Purchases and Sales Made in Q3 2021 in Alps ETF Tr Equal Sector Weigh (EQL)
This table provides information about the institutional ownership of Alps ETF Tr Equal Sector Weigh (EQL) during Q3 2021. The information is specifically focused on institutions that hold shares of ALPS ETF TR EQUAL SECTOR WEIGH.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
129KNew |
$12.7M - $13.5M
|
129K
$16.1M
|
|
|
Oct 13, 2021
Q3 2021
|
Bruderman Asset Management, LLC
Locust Valley, NY |
BUY
|
- |
3KNew |
$295K - $314K
|
3K
$375K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
2.03K+ 1.41% |
$200K - $212K
|
146K
$18.2M
|
|
|
Oct 20, 2021
Q3 2021
|
Guidance Point Advisors, LLC
|
BUY
|
- |
1.95KNew |
$192K - $204K
|
1.95K
$244K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.93K+ 7.19% |
$189K - $201K
|
28.7K
$3.59M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.5K+ 24.75% |
$148K - $157K
|
7.56K
$945K
|
|
|
Nov 12, 2021
Q3 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
1.2K+ 31.09% |
$118K - $125K
|
5.06K
$633K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.15K+ 0.44% |
$113K - $120K
|
263K
$32.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
933+ 2.63% |
$91.8K - $97.6K
|
36.4K
$4.55M
|
|
|
Nov 12, 2021
Q3 2021
|
Aveo Capital Partners, LLC
|
BUY
|
- |
511+ 4.66% |
$50.3K - $53.4K
|
11.5K
$1.44M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
328+ 21.54% |
$32.3K - $34.3K
|
1.85K
$231K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
4+ 0.19% |
$394 - $418
|
2.13K
$266K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-49- 0.21% |
$4.82K - $5.12K
|
23.5K
$2.94M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-56- 0.86% |
$5.51K - $5.86K
|
6.42K
$803K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-78- 0.91% |
$7.67K - $8.16K
|
8.48K
$1.06M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-123- 3.71% |
$12.1K - $12.9K
|
3.19K
$399K
|
|
|
Oct 15, 2021
Q3 2021
|
Insight Folios Inc
|
SELL
|
- |
-343- 5.21% |
$33.7K - $35.9K
|
6.24K
$780K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-358- 2.81% |
$35.2K - $37.4K
|
12.4K
$1.55M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-526- 3.62% |
$51.8K - $55K
|
14K
$1.75M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-568- 3.28% |
$55.9K - $59.4K
|
16.8K
$2.1M
|
|
|
Oct 25, 2021
Q3 2021
|
Rockland Trust CO
|
SELL
|
- |
-575- 9.03% |
$56.6K - $60.1K
|
5.8K
$725K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.06K- 6.58% |
$105K - $111K
|
15.1K
$1.89M
|
|
|
Nov 12, 2021
Q3 2021
|
Personal Capital Advisors Corp
|
SELL
|
- |
-2.89KClosed |
$284K - $302K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-16.3KClosed |
$1.6M - $1.7M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-27.6K- 66.04% |
$2.72M - $2.89M
|
14.2K
$1.77M
|