Purchases and Sales Made in Q1 2021 in First Trust Nyse Arca Biotechn (FBT)
This table provides information about the institutional ownership of First Trust Nyse Arca Biotechn (FBT) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST NYSE ARCA BIOTECHN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 20, 2021
Q1 2021
|
Fortem Financial Group, LLC
|
SELL
|
- |
-25Closed |
$3.9K - $4.62K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-25Closed |
$3.9K - $4.62K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Clean Yield Group
|
SELL
|
- |
-34Closed |
$5.31K - $6.28K
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-34- 2.05% |
$5.31K - $6.28K
|
1.62K
$281K
|
|
|
Apr 15, 2021
Q1 2021
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-40- 2.03% |
$6.24K - $7.39K
|
1.93K
$335K
|
|
|
May 07, 2021
Q1 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-40- 1.2% |
$6.24K - $7.39K
|
3.29K
$568K
|
|
|
Apr 16, 2021
Q1 2021
|
Lake Street Financial LLC
|
SELL
|
- |
-50- 1.54% |
$7.8K - $9.24K
|
3.19K
$552K
|
|
|
May 20, 2021
Q1 2021
|
Axiom Investment Management LLC
New York, NY |
SELL
|
- |
-55- 13.58% |
$8.58K - $10.2K
|
350
$60.5K
|
|
|
Apr 28, 2021
Q1 2021
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-64- 2.83% |
$9.99K - $11.8K
|
2.2K
$380K
|
|
|
May 17, 2021
Q1 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-66- 4.57% |
$10.3K - $12.2K
|
1.38K
$238K
|
|
|
May 12, 2021
Q1 2021
|
Comerica Securities,Inc.
|
SELL
|
- |
-79- 2.71% |
$12.3K - $14.6K
|
2.84K
$491K
|
|
|
Apr 28, 2021
Q1 2021
|
Us Bancorp \De\
|
SELL
|
- |
-87- 6.05% |
$13.6K - $16.1K
|
1.35K
$234K
|
|
|
May 04, 2021
Q1 2021
|
Core Wealth Advisors, Inc.
Lakeland, FL |
SELL
|
- |
-89- 25.95% |
$13.9K - $16.5K
|
254
$43.9K
|
|
|
Apr 09, 2021
Q1 2021
|
Selective Wealth Management, Inc.
|
SELL
|
- |
-100- 40.65% |
$15.6K - $18.5K
|
146
$25.3K
|
|
|
Apr 29, 2021
Q1 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-100- 20.83% |
$15.6K - $18.5K
|
380
$65.7K
|
|
|
May 12, 2021
Q1 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-100- 7.1% |
$15.6K - $18.5K
|
1.31K
$226K
|
|
|
Apr 22, 2021
Q1 2021
|
Cornell Pochily Investment Advisors, Inc.
|
SELL
|
- |
-100- 4.14% |
$15.6K - $18.5K
|
2.32K
$401K
|
|
|
May 14, 2021
Q1 2021
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-145- 13.67% |
$22.6K - $26.8K
|
916
$158K
|
|
|
May 06, 2021
Q1 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-160- 5.02% |
$25K - $29.6K
|
3.03K
$524K
|
|
|
May 17, 2021
Q1 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-200Closed |
$31.2K - $37K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Rda Financial Network
|
SELL
|
- |
-208- 6.49% |
$32.5K - $38.4K
|
3K
$519K
|
|
|
May 17, 2021
Q1 2021
|
Truist Financial Corp
|
SELL
|
- |
-246- 0.69% |
$38.4K - $45.5K
|
35.3K
$6.11M
|
|
|
Apr 29, 2021
Q1 2021
|
Modera Wealth Management, LLC
|
SELL
|
- |
-251- 15.88% |
$39.2K - $46.4K
|
1.33K
$230K
|
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-257- 51.2% |
$40.1K - $47.5K
|
245
$42.4K
|
|
|
May 10, 2021
Q1 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-286- 3.63% |
$44.6K - $52.9K
|
7.59K
$1.31M
|
|
|
Sep 15, 2021
Q1 2021
|
Cwm, LLC
|
SELL
|
- |
-288- 3.8% |
$44.9K - $53.2K
|
7.3K
$1.26M
|
|
|
May 14, 2021
Q1 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-303- 2.11% |
$47.3K - $56K
|
14.1K
$2.44M
|
|
|
Apr 23, 2021
Q1 2021
|
Tfg Advisers LLC
|
SELL
|
- |
-321- 7.27% |
$50.1K - $59.3K
|
4.09K
$708K
|
|
|
May 14, 2021
Q1 2021
|
Western Wealth Management, LLC
|
SELL
|
- |
-340- 15.57% |
$53.1K - $62.8K
|
1.84K
$319K
|
|
|
May 10, 2021
Q1 2021
|
Lincoln National Corp
|
SELL
|
- |
-365- 3.89% |
$57K - $67.5K
|
9.01K
$1.56M
|
|
|
May 04, 2021
Q1 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-407- 19.27% |
$63.5K - $75.2K
|
1.71K
$295K
|
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-435- 0.26% |
$67.9K - $80.4K
|
170K
$29.3M
|
|
|
May 05, 2021
Q1 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-445Closed |
$69.4K - $82.3K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-450- 14.31% |
$70.2K - $83.2K
|
2.7K
$466K
|
|
|
May 27, 2021
Q1 2021
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-488- 8.21% |
$76.2K - $90.2K
|
5.46K
$944K
|
|
|
Apr 19, 2021
Q1 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-595- 17.85% |
$92.9K - $110K
|
2.74K
$474K
|
|
|
Apr 27, 2021
Q1 2021
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-600- 2.01% |
$93.6K - $111K
|
29.2K
$5.05M
|
|
|
May 03, 2021
Q1 2021
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-632- 6.47% |
$98.6K - $117K
|
9.14K
$1.58M
|
|
|
May 14, 2021
Q1 2021
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-675- 5.35% |
$105K - $125K
|
11.9K
$2.07M
|
|
|
May 03, 2021
Q1 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-695- 15.79% |
$108K - $128K
|
3.71K
$641K
|
|
|
May 20, 2021
Q1 2021
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-700Closed |
$109K - $129K
|
0
$0
|
|
|
May 24, 2021
Q1 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-803Closed |
$125K - $148K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-809- 16.71% |
$126K - $150K
|
4.03K
$697K
|
|
|
May 10, 2021
Q1 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-812- 16.57% |
$127K - $150K
|
4.09K
$707K
|
|
|
Apr 01, 2021
Q1 2021
|
M&R Capital Management Inc
|
SELL
|
- |
-840Closed |
$131K - $155K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-842- 2.45% |
$131K - $156K
|
33.6K
$5.8M
|
|
|
May 14, 2021
Q1 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-855- 4.64% |
$133K - $158K
|
17.6K
$3.04M
|
|
|
Apr 16, 2021
Q1 2021
|
Tpg Financial Advisors, LLC
|
SELL
|
- |
-929- 6.94% |
$145K - $172K
|
12.5K
$2.16M
|
|
|
May 14, 2021
Q1 2021
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1.01K- 4.47% |
$158K - $187K
|
21.6K
$3.74M
|
|
|
Apr 29, 2021
Q1 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.04K- 10.43% |
$162K - $191K
|
8.89K
$1.54M
|