Purchases and Sales Made in Q4 2023 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-126K- 6.06% |
$8.14M - $9.12M
|
1.95M
$152M
|
|
|
Jan 24, 2024
Q4 2023
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-127K- 69.78% |
$8.23M - $9.23M
|
55.1K
$4.29M
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-144K- 48.11% |
$9.32M - $10.4M
|
155K
$12.1M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-165K- 13.89% |
$10.7M - $12M
|
1.02M
$79.6M
|
|
|
Feb 15, 2024
Q4 2023
|
Barclays PLC
London, X0 |
SELL
|
- |
-180K- 40.11% |
$11.6M - $13M
|
268K
$20.9M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-199K- 77.87% |
$12.9M - $14.4M
|
56.6K
$4.41M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-240K- 22.98% |
$15.5M - $17.4M
|
805K
$62.7M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-315K- 98.61% |
$20.4M - $22.8M
|
4.43K
$345K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-335K- 94.24% |
$21.7M - $24.3M
|
20.5K
$1.59M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-379K- 92.95% |
$24.5M - $27.5M
|
28.8K
$2.24M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-786K- 97.87% |
$50.8M - $57M
|
17.1K
$1.33M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-954K- 80.31% |
$61.7M - $69.1M
|
234K
$18.2M
|
|
|
Jan 29, 2024
Q4 2023
|
Howard Capital Management Inc.
|
SELL
|
- |
-1.91M- 99.82% |
$123M - $138M
|
3.37K
$262K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.13M- 78.34% |
$138M - $155M
|
590K
$45.9M
|
|
|
Feb 09, 2024
Q4 2023
|
Assetmark, Inc
|
SELL
|
- |
-2.36M- 99.96% |
$153M - $171M
|
1.04K
$80.7K
|