Purchases and Sales Made in Q3 2021 in Ishares, Inc. Ishares Esg Awar (ESGE)

This table provides information about the institutional ownership of Ishares, Inc. Ishares Esg Awar (ESGE) during Q3 2021. The information is specifically focused on institutions that hold shares of ISHARES, INC. ISHARES ESG AWAR.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
Oct 21, 2021 Q3 2021	Highland Private Wealth Management	BUY	-	19.5K + 15.51%	$793K - $872K	145K $5.1M
Nov 16, 2021 Q3 2021	Cahill Financial Advisors Inc Edina, MN	BUY	-	18.8K New	$767K - $843K	18.8K $662K
Nov 02, 2021 Q3 2021	Cambridge Investment Research Advisors, Inc.	BUY	-	17.3K + 5.58%	$704K - $774K	327K $11.5M
Mar 22, 2023 Q3 2021	American Portfolios Advisors Holbrook, NY	BUY	-	16.6K + 163.27%	$677K - $745K	26.8K $943K
Nov 02, 2021 Q3 2021	Empirical Financial Services, LLC D.B.A. Empirical Wealth Management	BUY	-	15.8K + 15.48%	$644K - $708K	118K $4.14M
Nov 19, 2021 Q3 2021	Cfs Investment Advisory Services, LLC Totowa, NJ	BUY	-	15.6K New	$637K - $701K	15.6K $550K
Nov 15, 2021 Q3 2021	Y Intercept (Hong Kong) LTD	BUY	-	15.4K New	$627K - $690K	15.4K $542K
Nov 12, 2021 Q3 2021	Laurel Wealth Planning LLC Edina, MN	BUY	-	14.7K + 38.09%	$600K - $660K	53.4K $1.88M
Nov 15, 2021 Q3 2021	Harbour Investments, Inc. Madison, WI	BUY	-	14.7K + 152.15%	$600K - $659K	24.4K $858K
Nov 15, 2021 Q3 2021	Regentatlantic Capital LLC Morristown, NJ	BUY	-	14.1K + 8.19%	$576K - $633K	187K $6.57M
Nov 15, 2021 Q3 2021	Bailard, Inc.	BUY	-	14K + 14.8%	$572K - $629K	109K $3.83M
Nov 15, 2021 Q3 2021	First Ascent Asset Management, LLC	BUY	-	13.3K New	$540K - $594K	13.3K $466K
Nov 23, 2021 Q3 2021	Cambridge Trust CO Boston, MA	BUY	-	13K New	$530K - $582K	13K $457K
Nov 12, 2021 Q3 2021	Equitable Holdings, Inc. New York, NY	BUY	-	12.3K + 8.43%	$503K - $552K	159K $5.58M
Oct 29, 2021 Q3 2021	True Link Financial Advisors, LLC	BUY	-	11.8K + 3.66%	$481K - $529K	334K $11.7M
Nov 01, 2021 Q3 2021	Goodwin Investment Advisory Woodstock, GA	BUY	-	11.6K + 73.46%	$473K - $520K	27.4K $964K
Oct 22, 2021 Q3 2021	Outlook Wealth Advisors, LLC	BUY	-	11.2K + 10.24%	$457K - $503K	121K $4.25M
Nov 10, 2021 Q3 2021	Bokf, Na Tulsa, OK	BUY	-	10.5K New	$429K - $472K	10.5K $371K
Nov 05, 2021 Q3 2021	Lincoln National Corp	BUY	-	10.4K New	$423K - $465K	10.4K $365K
Nov 10, 2021 Q3 2021	Parsec Financial Management, Inc.	BUY	-	9.71K + 22.07%	$396K - $435K	53.7K $1.89M
Nov 15, 2021 Q3 2021	Wealthspire Advisors, LLC New York, NY	BUY	-	9.56K New	$389K - $428K	9.56K $336K
Nov 12, 2021 Q3 2021	Savant Capital, LLC	BUY	-	9.25K + 18.91%	$377K - $414K	58.1K $2.04M
Nov 12, 2021 Q3 2021	Dohj, LLC Seattle, WA	BUY	-	9.09K New	$370K - $407K	9.09K $320K
Oct 19, 2021 Q3 2021	Fundamentun, LLC Beachwood, OH	BUY	-	9.07K New	$369K - $406K	9.07K $319K
Nov 15, 2021 Q3 2021	Blue Edge Capital, LLC Richmond, VA	BUY	-	8.96K + 28.31%	$365K - $401K	40.6K $1.43M
Nov 10, 2021 Q3 2021	Buckingham Strategic Wealth, LLC Clayton, MO	BUY	-	8.82K New	$359K - $395K	8.82K $310K
Nov 15, 2021 Q3 2021	D.A. Davidson & Co.	BUY	-	7.91K New	$322K - $354K	7.91K $278K
Oct 22, 2021 Q3 2021	Tompkins Financial Corp	BUY	-	7.13K + 11.05%	$290K - $319K	71.6K $2.52M
Oct 14, 2021 Q3 2021	Marino, Stram & Associates LLC	BUY	-	7.1K New	$289K - $318K	7.1K $250K
Nov 15, 2021 Q3 2021	Northwestern Mutual Wealth Management CO	BUY	-	6.75K + 0.7%	$275K - $302K	976K $34.3M
Oct 29, 2021 Q3 2021	Halbert Hargrove Global Advisors, LLC	BUY	-	6.58K + 27.34%	$268K - $295K	30.6K $1.08M
Nov 12, 2021 Q3 2021	Chicago Partners Investment Group LLC	BUY	-	6.22K New	$253K - $279K	6.22K $219K
Oct 13, 2021 Q3 2021	Cypress Wealth Services, LLC	BUY	-	6.03K + 4.54%	$246K - $270K	139K $4.88M
Oct 29, 2021 Q3 2021	Opes Wealth Management LLC Menlo Park, CA	BUY	-	5.99K + 85.07%	$244K - $268K	13K $458K
Oct 14, 2021 Q3 2021	Appleton Partners Inc	BUY	-	5.86K New	$239K - $263K	5.86K $206K
Oct 20, 2021 Q3 2021	Onyx Bridge Wealth Group LLC	BUY	-	5.8K New	$236K - $260K	5.8K $204K
Oct 15, 2021 Q3 2021	Advisor Net Financial, Inc	BUY	-	5.51K + 63.15%	$224K - $247K	14.2K $500K
Nov 04, 2021 Q3 2021	Mather Group, Llc. Chicago, IL	BUY	-	5.38K + 26.49%	$219K - $241K	25.7K $903K
Nov 08, 2021 Q3 2021	Keybank National Association	BUY	-	5.32K + 16.94%	$217K - $238K	36.7K $1.29M
Nov 12, 2021 Q3 2021	Bell Investment Advisors, Inc Oakland, CA	BUY	-	5.21K New	$212K - $233K	5.21K $183K
Nov 15, 2021 Q3 2021	United Capital Financial Advisers, LLC Newport Beach, CA	BUY	-	5.2K + 7.41%	$212K - $233K	75.3K $2.65M
Oct 26, 2021 Q3 2021	Orgel Wealth Management, LLC	BUY	-	5.18K + 11.29%	$211K - $232K	51K $1.79M
Nov 01, 2021 Q3 2021	Neumann Capital Management, LLC	BUY	-	5.05K + 46.76%	$206K - $226K	15.9K $557K
Oct 12, 2021 Q3 2021	Signature Estate & Investment Advisors LLC	BUY	-	5.04K New	$205K - $226K	5.04K $177K
Nov 09, 2021 Q3 2021	Valmark Advisers, Inc.	BUY	-	4.88K New	$199K - $219K	4.88K $172K
Nov 08, 2021 Q3 2021	Addison Advisors LLC	BUY	-	4.82K + 31.93%	$196K - $216K	19.9K $700K
Nov 10, 2021 Q3 2021	Jnba Financial Advisors	BUY	-	4.69K + 15.52%	$191K - $210K	34.9K $1.23M
Nov 12, 2021 Q3 2021	First Republic Investment Management, Inc. San Francisco, CA	BUY	-	4.49K + 16.04%	$183K - $201K	32.5K $1.14M
Oct 28, 2021 Q3 2021	Affinity Capital Advisors, LLC	BUY	-	4.46K + 11.21%	$182K - $200K	44.3K $1.56M
Nov 15, 2021 Q3 2021	Beacon Pointe Advisors, LLC Newport Beach, CA	BUY	-	4.22K + 26.22%	$172K - $189K	20.3K $714K

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Account

Purchases and Sales Made in Q3 2021 in Ishares, Inc. Ishares Esg Awar (ESGE)

19.5K

18.8K

17.3K

16.6K

15.8K

15.6K

15.4K

14.7K

14.7K

14.1K

14K

13.3K

13K

12.3K

11.8K

11.6K

11.2K

10.5K

10.4K

9.71K

9.56K

9.25K

9.09K

9.07K

8.96K

8.82K

7.91K

7.13K

7.1K

6.75K

6.58K

6.22K

6.03K

5.99K

5.86K

5.8K

5.51K

5.38K

5.32K

5.21K

5.2K

5.18K

5.05K

5.04K

4.88K

4.82K

4.69K

4.49K

4.46K

4.22K

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