Purchases and Sales Made in Q4 2023 in Ark ETF Tr Innovation ETF (De) (ARKK)
This table provides information about the institutional ownership of Ark ETF Tr Innovation ETF (De) (ARKK) during Q4 2023. The information is specifically focused on institutions that hold shares of ARK ETF TR INNOVATION ETF (DE).
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 09, 2024
Q4 2023
|
Nalls Sherbakoff Group, LLC
Knoxville, TN |
SELL
|
- |
-13- 11.3% |
$443 - $705
|
102
$6.22K
|
|
|
Jan 10, 2024
Q4 2023
|
Focused Wealth Management, Inc
|
SELL
|
- |
-15- 11.81% |
$512 - $814
|
112
$6.83K
|
|
|
Feb 08, 2024
Q4 2023
|
American National Bank
|
SELL
|
- |
-20- 13.33% |
$682 - $1.09K
|
130
$7.92K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-33- 1.15% |
$1.13K - $1.79K
|
2.83K
$173K
|
|
|
Jan 23, 2024
Q4 2023
|
Venturi Wealth Management, LLC
Austin, TX |
SELL
|
- |
-33- 21.85% |
$1.13K - $1.79K
|
118
$7.19K
|
|
|
Feb 14, 2024
Q4 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-48- 0.5% |
$1.64K - $2.6K
|
9.62K
$587K
|
|
|
Feb 09, 2024
Q4 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-50- 0.5% |
$1.71K - $2.71K
|
9.96K
$607K
|
|
|
Jan 24, 2024
Q4 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-58- 0.61% |
$1.98K - $3.15K
|
9.5K
$579K
|
|
|
Jan 18, 2024
Q4 2023
|
Caprock Group, Inc.
|
SELL
|
- |
-61- 0.91% |
$2.08K - $3.31K
|
6.63K
$404K
|
|
|
Feb 09, 2024
Q4 2023
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-70- 0.87% |
$2.39K - $3.8K
|
7.94K
$484K
|
|
|
Feb 09, 2024
Q4 2023
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-70- 13.33% |
$2.39K - $3.8K
|
455
$27.7K
|
|
|
Feb 12, 2024
Q4 2023
|
Phillips Wealth Planners LLC
Starkville, MS |
SELL
|
- |
-71- 1.07% |
$2.42K - $3.85K
|
6.57K
$401K
|
|
|
Jan 10, 2024
Q4 2023
|
Trust CO
|
SELL
|
- |
-71- 0.87% |
$2.42K - $3.85K
|
8.05K
$491K
|
|
|
Feb 02, 2024
Q4 2023
|
New England Private Wealth Advisors LLC
Wellesley, MA |
SELL
|
- |
-74- 0.23% |
$2.52K - $4.02K
|
31.6K
$1.93M
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
SELL
|
- |
-75- 7.14% |
$2.56K - $4.07K
|
975
$59.4K
|
|
|
Jul 19, 2024
Q4 2023
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-81Closed |
$2.76K - $4.4K
|
0
$0
|
|
|
Feb 06, 2024
Q4 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-82- 0.51% |
$2.8K - $4.45K
|
16K
$973K
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-94- 47.0% |
$3.21K - $5.1K
|
106
$6.46K
|
|
|
Jan 12, 2024
Q4 2023
|
Kraematon Investment Advisors, Inc
|
SELL
|
- |
-99- 0.33% |
$3.38K - $5.37K
|
30.2K
$1.84M
|
|
|
Jan 09, 2024
Q4 2023
|
Beacon Capital Management, LLC
|
SELL
|
- |
-110- 31.52% |
$3.75K - $5.97K
|
239
$14.6K
|
|
|
Jan 29, 2024
Q4 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-113- 0.76% |
$3.85K - $6.13K
|
14.7K
$894K
|
|
|
Jan 12, 2024
Q4 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-114- 2.17% |
$3.89K - $6.19K
|
5.14K
$313K
|
|
|
Nov 04, 2024
Q4 2023
|
Fairfield Financial Advisors, LTD
Wellesley, MA |
SELL
|
- |
-127- 92.7% |
$4.33K - $6.89K
|
10
$610
|
|
|
Feb 09, 2024
Q4 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-132- 10.48% |
$4.5K - $7.16K
|
1.13K
$68.7K
|
|
|
Jan 26, 2024
Q4 2023
|
Leeward Financial Partners, LLC
|
SELL
|
- |
-136- 2.36% |
$4.64K - $7.38K
|
5.63K
$343K
|
|
|
Feb 14, 2024
Q4 2023
|
First Business Financial Services, Inc.
|
SELL
|
- |
-140- 2.61% |
$4.77K - $7.6K
|
5.22K
$318K
|
|
|
Feb 08, 2024
Q4 2023
|
Manchester Capital Management LLC
Manchester, VT |
SELL
|
- |
-145- 13.89% |
$4.94K - $7.87K
|
899
$54.8K
|
|
|
Jan 10, 2024
Q4 2023
|
Wealth Alliance Advisory Group, LLC
|
SELL
|
- |
-150- 2.96% |
$5.12K - $8.14K
|
4.93K
$300K
|
|
|
Jan 30, 2024
Q4 2023
|
Archer Investment Corp
|
SELL
|
- |
-150- 60.0% |
$5.12K - $8.14K
|
100
$6.1K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-161- 5.72% |
$5.49K - $8.74K
|
2.66K
$162K
|
|
|
Jan 22, 2024
Q4 2023
|
Horizon Wealth Management, LLC
|
SELL
|
- |
-165- 1.97% |
$5.63K - $8.95K
|
8.22K
$501K
|
|
|
Jan 18, 2024
Q4 2023
|
Procyon Advisors, LLC
|
SELL
|
- |
-165- 2.81% |
$5.63K - $8.95K
|
5.71K
$348K
|
|
|
Feb 05, 2024
Q4 2023
|
Santori & Peters, Inc.
|
SELL
|
- |
-169- 3.32% |
$5.76K - $9.17K
|
4.92K
$300K
|
|
|
Feb 05, 2024
Q4 2023
|
Guyasuta Investment Advisors Inc
|
SELL
|
- |
-172- 1.24% |
$5.87K - $9.33K
|
13.7K
$834K
|
|
|
Jan 16, 2024
Q4 2023
|
Cooper Financial Group
|
SELL
|
- |
-183- 2.0% |
$6.24K - $9.93K
|
8.98K
$548K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
SELL
|
- |
-188- 5.11% |
$6.41K - $10.2K
|
3.49K
$213K
|
|
|
Feb 13, 2024
Q4 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-190- 2.2% |
$6.48K - $10.3K
|
8.44K
$514K
|
|
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-198- 0.92% |
$6.75K - $10.7K
|
21.4K
$1.31M
|
|
|
Feb 09, 2024
Q4 2023
|
Western Pacific Wealth Management, LP
|
SELL
|
- |
-200- 11.33% |
$6.82K - $10.9K
|
1.57K
$95.5K
|
|
|
Jan 17, 2024
Q4 2023
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-200- 2.19% |
$6.82K - $10.9K
|
8.94K
$545K
|
|
|
Jan 23, 2024
Q4 2023
|
Umb Bank, N.A.
|
SELL
|
- |
-223- 31.41% |
$7.6K - $12.1K
|
487
$29.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-242- 44.98% |
$8.25K - $13.1K
|
296
$18K
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-247- 22.47% |
$8.42K - $13.4K
|
852
$51.9K
|
|
|
Feb 09, 2024
Q4 2023
|
Glassman Wealth Services
|
SELL
|
- |
-247- 1.09% |
$8.42K - $13.4K
|
22.5K
$1.37M
|
|
|
Feb 14, 2024
Q4 2023
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-248- 82.67% |
$8.46K - $13.5K
|
52
$3.17K
|
|
|
Feb 05, 2024
Q4 2023
|
Bridgewealth Advisory Group, LLC
Fresno, CA |
SELL
|
- |
-272- 5.18% |
$9.28K - $14.8K
|
4.98K
$303K
|
|
|
Jan 18, 2024
Q4 2023
|
Syntegra Private Wealth Group, LLC
Chesterfield, MO |
SELL
|
- |
-273- 5.16% |
$9.31K - $14.8K
|
5.02K
$306K
|
|
|
Jan 22, 2024
Q4 2023
|
Clarus Wealth Advisors
|
SELL
|
- |
-273- 1.97% |
$9.31K - $14.8K
|
13.6K
$826K
|
|
|
Mar 28, 2024
Q4 2023
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-274- 3.5% |
$9.34K - $14.9K
|
7.55K
$460K
|
|
|
Jan 26, 2024
Q4 2023
|
Signature Estate & Investment Advisors LLC
|
SELL
|
- |
-277- 4.86% |
$9.45K - $15K
|
5.42K
$330K
|