Purchases and Sales Made in Q3 2021 in Ark ETF Tr Fintech Innovation (ARKF)
This table provides information about the institutional ownership of Ark ETF Tr Fintech Innovation (ARKF) during Q3 2021. The information is specifically focused on institutions that hold shares of ARK ETF TR FINTECH INNOVATION .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-77- 3.43% |
$3.76K - $4.24K
|
2.17K
$73.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-85- 89.47% |
$4.15K - $4.68K
|
10
$339
|
|
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-92- 0.77% |
$4.49K - $5.06K
|
11.8K
$400K
|
|
|
Nov 09, 2021
Q3 2021
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-100- 11.11% |
$4.88K - $5.5K
|
800
$27.1K
|
|
|
Nov 03, 2021
Q3 2021
|
Roble, Belko & Company, Inc
Sewickley, PA |
SELL
|
- |
-125- 95.42% |
$6.11K - $6.88K
|
6
$203
|
|
|
Nov 01, 2021
Q3 2021
|
Sage Mountain Advisors LLC
|
SELL
|
- |
-140Closed |
$6.84K - $7.7K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-145- 3.03% |
$7.08K - $7.98K
|
4.64K
$157K
|
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-148- 1.3% |
$7.23K - $8.14K
|
11.3K
$382K
|
|
|
Nov 15, 2021
Q3 2021
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-150- 5.17% |
$7.33K - $8.25K
|
2.75K
$93.2K
|
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
SELL
|
- |
-152- 1.34% |
$7.42K - $8.36K
|
11.2K
$378K
|
|
|
Nov 10, 2021
Q3 2021
|
Glassman Wealth Services
|
SELL
|
- |
-200- 8.08% |
$9.77K - $11K
|
2.28K
$77.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Drw Securities, LLC
Chicago, IL |
SELL
|
- |
-215- 0.81% |
$10.5K - $11.8K
|
26.2K
$888K
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-221- 27.52% |
$10.8K - $12.2K
|
582
$19.7K
|
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-270- 47.2% |
$13.2K - $14.9K
|
302
$10.2K
|
|
|
Oct 19, 2021
Q3 2021
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-275- 3.51% |
$13.4K - $15.1K
|
7.55K
$256K
|
|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
SELL
|
- |
-310- 1.22% |
$15.1K - $17.1K
|
25.1K
$850K
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-376- 5.43% |
$18.4K - $20.7K
|
6.55K
$222K
|
|
|
Oct 20, 2021
Q3 2021
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-400Closed |
$19.5K - $22K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northeast Financial Consultants Inc
Westport, CT |
SELL
|
- |
-475- 10.37% |
$23.2K - $26.1K
|
4.11K
$139K
|
|
|
Oct 14, 2021
Q3 2021
|
Canal Capital Management, LLC
|
SELL
|
- |
-478- 2.48% |
$23.3K - $26.3K
|
18.8K
$638K
|
|
|
Oct 13, 2021
Q3 2021
|
Powell Investment Advisors, LLC
|
SELL
|
- |
-485- 26.65% |
$23.7K - $26.7K
|
1.34K
$45.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-500Closed |
$24.4K - $27.5K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
SELL
|
- |
-507- 2.14% |
$24.8K - $27.9K
|
23.2K
$785K
|
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
SELL
|
- |
-551- 4.5% |
$26.9K - $30.3K
|
11.7K
$396K
|
|
|
Aug 30, 2024
Q3 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-650- 8.91% |
$31.7K - $35.8K
|
6.64K
$225K
|
|
|
Nov 12, 2021
Q3 2021
|
Context Capital Management, LLC
|
SELL
|
- |
-689Closed |
$33.7K - $37.9K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-700- 53.39% |
$34.2K - $38.5K
|
611
$20.7K
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-757- 5.53% |
$37K - $41.7K
|
12.9K
$439K
|
|
|
Oct 28, 2021
Q3 2021
|
Compass Ion Advisors, LLC
|
SELL
|
- |
-786- 3.21% |
$38.4K - $43.3K
|
23.7K
$804K
|
|
|
Nov 01, 2021
Q3 2021
|
Aevitas Wealth Management, Inc.
|
SELL
|
- |
-800- 3.73% |
$39.1K - $44K
|
20.6K
$699K
|
|
|
Nov 15, 2021
Q3 2021
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-900- 90.0% |
$44K - $49.5K
|
100
$3.39K
|
|
|
Oct 19, 2021
Q3 2021
|
Greenwich Wealth Management LLC
Greenwich, CT |
SELL
|
- |
-913- 12.53% |
$44.6K - $50.2K
|
6.37K
$216K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-998Closed |
$48.7K - $54.9K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Somerset Group LLC
Wayzata, MN |
SELL
|
- |
-1K- 5.97% |
$48.8K - $55K
|
15.8K
$534K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.06K- 9.12% |
$51.6K - $58.1K
|
10.5K
$357K
|
|
|
Nov 15, 2021
Q3 2021
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-1.2K- 16.68% |
$58.6K - $66K
|
6K
$203K
|
|
|
Oct 29, 2021
Q3 2021
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-1.39K- 8.56% |
$68K - $76.6K
|
14.9K
$504K
|
|
|
Nov 18, 2021
Q3 2021
|
Personal Cfo Solutions, LLC
|
SELL
|
- |
-1.55K- 4.74% |
$75.7K - $85.2K
|
31.1K
$1.05M
|
|
|
Oct 07, 2021
Q3 2021
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-1.81K- 13.35% |
$88.2K - $99.3K
|
11.7K
$397K
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-1.91K- 23.11% |
$93.5K - $105K
|
6.37K
$216K
|
|
|
Oct 20, 2021
Q3 2021
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-1.94K- 22.95% |
$94.9K - $107K
|
6.53K
$221K
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.02K- 55.19% |
$98.4K - $111K
|
1.64K
$55.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-2.08K- 19.0% |
$102K - $114K
|
8.87K
$301K
|
|
|
Nov 14, 2024
Q3 2021
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-2.36K- 6.37% |
$115K - $130K
|
34.6K
$1.17M
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
SELL
|
- |
-2.54K- 19.06% |
$124K - $140K
|
10.8K
$366K
|
|
|
Oct 14, 2021
Q3 2021
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-2.81K- 30.79% |
$137K - $155K
|
6.32K
$214K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-2.81K- 20.69% |
$137K - $155K
|
10.8K
$366K
|
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-2.97K- 3.15% |
$145K - $164K
|
91.3K
$3.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.39K- 4.53% |
$165K - $186K
|
71.4K
$2.42M
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-3.54K- 13.82% |
$173K - $195K
|
22.1K
$748K
|