Purchases and Sales Made in Q3 2021 in Ishares Cmbs ETF (CMBS)
This table provides information about the institutional ownership of Ishares Cmbs ETF (CMBS) during Q3 2021. The information is specifically focused on institutions that hold shares of ISHARES CMBS ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 13, 2021
Q3 2021
|
Teamwork Financial Advisors, LLC
|
BUY
|
- |
726+ 18.42% |
$39.2K - $39.9K
|
4.67K
$228K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
675+ 3.32% |
$36.4K - $37.1K
|
21K
$1.03M
|
|
|
Oct 20, 2021
Q3 2021
|
Ridgewood Investments LLC
|
BUY
|
- |
675+ 12.94% |
$36.4K - $37.1K
|
5.89K
$287K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
671+ 19.34% |
$36.2K - $36.9K
|
4.14K
$202K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Capital Management LLC
Richmond, VA |
BUY
|
- |
646+ 3.98% |
$34.9K - $35.5K
|
16.9K
$823K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
379+ 28.98% |
$20.5K - $20.8K
|
1.69K
$82.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Fieldpoint Private Securities, LLC
|
BUY
|
- |
370New |
$20K - $20.3K
|
370
$18K
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
325+ 3.08% |
$17.5K - $17.9K
|
10.9K
$530K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
312+ 13.36% |
$16.8K - $17.1K
|
2.65K
$129K
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
97+ 134.72% |
$5.24K - $5.33K
|
169
$8.24K
|
|
|
Oct 21, 2021
Q3 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
93+ 18.34% |
$5.02K - $5.11K
|
600
$29.3K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
77+ 4.11% |
$4.16K - $4.23K
|
1.95K
$95K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
68+ 3.89% |
$3.67K - $3.74K
|
1.82K
$88.5K
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
27+ 8.97% |
$1.46K - $1.48K
|
328
$16K
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
11+ 0.2% |
$594 - $604
|
5.47K
$266K
|
|
|
Oct 22, 2021
Q3 2021
|
James Investment Research Inc
|
BUY
|
- |
8New |
$432 - $440
|
8
$390
|
|
|
Nov 05, 2021
Q3 2021
|
Insight Wealth Partners, LLC
|
BUY
|
- |
7+ 0.03% |
$378 - $385
|
27.5K
$1.34M
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
5+ 0.87% |
$270 - $275
|
580
$28.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
5New |
$270 - $275
|
5
$244
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
3+ 0.59% |
$162 - $165
|
508
$24.8K
|
|
|
Aug 10, 2023
Q3 2021
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
1+ 7.14% |
$54 - $54.9
|
15
$731
|
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-22Closed |
$1.19K - $1.21K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-97- 57.4% |
$5.24K - $5.33K
|
72
$3.51K
|
|
|
Oct 08, 2021
Q3 2021
|
F Dx Advisors, Inc.
|
SELL
|
- |
-247- 2.25% |
$13.3K - $13.6K
|
10.7K
$524K
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-335Closed |
$18.1K - $18.4K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-394Closed |
$21.3K - $21.6K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Outlook Wealth Advisors, LLC
|
SELL
|
- |
-495- 9.16% |
$26.7K - $27.2K
|
4.91K
$239K
|
|
|
Oct 08, 2021
Q3 2021
|
Centennial Wealth Advisory LLC
|
SELL
|
- |
-526- 1.54% |
$28.4K - $28.9K
|
33.6K
$1.64M
|
|
|
Oct 15, 2021
Q3 2021
|
Willis Johnson & Associates, Inc.
|
SELL
|
- |
-588- 3.99% |
$31.7K - $32.3K
|
14.1K
$690K
|
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
SELL
|
- |
-1.33K- 56.4% |
$71.8K - $73.1K
|
1.03K
$50.2K
|
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-1.51K- 8.45% |
$81.3K - $82.8K
|
16.3K
$796K
|
|
|
Oct 19, 2021
Q3 2021
|
Central Bank & Trust CO
|
SELL
|
- |
-1.61K- 2.22% |
$86.9K - $88.4K
|
71K
$3.46M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.69K- 1.72% |
$91.1K - $92.7K
|
96.7K
$4.71M
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-4.23K- 30.53% |
$228K - $232K
|
9.62K
$469K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-4.27K- 24.92% |
$231K - $235K
|
12.9K
$628K
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-4.92KClosed |
$266K - $270K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-5.24K- 37.79% |
$283K - $288K
|
8.62K
$420K
|
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-5.92K- 54.61% |
$320K - $325K
|
4.92K
$240K
|
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-7.19K- 50.22% |
$388K - $395K
|
7.13K
$348K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-7.83K- 25.89% |
$423K - $430K
|
22.4K
$1.09M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-14.7KClosed |
$793K - $808K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-17.5K- 4.85% |
$945K - $962K
|
344K
$16.8M
|
|
|
Nov 03, 2021
Q3 2021
|
St Germain D J CO Inc
Springfield, MA |
SELL
|
- |
-18.1K- 4.28% |
$979K - $996K
|
406K
$19.8M
|
|
|
Nov 15, 2021
Q3 2021
|
High Falls Advisors, Inc
Rochester, NY |
SELL
|
- |
-24.5KClosed |
$1.32M - $1.35M
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
SELL
|
- |
-356K- 47.47% |
$19.2M - $19.5M
|
393K
$19.2M
|