Purchases and Sales Made in Q3 2021 in Alps ETF Tr Disruptive Technol (DTEC)
This table provides information about the institutional ownership of Alps ETF Tr Disruptive Technol (DTEC) during Q3 2021. The information is specifically focused on institutions that hold shares of ALPS ETF TR DISRUPTIVE TECHNOL.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
68.5KNew |
$3.23M - $3.55M
|
68.5K
$3.08M
|
|
|
Oct 21, 2021
Q3 2021
|
Essex LLC
|
BUY
|
- |
66.6KNew |
$3.15M - $3.46M
|
66.6K
$3M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
50.1K+ 107.21% |
$2.37M - $2.6M
|
96.8K
$4.36M
|
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
25.6KNew |
$1.21M - $1.33M
|
25.6K
$1.15M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
22.2K+ 76.39% |
$1.05M - $1.15M
|
51.1K
$2.3M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
11.5KNew |
$542K - $596K
|
11.5K
$516K
|
|
|
Nov 02, 2021
Q3 2021
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
9.74KNew |
$460K - $505K
|
9.74K
$438K
|
|
|
Oct 12, 2021
Q3 2021
|
H&H Retirement Design & Management Inc
|
BUY
|
- |
7.4K+ 3.39% |
$349K - $384K
|
226K
$10.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.03K+ 16.9% |
$332K - $365K
|
48.6K
$2.19M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
6.56KNew |
$310K - $341K
|
6.56K
$295K
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
2.39KNew |
$113K - $124K
|
2.39K
$107K
|
|
|
Nov 12, 2021
Q3 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
2.25K+ 3.0% |
$106K - $117K
|
77.2K
$3.48M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.59K+ 7.56% |
$75.1K - $82.5K
|
22.6K
$1.02M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
519+ 8.94% |
$24.5K - $26.9K
|
6.33K
$285K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
508+ 1.61% |
$24K - $26.4K
|
32K
$1.44M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
415+ 3.29% |
$19.6K - $21.5K
|
13K
$586K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
293+ 20.65% |
$13.8K - $15.2K
|
1.71K
$77K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
282+ 1.2% |
$13.3K - $14.6K
|
23.9K
$1.07M
|
|
|
Nov 08, 2021
Q3 2021
|
Rossmore Private Capital
Glastonbury, CT |
BUY
|
- |
100+ 1.43% |
$4.72K - $5.19K
|
7.07K
$318K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
80+ 1.72% |
$3.78K - $4.15K
|
4.74K
$213K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
80+ 0.14% |
$3.78K - $4.15K
|
57.6K
$2.59M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
65+ 1.22% |
$3.07K - $3.37K
|
5.38K
$242K
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
19New |
$897 - $986
|
19
$855
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-8- 0.59% |
$378 - $415
|
1.34K
$60.4K
|
|
|
Nov 18, 2021
Q3 2021
|
Personal Cfo Solutions, LLC
|
SELL
|
- |
-111- 2.23% |
$5.24K - $5.76K
|
4.87K
$219K
|
|
|
Nov 16, 2021
Q3 2021
|
Fin Trust Capital Advisors, LLC
|
SELL
|
- |
-225Closed |
$10.6K - $11.7K
|
0
$0
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-257- 26.8% |
$12.1K - $13.3K
|
702
$31.6K
|
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-678Closed |
$32K - $35.2K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Flagship Private Wealth, LLC
|
SELL
|
- |
-843Closed |
$39.8K - $43.8K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
SELL
|
- |
-1.12K- 5.07% |
$52.7K - $57.9K
|
20.9K
$940K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.5KClosed |
$70.8K - $77.9K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.89K- 1.83% |
$89.3K - $98.2K
|
102K
$4.57M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.64K- 6.65% |
$125K - $137K
|
37K
$1.67M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-4.95KClosed |
$234K - $257K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.24K- 15.71% |
$342K - $376K
|
38.9K
$1.75M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-9.78K- 32.37% |
$462K - $507K
|
20.4K
$919K
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-13.7KClosed |
$648K - $712K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-14.7K- 4.65% |
$695K - $764K
|
302K
$13.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-36K- 37.61% |
$1.7M - $1.87M
|
59.8K
$2.69M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-69.2KClosed |
$3.27M - $3.59M
|
0
$0
|