Purchases and Sales Made in Q4 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2023
Q4 2022
|
Waddell & Associates, LLC
|
BUY
|
- |
1+ 0.09% |
$292 - $346
|
1.08K
$496K
|
|
|
Jan 12, 2023
Q4 2022
|
Evensky & Katz LLC
|
BUY
|
- |
1+ 0.14% |
$292 - $346
|
694
$319K
|
|
|
Jan 19, 2023
Q4 2022
|
Stephens Consulting, LLC
Flint, MI |
BUY
|
- |
1+ 0.31% |
$292 - $346
|
323
$148K
|
|
|
Feb 09, 2023
Q4 2022
|
Xml Financial, LLC
|
BUY
|
- |
1+ 0.14% |
$292 - $346
|
729
$335K
|
|
|
Feb 10, 2023
Q4 2022
|
Nbt Bank N A
|
BUY
|
- |
1+ 0.02% |
$292 - $346
|
4.12K
$1.89M
|
|
|
Jan 26, 2023
Q4 2022
|
Paulson Wealth Management Inc.
|
BUY
|
- |
1+ 0.06% |
$292 - $346
|
1.56K
$717K
|
|
|
Feb 13, 2023
Q4 2022
|
Cornerstone Advisory, LLC
|
BUY
|
- |
1+ 0.11% |
$292 - $346
|
931
$428K
|
|
|
Feb 06, 2023
Q4 2022
|
Widmann Financial Services, Inc.
|
BUY
|
- |
1+ 0.04% |
$292 - $346
|
2.58K
$1.18M
|
|
|
Feb 13, 2023
Q4 2022
|
Camden Capital, LLC
|
BUY
|
- |
1+ 0.04% |
$292 - $346
|
2.54K
$1.17M
|
|
|
Feb 07, 2023
Q4 2022
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
1+ 1.1% |
$292 - $346
|
92
$42.3K
|
|
|
Feb 14, 2023
Q4 2022
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
1+ 0.01% |
$292 - $346
|
7.5K
$3.45M
|
|
|
Jan 25, 2023
Q4 2022
|
Duncker Streett & CO Inc
|
BUY
|
- |
1+ 0.04% |
$292 - $346
|
2.56K
$1.18M
|
|
|
Jan 23, 2023
Q4 2022
|
Carnegie Capital Asset Management, LLC
|
BUY
|
- |
1+ 0.05% |
$292 - $346
|
2.03K
$935K
|
|
|
Jan 31, 2023
Q4 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
1+ 0.15% |
$292 - $346
|
658
$302K
|
|
|
Feb 02, 2023
Q4 2022
|
Mission Wealth Management, LP
|
BUY
|
- |
1+ 0.02% |
$292 - $346
|
4.36K
$2M
|
|
|
Aug 03, 2023
Q4 2022
|
Winthrop Advisory Group LLC
|
BUY
|
- |
1+ 0.11% |
$292 - $346
|
947
$435K
|
|
|
Jan 24, 2023
Q4 2022
|
Lindbrook Capital, LLC
|
BUY
|
- |
1+ 0.05% |
$292 - $346
|
1.87K
$858K
|
|
|
Feb 07, 2023
Q4 2022
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
1+ 0.02% |
$292 - $346
|
5.72K
$2.63M
|
|
|
Feb 03, 2023
Q4 2022
|
Albion Financial Group
|
SELL
|
- |
-1- 0.13% |
$292 - $346
|
769
$353K
|
|
|
Feb 09, 2023
Q4 2022
|
Citizens National Bank Trust Department
|
SELL
|
- |
-1- 0.18% |
$292 - $346
|
565
$260K
|
|
|
Feb 13, 2023
Q4 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1- 0.03% |
$292 - $346
|
3.34K
$1.53M
|
|
|
Jan 27, 2023
Q4 2022
|
Mc Adam, LLC
|
SELL
|
- |
-1- 0.07% |
$292 - $346
|
1.47K
$676K
|
|
|
Feb 10, 2023
Q4 2022
|
Signature Securities Group Corporation
|
SELL
|
- |
-1- 0.04% |
$292 - $346
|
2.42K
$1.11M
|
|
|
Feb 03, 2023
Q4 2022
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-1- 0.01% |
$292 - $346
|
7.53K
$3.46M
|
|
|
Feb 10, 2023
Q4 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-1- 25.0% |
$292 - $346
|
3
$1.38K
|
|
|
May 16, 2023
Q4 2022
|
Cassady Schiller Wealth Management, LLC
Cincinnati, OH |
SELL
|
- |
-1- 0.16% |
$292 - $346
|
625
$287K
|
|
|
Jan 26, 2023
Q4 2022
|
Gfs Advisors, LLC
|
SELL
|
- |
-4- 0.04% |
$1.17K - $1.38K
|
10.4K
$4.78M
|
|
|
Feb 10, 2023
Q4 2022
|
Motco
|
SELL
|
- |
-4- 0.11% |
$1.17K - $1.38K
|
3.57K
$1.64M
|
|
|
Jan 13, 2023
Q4 2022
|
Windsor Capital Management, LLC
|
SELL
|
- |
-5- 0.08% |
$1.46K - $1.73K
|
5.96K
$2.74M
|
|
|
Jan 11, 2023
Q4 2022
|
Sound Income Strategies, LLC
|
SELL
|
- |
-5- 71.43% |
$1.46K - $1.73K
|
2
$919
|
|
|
Feb 13, 2023
Q4 2022
|
N.E.W. Advisory Services LLC
|
SELL
|
- |
-5- 0.42% |
$1.46K - $1.73K
|
1.18K
$543K
|
|
|
Jan 24, 2023
Q4 2022
|
Cordant, Inc.
Portland, OR |
SELL
|
- |
-5- 4.0% |
$1.46K - $1.73K
|
120
$55.1K
|
|
|
May 11, 2023
Q4 2022
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-6- 2.56% |
$1.75K - $2.08K
|
228
$105K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-9- 0.02% |
$2.63K - $3.11K
|
38K
$17.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-9- 0.53% |
$2.63K - $3.11K
|
1.7K
$781K
|
|
|
Feb 13, 2023
Q4 2022
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-9- 0.12% |
$2.63K - $3.11K
|
7.44K
$3.42M
|
|
|
Jan 18, 2023
Q4 2022
|
Consolidated Capital Management, LLC
|
SELL
|
- |
-11- 0.56% |
$3.21K - $3.81K
|
1.96K
$898K
|
|
|
Sep 21, 2023
Q4 2022
|
Halpern Financial, Inc.
Ashburn, VA |
SELL
|
- |
-13- 39.39% |
$3.8K - $4.5K
|
20
$9.19K
|
|
|
Jan 13, 2023
Q4 2022
|
John W. Brooker & Co., Cp As
|
SELL
|
- |
-13- 1.54% |
$3.8K - $4.5K
|
832
$382K
|
|
|
Feb 13, 2023
Q4 2022
|
Schnieders Capital Management LLC
|
SELL
|
- |
-14- 0.14% |
$4.09K - $4.84K
|
9.79K
$4.5M
|
|
|
Jan 25, 2023
Q4 2022
|
Aj Wealth Strategies, LLC
|
SELL
|
- |
-14- 0.12% |
$4.09K - $4.84K
|
11.8K
$5.43M
|
|
|
Jan 26, 2023
Q4 2022
|
Acas, LLC
|
SELL
|
- |
-15- 1.18% |
$4.38K - $5.19K
|
1.25K
$576K
|
|
|
Feb 14, 2023
Q4 2022
|
First Manhattan CO
New York, NY |
SELL
|
- |
-16- 1.96% |
$4.67K - $5.54K
|
800
$368K
|
|
|
Feb 14, 2023
Q4 2022
|
F3 Logic, LLC
|
SELL
|
- |
-16- 1.88% |
$4.67K - $5.54K
|
833
$383K
|
|
|
Feb 01, 2023
Q4 2022
|
Marshall Financial Group LLC
|
SELL
|
- |
-16- 2.17% |
$4.67K - $5.54K
|
720
$331K
|
|
|
Jan 12, 2023
Q4 2022
|
Eagle Capital Management, LLC
|
SELL
|
- |
-16- 0.05% |
$4.67K - $5.54K
|
33.2K
$15.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Stokes Family Office, LLC
|
SELL
|
- |
-17- 0.32% |
$4.96K - $5.88K
|
5.31K
$2.44M
|
|
|
Jan 26, 2023
Q4 2022
|
Destiny Wealth Partners, LLC
|
SELL
|
- |
-17- 9.5% |
$4.96K - $5.88K
|
162
$74.4K
|
|
|
Feb 07, 2023
Q4 2022
|
Edge Capital Group, LLC
|
SELL
|
- |
-17- 0.48% |
$4.96K - $5.88K
|
3.56K
$1.63M
|
|
|
Jan 13, 2023
Q4 2022
|
Gofen & Glossberg LLC
|
SELL
|
- |
-18- 1.49% |
$5.26K - $6.23K
|
1.19K
$546K
|