Purchases and Sales Made in Q4 2020 in Pimco Active Bond Exchange Tra (BOND)
This table provides information about the institutional ownership of Pimco Active Bond Exchange Tra (BOND) during Q4 2020. The information is specifically focused on institutions that hold shares of PIMCO ACTIVE BOND EXCHANGE TRA.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 09, 2021
Q4 2020
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
3+ 0.72% |
$334 - $339
|
420
$38.2K
|
|
Feb 05, 2021
Q4 2020
|
Hudock, Inc.
|
BUY
|
- |
3+ 0.49% |
$334 - $339
|
616
$56K
|
|
Feb 04, 2021
Q4 2020
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
2New |
$223 - $226
|
2
$182
|
|
Jan 13, 2021
Q4 2020
|
Acropolis Investment Management, LLC
|
BUY
|
- |
2+ 0.1% |
$223 - $226
|
1.92K
$175K
|
|
Feb 04, 2021
Q4 2020
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jan 28, 2021
Q4 2020
|
Gemmer Asset Management LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-2- 6.06% |
$223 - $226
|
31
$2.82K
|
|
Feb 02, 2021
Q4 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-4- 0.19% |
$445 - $453
|
2.12K
$192K
|
|
Feb 03, 2021
Q4 2020
|
Stone X Group Inc.
|
SELL
|
- |
-4- 0.21% |
$445 - $453
|
1.86K
$169K
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-11Closed |
$1.22K - $1.24K
|
0
$0
|
|
Feb 10, 2021
Q4 2020
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-17- 7.73% |
$1.89K - $1.92K
|
203
$18.4K
|
|
Feb 16, 2021
Q4 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-20- 0.79% |
$2.23K - $2.26K
|
2.52K
$229K
|
|
Feb 12, 2021
Q4 2020
|
Zions Bancorporation, N.A.
|
SELL
|
- |
-20Closed |
$2.23K - $2.26K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-40- 1.43% |
$4.45K - $4.53K
|
2.76K
$251K
|
|
Jan 22, 2021
Q4 2020
|
Spreng Capital Management, Inc.
|
SELL
|
- |
-42- 0.82% |
$4.67K - $4.75K
|
5.1K
$463K
|
|
Feb 03, 2021
Q4 2020
|
White Lighthouse Investment Management Inc.
|
SELL
|
- |
-45- 1.96% |
$5.01K - $5.09K
|
2.25K
$204K
|
|
Jan 14, 2021
Q4 2020
|
Bogart Wealth, LLC
|
SELL
|
- |
-45- 11.34% |
$5.01K - $5.09K
|
352
$32K
|
|
Feb 03, 2021
Q4 2020
|
Cibc Asset Management Inc
Toronto, A6 |
SELL
|
- |
-50- 1.43% |
$5.56K - $5.66K
|
3.44K
$313K
|
|
Feb 16, 2021
Q4 2020
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-64- 1.2% |
$7.12K - $7.24K
|
5.29K
$481K
|
|
Feb 10, 2021
Q4 2020
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-65- 3.69% |
$7.23K - $7.35K
|
1.7K
$154K
|
|
Jan 27, 2021
Q4 2020
|
Next Capital Management LLC
|
SELL
|
- |
-66- 0.72% |
$7.34K - $7.47K
|
9.15K
$831K
|
|
Feb 16, 2021
Q4 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-85- 0.6% |
$9.46K - $9.62K
|
14.2K
$1.29M
|
|
Feb 09, 2021
Q4 2020
|
Blue Edge Capital, LLC
Richmond, VA |
SELL
|
- |
-89- 2.33% |
$9.9K - $10.1K
|
3.74K
$340K
|
|
Jan 19, 2021
Q4 2020
|
Valicenti Advisory Services Inc
|
SELL
|
- |
-100- 4.94% |
$11.1K - $11.3K
|
1.93K
$175K
|
|
May 24, 2021
Q4 2020
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-101- 3.95% |
$11.2K - $11.4K
|
2.46K
$223K
|
|
Jan 14, 2021
Q4 2020
|
Larson Financial Group LLC
|
SELL
|
- |
-101Closed |
$11.2K - $11.4K
|
0
$0
|
|
Feb 03, 2021
Q4 2020
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-101- 0.55% |
$11.2K - $11.4K
|
18.1K
$1.65M
|
|
Jan 25, 2021
Q4 2020
|
Calton & Associates, Inc.
|
SELL
|
- |
-107- 0.31% |
$11.9K - $12.1K
|
34K
$3.09M
|
|
Jan 28, 2021
Q4 2020
|
Mayfair Advisory Group, LLC
Birmingham, AL |
SELL
|
- |
-131- 2.02% |
$14.6K - $14.8K
|
6.35K
$577K
|
|
Feb 05, 2021
Q4 2020
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-140- 8.36% |
$15.6K - $15.8K
|
1.53K
$139K
|
|
Aug 13, 2024
Q4 2020
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-140- 3.55% |
$15.6K - $15.8K
|
3.8K
$346K
|
|
Feb 04, 2021
Q4 2020
|
Legacy Financial Strategies, LLC
Leawood, KS |
SELL
|
- |
-149- 4.21% |
$16.6K - $16.9K
|
3.39K
$308K
|
|
Jan 25, 2021
Q4 2020
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-151- 8.58% |
$16.8K - $17.1K
|
1.61K
$146K
|
|
Feb 10, 2021
Q4 2020
|
Western Wealth Management, LLC
|
SELL
|
- |
-164- 1.77% |
$18.2K - $18.6K
|
9.12K
$828K
|
|
Jan 26, 2021
Q4 2020
|
Peak Financial Management, Inc.
|
SELL
|
- |
-169- 2.09% |
$18.8K - $19.1K
|
7.92K
$720K
|
|
Jan 29, 2021
Q4 2020
|
Amg National Trust Bank
|
SELL
|
- |
-170- 2.95% |
$18.9K - $19.2K
|
5.59K
$508K
|
|
Feb 12, 2021
Q4 2020
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-247- 0.64% |
$27.5K - $27.9K
|
38.6K
$3.51M
|
|
Feb 12, 2021
Q4 2020
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-250- 4.66% |
$27.8K - $28.3K
|
5.12K
$465K
|
|
Jan 27, 2021
Q4 2020
|
Sanctuary Wealth Management, L.L.C.
|
SELL
|
- |
-276- 4.82% |
$30.7K - $31.2K
|
5.46K
$496K
|
|
Sep 07, 2021
Q4 2020
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-301- 52.71% |
$33.5K - $34.1K
|
270
$24.5K
|
|
Mar 04, 2021
Q4 2020
|
Mainstay Capital Management LLC
|
SELL
|
- |
-338- 7.83% |
$37.6K - $38.2K
|
3.98K
$362K
|
|
Feb 16, 2021
Q4 2020
|
Asset Management Group, Inc.
Stamford, CT |
SELL
|
- |
-338- 1.66% |
$37.6K - $38.2K
|
20K
$1.82M
|
|
Jan 21, 2021
Q4 2020
|
Droms Strauss Advisors Inc
St. Louis, MO |
SELL
|
- |
-350- 4.84% |
$38.9K - $39.6K
|
6.88K
$625K
|
|
Jan 15, 2021
Q4 2020
|
Arden Trust CO
|
SELL
|
- |
-383- 4.65% |
$42.6K - $43.3K
|
7.86K
$714K
|
|
Feb 08, 2021
Q4 2020
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-403- 1.66% |
$44.8K - $45.6K
|
23.9K
$2.17M
|
|
Apr 05, 2024
Q4 2020
|
Financial Synergies Wealth Advisors, Inc.
Houston, TX |
SELL
|
- |
-464- 18.92% |
$51.6K - $52.5K
|
1.99K
$181K
|
|
Feb 12, 2021
Q4 2020
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-515- 1.42% |
$57.3K - $58.3K
|
35.7K
$3.24M
|
|
Feb 12, 2021
Q4 2020
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-542- 19.77% |
$60.3K - $61.3K
|
2.2K
$200K
|
|
Feb 11, 2021
Q4 2020
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-580- 13.55% |
$64.5K - $65.6K
|
3.7K
$336K
|
|
Mar 05, 2021
Q4 2020
|
Paces Ferry Wealth Advisors, LLC
|
SELL
|
- |
-610Closed |
$67.9K - $69K
|
0
$0
|