Purchases and Sales Made in Q3 2021 in Global X Fds (BOTZ)
This table provides information about the institutional ownership of Global X Fds (BOTZ) during Q3 2021. The information is specifically focused on institutions that hold shares of GLOBAL X FDS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
605+ 8.06% |
$19.8K - $23.8K
|
8.11K
$265K
|
|
|
Nov 15, 2021
Q3 2021
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
560+ 4.49% |
$18.3K - $22.1K
|
13K
$426K
|
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
553+ 4.91% |
$18.1K - $21.8K
|
11.8K
$386K
|
|
|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
553+ 4.91% |
$18.1K - $21.8K
|
11.8K
$386K
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
550+ 2.85% |
$18K - $21.7K
|
19.8K
$648K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
502+ 0.3% |
$16.4K - $19.8K
|
169K
$5.51M
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
306+ 2.15% |
$10K - $12.1K
|
14.5K
$474K
|
|
|
Oct 06, 2021
Q3 2021
|
Mascoma Wealth Management LLC
|
BUY
|
- |
300New |
$9.83K - $11.8K
|
300
$9.79K
|
|
|
Nov 08, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
289+ 2627.27% |
$9.47K - $11.4K
|
300
$9.79K
|
|
|
Nov 15, 2021
Q3 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
282+ 1.96% |
$9.24K - $11.1K
|
14.6K
$478K
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
BUY
|
- |
282+ 0.96% |
$9.24K - $11.1K
|
29.5K
$964K
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
251New |
$8.22K - $9.89K
|
251
$8.19K
|
|
|
Feb 13, 2024
Q3 2021
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
250New |
$8.19K - $9.85K
|
250
$8.16K
|
|
|
Oct 15, 2021
Q3 2021
|
Bartlett & Co. LLC
|
BUY
|
- |
250New |
$8.19K - $9.85K
|
250
$8.16K
|
|
|
Oct 28, 2021
Q3 2021
|
Macroview Investment Management LLC
|
BUY
|
- |
241+ 2.38% |
$7.9K - $9.49K
|
10.4K
$339K
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
200+ 2.68% |
$6.55K - $7.88K
|
7.66K
$250K
|
|
|
Oct 12, 2021
Q3 2021
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
157New |
$5.14K - $6.18K
|
157
$5.12K
|
|
|
Nov 12, 2021
Q3 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
BUY
|
- |
151New |
$4.95K - $5.95K
|
151
$4.93K
|
|
|
Nov 15, 2021
Q3 2021
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
150New |
$4.91K - $5.91K
|
150
$4.9K
|
|
|
Nov 10, 2021
Q3 2021
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
145+ 4.33% |
$4.75K - $5.71K
|
3.5K
$114K
|
|
|
Nov 12, 2021
Q3 2021
|
Intercontinental Wealth Advisors, LLC
|
BUY
|
- |
138+ 1.11% |
$4.52K - $5.44K
|
12.6K
$411K
|
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
BUY
|
- |
135+ 1.04% |
$4.42K - $5.32K
|
13.1K
$427K
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
132+ 2.27% |
$4.32K - $5.2K
|
5.95K
$194K
|
|
|
Oct 15, 2021
Q3 2021
|
Elite Wealth Management, Inc.
|
BUY
|
- |
90+ 0.81% |
$2.95K - $3.55K
|
11.1K
$364K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
84+ 5.93% |
$2.75K - $3.31K
|
1.5K
$49K
|
|
|
Oct 20, 2021
Q3 2021
|
Guidance Point Advisors, LLC
|
BUY
|
- |
79New |
$2.59K - $3.11K
|
79
$2.58K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
76+ 0.1% |
$2.49K - $2.99K
|
76.5K
$2.5M
|
|
|
Nov 04, 2021
Q3 2021
|
Pfg Private Wealth Management, LLC
|
BUY
|
- |
30New |
$983 - $1.18K
|
30
$979
|
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
23+ 0.33% |
$753 - $906
|
6.97K
$228K
|
|
|
Nov 03, 2021
Q3 2021
|
Bison Wealth, LLC
|
BUY
|
- |
21+ 2.19% |
$688 - $827
|
981
$32K
|
|
|
Oct 19, 2021
Q3 2021
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
20+ 0.13% |
$655 - $788
|
15.1K
$494K
|
|
|
Oct 26, 2021
Q3 2021
|
Levy Wealth Management Group, LLC
|
BUY
|
- |
16+ 0.17% |
$524 - $630
|
9.61K
$314K
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
13+ 16.67% |
$426 - $512
|
91
$2.97K
|
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
7+ 0.16% |
$229 - $276
|
4.34K
$142K
|
|
|
Nov 10, 2021
Q3 2021
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
5+ 0.12% |
$164 - $197
|
4.25K
$139K
|
|
|
Nov 05, 2021
Q3 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
4+ 0.18% |
$131 - $158
|
2.2K
$71.9K
|
|
|
Nov 10, 2021
Q3 2021
|
Jnba Financial Advisors
|
BUY
|
- |
4New |
$131 - $158
|
4
$131
|
|
|
Nov 12, 2021
Q3 2021
|
Lee Financial CO
Dallas, TX |
BUY
|
- |
4New |
$131 - $158
|
4
$131
|
|
|
Nov 15, 2021
Q3 2021
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
3+ 0.2% |
$98.3 - $118
|
1.54K
$50.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
3+ 0.17% |
$98.3 - $118
|
1.73K
$56.6K
|
|
|
Nov 03, 2021
Q3 2021
|
Duncker Streett & CO Inc
|
BUY
|
- |
2+ 0.1% |
$65.5 - $78.8
|
2K
$65.3K
|
|
|
Nov 02, 2021
Q3 2021
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
1+ 0.11% |
$32.8 - $39.4
|
874
$28.5K
|
|
|
Nov 09, 2021
Q3 2021
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
1+ 0.2% |
$32.8 - $39.4
|
489
$16K
|
|
|
Jan 09, 2024
Q3 2021
|
Financial Perspectives, Inc
Minneapolis, MN |
BUY
|
- |
1+ 0.04% |
$32.8 - $39.4
|
2.83K
$92.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
1+ 0.19% |
$32.8 - $39.4
|
514
$16.8K
|
|
|
Nov 18, 2021
Q3 2021
|
Personal Cfo Solutions, LLC
|
BUY
|
- |
1+ 0.01% |
$32.8 - $39.4
|
9.7K
$317K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-4- 1.86% |
$131 - $158
|
211
$6.89K
|
|
|
Oct 07, 2021
Q3 2021
|
New Capital Management LP
|
SELL
|
- |
-4Closed |
$131 - $158
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-5- 0.22% |
$164 - $197
|
2.31K
$75.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-25- 3.03% |
$819 - $985
|
800
$26.1K
|