Purchases and Sales Made in Q3 2023 in Spdr Ser Tr Spdr S&P 500 Esg E (EFIV)
This table provides information about the institutional ownership of Spdr Ser Tr Spdr S&P 500 Esg E (EFIV) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR SER TR SPDR S&P 500 ESG E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 10, 2023
Q3 2023
|
Koss Olinger Consulting, LLC
|
BUY
|
- |
105K+ 82.71% |
$4.33M - $4.67M
|
232K
$13.2M
|
|
|
Nov 02, 2023
Q3 2023
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
77.7K+ 73.4% |
$3.21M - $3.46M
|
183K
$10.4M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
32.4KNew |
$1.34M - $1.44M
|
32.4K
$1.84M
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
24.7KNew |
$1.02M - $1.1M
|
24.7K
$1.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
14.4KNew |
$595K - $642K
|
14.4K
$818K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
13.6K+ 49.08% |
$563K - $607K
|
41.4K
$2.35M
|
|
|
Nov 08, 2023
Q3 2023
|
Baltimore Washington Financial Advisors, Inc.
|
BUY
|
- |
11.5K+ 3.39% |
$476K - $513K
|
352K
$20M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
10.8K+ 2.11% |
$445K - $480K
|
521K
$29.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
9.71KNew |
$401K - $433K
|
9.71K
$552K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
9.24K+ 37.49% |
$381K - $411K
|
33.9K
$1.92M
|
|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
8.89KNew |
$367K - $396K
|
8.89K
$505K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
8.85K+ 483.93% |
$365K - $394K
|
10.7K
$607K
|
|
|
Nov 07, 2023
Q3 2023
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
8.61K+ 18.41% |
$356K - $384K
|
55.4K
$3.15M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
8.45KNew |
$349K - $376K
|
8.45K
$480K
|
|
|
Nov 09, 2023
Q3 2023
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
5.9K+ 8.22% |
$244K - $263K
|
77.7K
$4.41M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
5.59K+ 3468.94% |
$231K - $249K
|
5.75K
$327K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
4.06K+ 15.33% |
$168K - $181K
|
30.5K
$1.73M
|
|
|
Nov 09, 2023
Q3 2023
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
3.19K+ 5.59% |
$132K - $142K
|
60.2K
$3.42M
|
|
|
Nov 09, 2023
Q3 2023
|
Us Financial Advisors, LLC
Braintree, MA |
BUY
|
- |
2.03K+ 7.75% |
$83.7K - $90.3K
|
28.2K
$1.6M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.01K+ 210.48% |
$82.9K - $89.5K
|
2.96K
$168K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
995+ 1213.41% |
$41.1K - $44.3K
|
1.08K
$61.2K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
977+ 4.18% |
$40.3K - $43.5K
|
24.3K
$1.38M
|
|
|
Nov 14, 2023
Q3 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
903+ 746.28% |
$37.3K - $40.2K
|
1.02K
$58.2K
|
|
|
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
903+ 746.28% |
$37.3K - $40.2K
|
1.02K
$58.2K
|
|
|
Nov 01, 2023
Q3 2023
|
Retirement Income Solutions, Inc
Ann Arbor, MI |
BUY
|
- |
836+ 4.93% |
$34.5K - $37.2K
|
17.8K
$1.01M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
770+ 4.12% |
$31.8K - $34.3K
|
19.5K
$1.11M
|
|
|
Nov 14, 2023
Q3 2023
|
Blue Edge Capital, LLC
Richmond, VA |
BUY
|
- |
725+ 1.2% |
$29.9K - $32.3K
|
61.2K
$3.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
679+ 10.35% |
$28K - $30.2K
|
7.24K
$412K
|
|
|
Nov 08, 2023
Q3 2023
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
560+ 4.81% |
$23.1K - $24.9K
|
12.2K
$694K
|
|
|
Nov 08, 2023
Q3 2023
|
Journey Strategic Wealth LLC
Summit, NJ |
BUY
|
- |
426+ 4.78% |
$17.6K - $19K
|
9.35K
$531K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
376+ 13.46% |
$15.5K - $16.8K
|
3.17K
$180K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
254New |
$10.5K - $11.3K
|
254
$14.4K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
112+ 2.34% |
$4.62K - $4.99K
|
4.9K
$279K
|
|
|
Oct 24, 2023
Q3 2023
|
Denver Wealth Management, Inc.
Greenwood Village, CO |
BUY
|
- |
76+ 1.28% |
$3.14K - $3.39K
|
6.03K
$343K
|
|
|
Jul 22, 2024
Q3 2023
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
59+ 0.41% |
$2.44K - $2.63K
|
14.4K
$817K
|
|
|
Nov 13, 2023
Q3 2023
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
29+ 0.36% |
$1.2K - $1.29K
|
8.16K
$464K
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
15+ 0.03% |
$619 - $668
|
50.7K
$2.88M
|
|
|
Oct 12, 2023
Q3 2023
|
Single Point Partners, LLC
|
BUY
|
- |
13+ 0.15% |
$537 - $579
|
8.76K
$498K
|
|
|
Oct 25, 2023
Q3 2023
|
Veracity Capital LLC
|
BUY
|
- |
1+ 0.01% |
$41.3 - $44.6
|
16K
$906K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 18, 2023
Q3 2023
|
Warren Street Wealth Advisors, LLC
|
SELL
|
- |
-1- 0.01% |
$41.3 - $44.6
|
11.8K
$672K
|
|
|
Nov 07, 2023
Q3 2023
|
Omni Star Financial Group, Inc.
|
SELL
|
- |
-2- 0.02% |
$82.6 - $89.1
|
12K
$684K
|
|
|
Oct 17, 2023
Q3 2023
|
Armbruster Capital Management, Inc.
|
SELL
|
- |
-25- 0.07% |
$1.03K - $1.11K
|
35.8K
$2.03M
|
|
|
Oct 19, 2023
Q3 2023
|
Marshall Financial Group LLC
|
SELL
|
- |
-48- 0.63% |
$1.98K - $2.14K
|
7.57K
$430K
|
|
|
Nov 03, 2023
Q3 2023
|
R. W. Roge & Company, Inc.
Bohemia, NY |
SELL
|
- |
-148- 1.44% |
$6.11K - $6.59K
|
10.1K
$577K
|
|
|
Oct 13, 2023
Q3 2023
|
Brave Asset Management Inc
|
SELL
|
- |
-248- 4.85% |
$10.2K - $11K
|
4.87K
$276K
|
|
|
Nov 15, 2023
Q3 2023
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-302- 64.12% |
$12.5K - $13.5K
|
169
$9.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-559- 6.06% |
$23.1K - $24.9K
|
8.67K
$492K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-579- 3.18% |
$23.9K - $25.8K
|
17.7K
$1M
|