Purchases and Sales Made in Q3 2021 in Dimensional ETF Tr U S Small C (DFAS)
This table provides information about the institutional ownership of Dimensional ETF Tr U S Small C (DFAS) during Q3 2021. The information is specifically focused on institutions that hold shares of DIMENSIONAL ETF TR U S SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
6.3K+ 27.87% |
$345K - $375K
|
28.9K
$1.77M
|
|
|
Oct 13, 2021
Q3 2021
|
Evanson Asset Management, LLC
|
BUY
|
- |
5.82K+ 0.87% |
$318K - $346K
|
676K
$41.3M
|
|
|
Nov 02, 2021
Q3 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
5.74K+ 2.17% |
$314K - $341K
|
270K
$16.5M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
5.53K+ 22.97% |
$302K - $328K
|
29.6K
$1.81M
|
|
|
Oct 18, 2021
Q3 2021
|
Symmetry Partners, LLC
|
BUY
|
- |
5.25K+ 13.7% |
$287K - $312K
|
43.6K
$2.66M
|
|
|
Nov 08, 2021
Q3 2021
|
Summit Asset Management, LLC
Memphis, TN |
BUY
|
- |
5.22KNew |
$285K - $310K
|
5.22K
$319K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.17K+ 14.1% |
$283K - $307K
|
41.8K
$2.56M
|
|
|
Oct 28, 2021
Q3 2021
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
5.11KNew |
$279K - $303K
|
5.11K
$312K
|
|
|
Nov 15, 2021
Q3 2021
|
Rkl Wealth Management LLC
|
BUY
|
- |
4.65KNew |
$254K - $276K
|
4.65K
$284K
|
|
|
Nov 02, 2021
Q3 2021
|
Hcr Wealth Advisors
Los Angeles, CA |
BUY
|
- |
4.51KNew |
$246K - $268K
|
4.51K
$275K
|
|
|
Oct 29, 2021
Q3 2021
|
Colorado Capital Management, Inc.
|
BUY
|
- |
4.1K+ 4.16% |
$224K - $243K
|
103K
$6.27M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.98KNew |
$218K - $237K
|
3.98K
$243K
|
|
|
Nov 05, 2021
Q3 2021
|
Sandy Spring Bank
|
BUY
|
- |
3.23K+ 19.39% |
$177K - $192K
|
19.9K
$1.22M
|
|
|
Dec 01, 2022
Q3 2021
|
Mufg Americas Holdings Corp
|
BUY
|
- |
3.09K+ 47.82% |
$169K - $183K
|
9.54K
$583K
|
|
|
Nov 05, 2021
Q3 2021
|
Mufg Americas Holdings Corp
|
BUY
|
- |
3.09K+ 47.82% |
$169K - $183K
|
9.54K
$583K
|
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
2.87K+ 129.55% |
$157K - $170K
|
5.08K
$310K
|
|
|
Nov 07, 2022
Q3 2021
|
Red Tortoise LLC
Atlanta, GA |
BUY
|
- |
2.82KNew |
$154K - $167K
|
2.82K
$172K
|
|
|
Oct 13, 2021
Q3 2021
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
2.63K+ 124.2% |
$144K - $156K
|
4.75K
$290K
|
|
|
Nov 09, 2021
Q3 2021
|
Annapolis Financial Services, LLC
|
BUY
|
- |
2.12K+ 19.02% |
$116K - $126K
|
13.3K
$811K
|
|
|
Nov 15, 2021
Q3 2021
|
Betterment LLC
New York, NY |
BUY
|
- |
2.03K+ 57.33% |
$111K - $121K
|
5.58K
$341K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.02K+ 4.92% |
$111K - $120K
|
43.1K
$2.64M
|
|
|
Nov 12, 2021
Q3 2021
|
Eagle Bay Advisors LLC
New York, NY |
BUY
|
- |
2.02KNew |
$111K - $120K
|
2.02K
$123K
|
|
|
Nov 15, 2021
Q3 2021
|
First Manhattan CO
New York, NY |
BUY
|
- |
1.99KNew |
$109K - $118K
|
1.99K
$121K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.82K+ 18.48% |
$99.4K - $108K
|
11.6K
$712K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
1.42K+ 3.68% |
$77.4K - $84.1K
|
39.8K
$2.43M
|
|
|
Oct 13, 2021
Q3 2021
|
Cypress Wealth Services, LLC
|
BUY
|
- |
1.31K+ 3.25% |
$71.8K - $78K
|
41.7K
$2.55M
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
1.29K+ 35.09% |
$70.4K - $76.5K
|
4.96K
$303K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.2K+ 3.26% |
$65.5K - $71.2K
|
38K
$2.32M
|
|
|
Nov 04, 2021
Q3 2021
|
Tortoise Investment Management, LLC
|
BUY
|
- |
1.15K+ 38.46% |
$62.9K - $68.3K
|
4.14K
$253K
|
|
|
Oct 08, 2021
Q3 2021
|
Vigilant Capital Management, LLC
|
BUY
|
- |
1.08KNew |
$59K - $64.1K
|
1.08K
$65.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Cpwm, LLC
Seattle, WA |
BUY
|
- |
1.02K+ 0.79% |
$56K - $60.9K
|
131K
$7.99M
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
997+ 10.27% |
$54.5K - $59.3K
|
10.7K
$654K
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
846+ 5.96% |
$46.3K - $50.3K
|
15K
$918K
|
|
|
Oct 21, 2021
Q3 2021
|
Joel Isaacson & Co., LLC
|
BUY
|
- |
841+ 22.72% |
$46K - $50K
|
4.54K
$277K
|
|
|
Nov 12, 2021
Q3 2021
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
788New |
$43.1K - $46.8K
|
788
$48.1K
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
750+ 1.09% |
$41K - $44.6K
|
69.7K
$4.26M
|
|
|
Oct 13, 2021
Q3 2021
|
Soundmark Wealth Management, LLC
|
BUY
|
- |
731+ 0.81% |
$40K - $43.4K
|
91.4K
$5.58M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
665+ 8.06% |
$36.4K - $39.5K
|
8.91K
$544K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
560+ 9.75% |
$30.6K - $33.3K
|
6.3K
$385K
|
|
|
Nov 02, 2021
Q3 2021
|
Ironwood Financial, LLC
|
BUY
|
- |
529+ 0.9% |
$28.9K - $31.4K
|
59.1K
$3.61M
|
|
|
Oct 28, 2021
Q3 2021
|
Atlas Capital Advisors LLC
San Francisco, CA |
BUY
|
- |
520+ 45.1% |
$28.4K - $30.9K
|
1.67K
$102K
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
505+ 3.95% |
$27.6K - $30K
|
13.3K
$812K
|
|
|
Oct 22, 2021
Q3 2021
|
Baldrige Asset Management LLC
|
BUY
|
- |
500+ 9.99% |
$27.3K - $29.7K
|
5.51K
$336K
|
|
|
Nov 15, 2021
Q3 2021
|
Plancorp, LLC
|
BUY
|
- |
392+ 0.02% |
$21.4K - $23.3K
|
1.59M
$97.1M
|
|
|
Nov 16, 2021
Q3 2021
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
389New |
$21.3K - $23.1K
|
389
$23.8K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
365+ 5.72% |
$20K - $21.7K
|
6.75K
$412K
|
|
|
Oct 12, 2021
Q3 2021
|
Marquette Asset Management, LLC
|
BUY
|
- |
316New |
$17.3K - $18.8K
|
316
$19.3K
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
288+ 0.7% |
$15.8K - $17.1K
|
41.2K
$2.52M
|
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
275+ 187.07% |
$15K - $16.3K
|
422
$25.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
264+ 2.09% |
$14.4K - $15.7K
|
12.9K
$788K
|