Purchases and Sales Made in Q3 2022 in Spdr Ser Tr Spdr S&P 500 Esg E (EFIV)
This table provides information about the institutional ownership of Spdr Ser Tr Spdr S&P 500 Esg E (EFIV) during Q3 2022. The information is specifically focused on institutions that hold shares of SPDR SER TR SPDR S&P 500 ESG E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
BUY
|
- |
107KNew |
$3.65M - $4.42M
|
107K
$6.1M
|
|
|
Oct 31, 2022
Q3 2022
|
Merit Financial Group, LLC
|
BUY
|
- |
57.3KNew |
$1.95M - $2.36M
|
57.3K
$3.25M
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
42K+ 5.77% |
$1.43M - $1.73M
|
770K
$43.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Pfs Investments Inc.
Duluth, GA |
BUY
|
- |
26.3K+ 18.11% |
$895K - $1.08M
|
171K
$9.74M
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
23.1KNew |
$786K - $951K
|
23.1K
$1.31M
|
|
|
Oct 31, 2022
Q3 2022
|
Baltimore Washington Financial Advisors, Inc.
|
BUY
|
- |
16.8K+ 15.55% |
$571K - $692K
|
125K
$7.09M
|
|
|
Nov 14, 2022
Q3 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
16.2KNew |
$551K - $667K
|
16.2K
$921K
|
|
|
Nov 14, 2022
Q3 2022
|
Zurich Insurance Group LTD
Zurich, V8 |
BUY
|
- |
12.9KNew |
$439K - $531K
|
12.9K
$733K
|
|
|
Nov 10, 2022
Q3 2022
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
12.3KNew |
$419K - $508K
|
12.3K
$700K
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.9KNew |
$404K - $489K
|
11.9K
$674K
|
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
11.8K+ 97.34% |
$401K - $485K
|
23.9K
$1.36M
|
|
|
Nov 14, 2022
Q3 2022
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
11.2KNew |
$381K - $461K
|
11.2K
$636K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
10.1K+ 86.25% |
$342K - $414K
|
21.7K
$1.23M
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
9.01K+ 111.59% |
$307K - $371K
|
17.1K
$971K
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
8.16K+ 101.71% |
$278K - $336K
|
16.2K
$919K
|
|
|
Nov 10, 2022
Q3 2022
|
Kwb Wealth
Redlands, CA |
BUY
|
- |
7.3KNew |
$248K - $301K
|
7.3K
$415K
|
|
|
Nov 10, 2022
Q3 2022
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
6.37K+ 24.9% |
$217K - $262K
|
31.9K
$1.81M
|
|
|
Nov 10, 2022
Q3 2022
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
5.49K+ 39.82% |
$187K - $226K
|
19.3K
$1.1M
|
|
|
Nov 10, 2022
Q3 2022
|
Sage Advisory Services, Ltd.Co.
|
BUY
|
- |
4.32K+ 14.71% |
$147K - $178K
|
33.7K
$1.91M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
4.29K+ 29.9% |
$146K - $177K
|
18.7K
$1.06M
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3.94KNew |
$134K - $162K
|
3.94K
$224K
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
3.82K+ 37.38% |
$130K - $157K
|
14K
$797K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
2.83KNew |
$96.2K - $116K
|
2.83K
$161K
|
|
|
Nov 09, 2022
Q3 2022
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
1.86K+ 24.09% |
$63.3K - $76.7K
|
9.59K
$545K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
1.29KNew |
$44K - $53.3K
|
1.29K
$73.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.21KNew |
$41.1K - $49.7K
|
1.21K
$68.6K
|
|
|
Oct 19, 2022
Q3 2022
|
Armbruster Capital Management, Inc.
|
BUY
|
- |
1.05K+ 4.39% |
$35.7K - $43.2K
|
25K
$1.42M
|
|
|
Oct 13, 2022
Q3 2022
|
Gofen & Glossberg LLC
|
BUY
|
- |
921+ 1.84% |
$31.4K - $37.9K
|
50.9K
$2.89M
|
|
|
Nov 02, 2022
Q3 2022
|
Retirement Income Solutions, Inc
Ann Arbor, MI |
BUY
|
- |
829+ 12.69% |
$28.2K - $34.1K
|
7.36K
$418K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
818+ 17.65% |
$27.8K - $33.7K
|
5.45K
$310K
|
|
|
Oct 13, 2022
Q3 2022
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
693+ 0.63% |
$23.6K - $28.5K
|
110K
$6.27M
|
|
|
Oct 07, 2022
Q3 2022
|
Single Point Partners, LLC
|
BUY
|
- |
567+ 7.1% |
$19.3K - $23.4K
|
8.56K
$486K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
504New |
$17.2K - $20.8K
|
504
$28.6K
|
|
|
Oct 19, 2022
Q3 2022
|
Warren Street Wealth Advisors, LLC
|
BUY
|
- |
212+ 1.88% |
$7.22K - $8.73K
|
11.5K
$651K
|
|
|
Oct 20, 2022
Q3 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
42New |
$1.43K - $1.73K
|
42
$2.39K
|
|
|
Nov 14, 2022
Q3 2022
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
32+ 0.4% |
$1.09K - $1.32K
|
8.03K
$456K
|
|
|
Oct 24, 2022
Q3 2022
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
29+ 0.16% |
$987 - $1.19K
|
18K
$1.02M
|
|
|
Nov 10, 2022
Q3 2022
|
Keystone Financial Group
|
BUY
|
- |
18+ 0.12% |
$613 - $741
|
14.4K
$820K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2022
Q3 2022
|
Blue Edge Capital, LLC
Richmond, VA |
SELL
|
- |
-2.79K- 4.0% |
$94.8K - $115K
|
66.8K
$3.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.02K- 11.01% |
$103K - $124K
|
24.4K
$1.39M
|
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-7.53K- 43.94% |
$256K - $310K
|
9.61K
$546K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-17.6K- 96.56% |
$600K - $726K
|
627
$35.6K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-44.1K- 56.53% |
$1.5M - $1.82M
|
33.9K
$1.93M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-52.8K- 13.94% |
$1.8M - $2.18M
|
326K
$18.5M
|