Purchases and Sales Made in Q3 2023 in Alps ETF Tr Equal Sector Weigh (EQL)
This table provides information about the institutional ownership of Alps ETF Tr Equal Sector Weigh (EQL) during Q3 2023. The information is specifically focused on institutions that hold shares of ALPS ETF TR EQUAL SECTOR WEIGH.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
18.2KNew |
$1.83M - $1.96M
|
18.2K
$2.29M
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
9.64K+ 17.04% |
$966K - $1.04M
|
66.2K
$8.32M
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
7.6K+ 4.48% |
$761K - $817K
|
177K
$22.3M
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.76K+ 6.14% |
$678K - $728K
|
117K
$14.7M
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
3.87KNew |
$388K - $416K
|
3.87K
$487K
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.58K+ 8.17% |
$359K - $386K
|
47.4K
$5.96M
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
3.43KNew |
$343K - $369K
|
3.43K
$431K
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.79KNew |
$279K - $300K
|
2.79K
$350K
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.36K+ 6.01% |
$236K - $253K
|
41.5K
$5.22M
|
|
Oct 11, 2023
Q3 2023
|
Insight Folios Inc
|
BUY
|
- |
1.78K+ 72.46% |
$178K - $191K
|
4.23K
$532K
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.26K+ 28.89% |
$126K - $135K
|
5.6K
$705K
|
|
Nov 14, 2023
Q3 2023
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
800+ 8.74% |
$80.2K - $86.1K
|
9.95K
$1.25M
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
634+ 2.58% |
$63.6K - $68.2K
|
25.2K
$3.17M
|
|
Nov 15, 2023
Q3 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
605+ 21.61% |
$60.7K - $65.1K
|
3.4K
$428K
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
400+ 12.84% |
$40.1K - $43.1K
|
3.52K
$442K
|
|
Nov 03, 2023
Q3 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
312+ 5.77% |
$31.3K - $33.6K
|
5.72K
$719K
|
|
Aug 14, 2024
Q3 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
276New |
$27.7K - $29.7K
|
276
$34.7K
|
|
Nov 14, 2023
Q3 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
212+ 0.86% |
$21.3K - $22.8K
|
24.8K
$3.12M
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
162+ 2.55% |
$16.2K - $17.4K
|
6.52K
$820K
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
83+ 0.34% |
$8.32K - $8.93K
|
24.6K
$3.09M
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
70New |
$7.02K - $7.53K
|
70
$8.8K
|
|
Oct 18, 2023
Q3 2023
|
Umb Bank, N.A.
|
BUY
|
- |
24New |
$2.41K - $2.58K
|
24
$3.02K
|
|
Nov 14, 2023
Q3 2023
|
Mai Capital Management
|
BUY
|
- |
15+ 0.43% |
$1.5K - $1.61K
|
3.54K
$445K
|
|
Nov 13, 2023
Q3 2023
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
15+ 0.33% |
$1.5K - $1.61K
|
4.6K
$578K
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-64- 0.16% |
$6.42K - $6.89K
|
39.3K
$4.94M
|
|
Nov 03, 2023
Q3 2023
|
Lincoln National Corp
|
SELL
|
- |
-74- 1.43% |
$7.42K - $7.96K
|
5.11K
$642K
|
|
Oct 24, 2023
Q3 2023
|
Total Investment Management Inc
Scottsdale, AZ |
SELL
|
- |
-183- 6.37% |
$18.3K - $19.7K
|
2.69K
$338K
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-259- 5.01% |
$26K - $27.9K
|
4.91K
$618K
|
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-747- 3.22% |
$74.9K - $80.4K
|
22.5K
$2.82M
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-891- 6.06% |
$89.3K - $95.9K
|
13.8K
$1.74M
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-1.47K- 16.24% |
$147K - $158K
|
7.59K
$954K
|
|
Nov 06, 2023
Q3 2023
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-1.54K- 1.07% |
$154K - $165K
|
142K
$17.9M
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.07K- 6.53% |
$207K - $223K
|
29.6K
$3.72M
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-3.01K- 5.42% |
$302K - $324K
|
52.5K
$6.6M
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.48K- 61.48% |
$349K - $375K
|
2.18K
$275K
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-3.93K- 2.06% |
$394K - $423K
|
187K
$23.5M
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-75.9K- 96.93% |
$7.61M - $8.17M
|
2.41K
$303K
|