78% |
$11.9M - $15.9M
|
206K
$5.56M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
104K+ 485.09% |
$6.4M - $8.53M
|
126K
$3.39M
|
|
|
Feb 08, 2022
Q4 2021
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
89.3K+ 1.44% |
$5.48M - $7.31M
|
6.29M
$169M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
84.7K+ 50.33% |
$5.2M - $6.93M
|
253K
$6.81M
|
|
|
Jan 21, 2022
Q4 2021
|
Wealthfront Advisers LLC
|
BUY
|
- |
30K+ 92.82% |
$1.84M - $2.45M
|
62.2K
$1.68M
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
18.9KNew |
$1.16M - $1.55M
|
18.9K
$509K
|
|
|
Feb 11, 2022
Q4 2021
|
E Rn Financial, LLC
|
BUY
|
- |
17.1K+ 25.53% |
$1.05M - $1.4M
|
84.2K
$2.27M
|
|
|
Jan 21, 2022
Q4 2021
|
Sequent Asset Management, LLC
|
BUY
|
- |
11KNew |
$675K - $899K
|
11K
$296K
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
10.7KNew |
$655K - $873K
|
10.7K
$287K
|
|
|
Jan 04, 2022
Q4 2021
|
Beacon Capital Management, Inc.
|
BUY
|
- |
10KNew |
$614K - $818K
|
10K
$269K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
7.27K+ 189.27% |
$446K - $595K
|
11.1K
$299K
|
|
|
Feb 11, 2022
Q4 2021
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
7.23K+ 19.42% |
$444K - $592K
|
44.5K
$1.2M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
4.64K+ 5.92% |
$285K - $380K
|
83K
$2.24M
|
|
|
Jan 27, 2022
Q4 2021
|
Regentatlantic Capital LLC
Morristown, NJ |
BUY
|
- |
4.44KNew |
$273K - $364K
|
4.44K
$120K
|
|
|
Jan 21, 2022
Q4 2021
|
Pfg Advisors
|
BUY
|
- |
3.67K+ 10.07% |
$225K - $300K
|
40.1K
$1.08M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
3.57KNew |
$219K - $292K
|
3.57K
$96K
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
3.45K+ 26.8% |
$212K - $282K
|
16.3K
$440K
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
BUY
|
- |
1.9K+ 15.53% |
$117K - $155K
|
14.1K
$381K
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
1.81K+ 521.26% |
$111K - $148K
|
2.16K
$58.2K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
1.42K+ 9.7% |
$87.4K - $116K
|
16.1K
$433K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
1.37K+ 37.07% |
$83.9K - $112K
|
5.06K
$136K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.19K+ 1.87% |
$73.3K - $97.7K
|
65K
$1.75M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
950+ 27.41% |
$58.3K - $77.7K
|
4.42K
$119K
|
|
|
Jan 27, 2022
Q4 2021
|
Tap Consulting, LLC
|
BUY
|
- |
869New |
$53.4K - $71.1K
|
869
$23.4K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
755+ 274.55% |
$46.4K - $61.8K
|
1.03K
$27.7K
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
734+ 10.73% |
$45.1K - $60.1K
|
7.57K
$204K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
683+ 3.53% |
$41.9K - $55.9K
|
20.1K
$540K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
649+ 31.83% |
$39.9K - $53.1K
|
2.69K
$72.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
600New |
$36.8K - $49.1K
|
600
$16.2K
|
|
|
Jan 26, 2022
Q4 2021
|
Lincoln National Corp
|
BUY
|
- |
547+ 7.23% |
$33.6K - $44.8K
|
8.12K
$219K
|
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
500+ 8.27% |
$30.7K - $40.9K
|
6.55K
$176K
|
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
444+ 7.77% |
$27.3K - $36.3K
|
6.16K
$166K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
424+ 1.8% |
$26K - $34.7K
|
23.9K
$645K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
362+ 1.49% |
$22.2K - $29.6K
|
24.6K
$663K
|
|
|
Feb 15, 2022
Q4 2021
|
Westside Investment Management, Inc.
|
BUY
|
- |
350+ 6.07% |
$21.5K - $28.6K
|
6.12K
$165K
|
|
|
Jan 18, 2022
Q4 2021
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
350New |
$21.5K - $28.6K
|
350
$9.43K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
305+ 20.13% |
$18.7K - $25K
|
1.82K
$49K
|
|
|
Jan 21, 2022
Q4 2021
|
Asset Dedication, LLC
|
BUY
|
- |
250New |
$15.4K - $20.5K
|
250
$6.74K
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
200New |
$12.3K - $16.4K
|
200
$5.39K
|
|
|
Feb 22, 2022
Q4 2021
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
200New |
$12.3K - $16.4K
|
200
$5.39K
|
|
|
Feb 10, 2022
Q4 2021
|
3 D/L Capital Management, LLC
|
BUY
|
- |
153+ 3.62% |
$9.4K - $12.5K
|
4.38K
$118K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
128+ 1.8% |
$7.86K - $10.5K
|
7.25K
$195K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
120+ 3.18% |
$7.37K - $9.82K
|
3.89K
$105K
|
|
|
Feb 23, 2022
Q4 2021
|
Simplex Trading, LLC
|
BUY
|
- |
81New |
$4.97K - $6.63K
|
81
$2.18K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
62New |
$3.81K - $5.07K
|
62
$1.67K
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
50New |
$3.07K - $4.09K
|
50
$1.35K
|
|
|
Feb 11, 2022
Q4 2021
|
Signet Financial Management, LLC
Parsippany, NJ |
BUY
|
- |
35New |
$2.15K - $2.86K
|
35
$943
|
|
|
Feb 16, 2022
Q4 2021
|
Covington Capital Management
|
BUY
|
- |
10New |
$614 - $818
|
10
$269
|
|
|
Jan 10, 2022
Q4 2021
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
1+ 4.76% |
$61.4 - $81.8
|
22
$593
|
|
|
Feb 09, 2022
Q4 2021
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-4- 0.08% |
$246 - $327
|
4.9K
$132K
|