Purchases and Sales Made in Q3 2023 in Ishares Esg Aware Msci Usa Sma (ESML)
This table provides information about the institutional ownership of Ishares Esg Aware Msci Usa Sma (ESML) during Q3 2023. The information is specifically focused on institutions that hold shares of ISHARES ESG AWARE MSCI USA SMA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2023
Q3 2023
|
Austin Private Wealth, LLC
|
SELL
|
- |
-6.28K- 38.02% |
$208K - $235K
|
10.2K
$454K
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-6.32KClosed |
$210K - $236K
|
0
$0
|
|
|
Oct 10, 2023
Q3 2023
|
Affinity Capital Advisors, LLC
|
SELL
|
- |
-6.34K- 18.47% |
$210K - $237K
|
28K
$1.24M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-6.63K- 3.32% |
$220K - $248K
|
193K
$8.56M
|
|
|
Nov 09, 2023
Q3 2023
|
Wealth Alliance
Mellville, NY |
SELL
|
- |
-6.75K- 51.68% |
$224K - $252K
|
6.31K
$280K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-6.75K- 2.35% |
$224K - $252K
|
281K
$12.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-7.74K- 31.93% |
$257K - $289K
|
16.5K
$732K
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-8.08K- 22.16% |
$268K - $302K
|
28.4K
$1.26M
|
|
|
Oct 25, 2023
Q3 2023
|
Vision Capital Management, Inc.
Portland, OR |
SELL
|
- |
-8.47K- 14.72% |
$281K - $316K
|
49.1K
$2.18M
|
|
|
Oct 17, 2023
Q3 2023
|
Northland Capital Management LLC
|
SELL
|
- |
-8.81K- 33.41% |
$293K - $329K
|
17.6K
$779K
|
|
|
Oct 30, 2023
Q3 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-9.54K- 29.9% |
$317K - $356K
|
22.4K
$992K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-9.75K- 23.46% |
$324K - $364K
|
31.8K
$1.41M
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-10K- 49.85% |
$332K - $374K
|
10.1K
$446K
|
|
|
Nov 13, 2023
Q3 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-11.3K- 47.01% |
$377K - $424K
|
12.8K
$567K
|
|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-12K- 16.51% |
$398K - $448K
|
60.6K
$2.69M
|
|
|
Oct 31, 2023
Q3 2023
|
Sharkey, Howes & Javer
|
SELL
|
- |
-12.6K- 45.81% |
$420K - $473K
|
15K
$663K
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
SELL
|
- |
-13.2K- 37.75% |
$440K - $495K
|
21.8K
$968K
|
|
|
Oct 31, 2024
Q3 2023
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-13.9K- 40.71% |
$462K - $520K
|
20.2K
$898K
|
|
|
Nov 09, 2023
Q3 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-14.7K- 54.12% |
$487K - $548K
|
12.4K
$551K
|
|
|
Oct 19, 2023
Q3 2023
|
Grimes & Company, Inc.
|
SELL
|
- |
-14.9K- 44.63% |
$496K - $558K
|
18.5K
$822K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-16.3K- 54.73% |
$542K - $610K
|
13.5K
$599K
|
|
|
Nov 13, 2023
Q3 2023
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-16.4K- 57.54% |
$545K - $613K
|
12.1K
$537K
|
|
|
Oct 24, 2023
Q3 2023
|
Horst & Graben Wealth Management LLC
|
SELL
|
- |
-17.3K- 52.56% |
$574K - $646K
|
15.6K
$691K
|
|
|
Nov 14, 2023
Q3 2023
|
Blue Edge Capital, LLC
Richmond, VA |
SELL
|
- |
-17.5K- 27.83% |
$580K - $653K
|
45.3K
$2.01M
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-20.7K- 62.19% |
$687K - $773K
|
12.6K
$558K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-20.7K- 65.43% |
$688K - $775K
|
11K
$486K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-21K- 46.63% |
$699K - $786K
|
24.1K
$1.07M
|
|
|
Nov 14, 2023
Q3 2023
|
Becker Capital Management Inc
|
SELL
|
- |
-21.6K- 33.12% |
$718K - $808K
|
43.7K
$1.94M
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-22.2K- 18.07% |
$736K - $828K
|
100K
$4.46M
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-22.6K- 13.85% |
$752K - $846K
|
141K
$6.25M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-22.8K- 8.13% |
$756K - $850K
|
257K
$11.4M
|
|
|
Nov 01, 2023
Q3 2023
|
Curtis Advisory Group, LLC
Santa Barbara, CA |
SELL
|
- |
-24.4K- 66.14% |
$811K - $913K
|
12.5K
$555K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-27K- 50.54% |
$897K - $1.01M
|
26.4K
$1.17M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-27.6K- 8.2% |
$918K - $1.03M
|
309K
$13.7M
|
|
|
Nov 01, 2023
Q3 2023
|
One Wealth Advisors, LLC
San Francisco, CA |
SELL
|
- |
-29.9K- 43.3% |
$995K - $1.12M
|
39.2K
$1.74M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-45.4K- 39.6% |
$1.51M - $1.7M
|
69.2K
$3.07M
|
|
|
Nov 13, 2023
Q3 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-71.3KClosed |
$2.37M - $2.66M
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-75.5K- 44.88% |
$2.51M - $2.82M
|
92.8K
$4.11M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-82K- 27.28% |
$2.72M - $3.06M
|
218K
$9.69M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-86.3K- 3.94% |
$2.87M - $3.22M
|
2.1M
$93.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-94.4K- 40.87% |
$3.13M - $3.53M
|
137K
$6.06M
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-112K- 53.14% |
$3.72M - $4.19M
|
98.9K
$4.39M
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-197K- 54.69% |
$6.53M - $7.35M
|
163K
$7.23M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.95M- 59.14% |
$64.8M - $72.9M
|
1.35M
$59.8M
|