Purchases and Sales Made in Q3 2021 in Global X Fds Global X S&P 500 (CATH)
This table provides information about the institutional ownership of Global X Fds Global X S&P 500 (CATH) during Q3 2021. The information is specifically focused on institutions that hold shares of GLOBAL X FDS GLOBAL X S&P 500 .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.76MNew |
$92.6M - $99.3M
|
1.76M
$130M
|
|
|
Nov 15, 2021
Q3 2021
|
Mfa Wealth Advisors, LLC
Pittsburgh, PA |
BUY
|
- |
328K+ 4608.64% |
$17.3M - $18.5M
|
335K
$24.7M
|
|
|
Oct 18, 2021
Q3 2021
|
First Bank & Trust
|
BUY
|
- |
124KNew |
$6.54M - $7.01M
|
124K
$9.16M
|
|
|
Nov 10, 2021
Q3 2021
|
Polen Capital
Polen Capital Management LLC | Boca Raton, Fl
|
BUY
|
- |
99.9KNew |
$5.26M - $5.64M
|
99.9K
$7.37M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
17.3KNew |
$914K - $979K
|
17.3K
$1.28M
|
|
|
Nov 12, 2021
Q3 2021
|
Johnson Financial Group, Inc.
Racine, WI |
BUY
|
- |
16.5K+ 91.75% |
$870K - $932K
|
34.5K
$2.55M
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
12.9KNew |
$678K - $726K
|
12.9K
$950K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
11.3K+ 51.58% |
$598K - $641K
|
33.3K
$2.46M
|
|
|
Nov 12, 2021
Q3 2021
|
Savant Capital, LLC
|
BUY
|
- |
10.5K+ 36.57% |
$551K - $591K
|
39.1K
$2.88M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
8.37KNew |
$441K - $472K
|
8.37K
$618K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
8.01K+ 204.6% |
$422K - $452K
|
11.9K
$880K
|
|
|
Oct 20, 2021
Q3 2021
|
Johnson Bixby & Associates, LLC
|
BUY
|
- |
6.84KNew |
$360K - $386K
|
6.84K
$505K
|
|
|
Nov 12, 2021
Q3 2021
|
Brown Advisory Inc
|
BUY
|
- |
5.9K+ 81.89% |
$311K - $333K
|
13.1K
$967K
|
|
|
Nov 09, 2021
Q3 2021
|
Argent Trust CO
Nashville, TN |
BUY
|
- |
4.23KNew |
$223K - $239K
|
4.23K
$312K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
4.17K+ 7.12% |
$220K - $235K
|
62.8K
$4.63M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.15K+ 10.0% |
$218K - $234K
|
45.6K
$3.36M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
4KNew |
$211K - $226K
|
4K
$295K
|
|
|
Nov 01, 2021
Q3 2021
|
Bcgm Wealth Management, LLC
|
BUY
|
- |
3.73KNew |
$196K - $210K
|
3.73K
$275K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
3.42K+ 31.97% |
$180K - $193K
|
14.1K
$1.04M
|
|
|
Nov 16, 2021
Q3 2021
|
Nicolet Advisory Services, LLC
Green Bay, WI |
BUY
|
- |
3K+ 60.0% |
$158K - $169K
|
8K
$590K
|
|
|
Nov 16, 2021
Q3 2021
|
Nicolet Bankshares Inc
Green Bay, WI |
BUY
|
- |
3K+ 60.0% |
$158K - $169K
|
8K
$590K
|
|
|
Oct 19, 2021
Q3 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
2.53K+ 7.07% |
$133K - $143K
|
38.4K
$2.83M
|
|
|
Oct 21, 2021
Q3 2021
|
Hanson & Doremus Investment Management
|
BUY
|
- |
2.38KNew |
$126K - $135K
|
2.38K
$176K
|
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
BUY
|
- |
2.23K+ 178.64% |
$118K - $126K
|
3.48K
$257K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.16K+ 11.16% |
$114K - $122K
|
21.5K
$1.59M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.57K+ 29.9% |
$82.7K - $88.6K
|
6.82K
$503K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.45K+ 10.13% |
$76.6K - $82.1K
|
15.8K
$1.17M
|
|
|
Nov 08, 2021
Q3 2021
|
Keybank National Association
|
BUY
|
- |
1.35K+ 1.39% |
$70.9K - $76K
|
98.5K
$7.27M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.3K+ 0.2% |
$68.2K - $73.1K
|
650K
$48M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.21K+ 6.69% |
$63.5K - $68.1K
|
19.2K
$1.42M
|
|
|
Nov 12, 2021
Q3 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
908+ 10.84% |
$47.8K - $51.3K
|
9.29K
$685K
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
631+ 8.43% |
$33.2K - $35.6K
|
8.12K
$599K
|
|
|
Nov 12, 2021
Q3 2021
|
Fund Evaluation Group, LLC
Cincinnati, OH |
BUY
|
- |
509+ 0.21% |
$26.8K - $28.7K
|
238K
$17.6M
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
462New |
$24.3K - $26.1K
|
462
$34.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
426+ 9.24% |
$22.4K - $24.1K
|
5.04K
$372K
|
|
|
Nov 09, 2021
Q3 2021
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
425+ 24.22% |
$22.4K - $24K
|
2.18K
$161K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
392+ 54.9% |
$20.6K - $22.1K
|
1.11K
$81.6K
|
|
|
May 26, 2023
Q3 2021
|
Cornerstone Management, Inc.
Duluth, GA |
BUY
|
- |
236+ 5.38% |
$12.4K - $13.3K
|
4.62K
$341K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
200New |
$10.5K - $11.3K
|
200
$14.8K
|
|
|
Oct 27, 2021
Q3 2021
|
Ogorek Anthony Joseph
|
BUY
|
- |
56+ 0.41% |
$2.95K - $3.16K
|
13.6K
$1.01M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
40+ 0.74% |
$2.11K - $2.26K
|
5.43K
$401K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
33+ 0.85% |
$1.74K - $1.86K
|
3.9K
$288K
|
|
|
Oct 15, 2021
Q3 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
29+ 0.34% |
$1.53K - $1.64K
|
8.65K
$638K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
15+ 0.07% |
$790 - $847
|
21.5K
$1.59M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
8New |
$421 - $452
|
8
$590
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
5+ 0.49% |
$263 - $282
|
1.03K
$75.7K
|
|
|
Sep 01, 2023
Q3 2021
|
Corrigan Financial, Inc.
Middletown, RI |
BUY
|
- |
3+ 0.01% |
$158 - $169
|
40K
$2.95M
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1- 0.14% |
$52.7 - $56.5
|
710
$52.4K
|