Purchases and Sales Made in Q3 2021 in First Tr Fd Dow Jones (FDN)
This table provides information about the institutional ownership of First Tr Fd Dow Jones (FDN) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR FD DOW JONES.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.32K- 7.36% |
$311K - $333K
|
16.6K
$4.44M
|
|
|
Nov 08, 2021
Q3 2021
|
Summit Financial, LLC
Parsippany, NJ |
SELL
|
- |
-1.39KClosed |
$326K - $350K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-1.46K- 16.46% |
$342K - $367K
|
7.39K
$1.97M
|
|
|
Oct 22, 2021
Q3 2021
|
Murphy Capital Management Inc
|
SELL
|
- |
-1.49K- 2.08% |
$350K - $375K
|
70K
$18.7M
|
|
|
Oct 27, 2021
Q3 2021
|
Cannon Global Investment Management, LLC
|
SELL
|
- |
-1.51KClosed |
$356K - $382K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-1.56K- 13.84% |
$367K - $394K
|
9.72K
$2.59M
|
|
|
Nov 09, 2021
Q3 2021
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-1.61KClosed |
$378K - $405K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.65K- 6.92% |
$388K - $416K
|
22.2K
$5.91M
|
|
|
Nov 15, 2021
Q3 2021
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-1.7KClosed |
$399K - $428K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Beaumont Financial Partners, LLC
|
SELL
|
- |
-1.88K- 2.93% |
$443K - $475K
|
62.4K
$16.7M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-1.89K- 1.06% |
$444K - $476K
|
177K
$47.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.95KClosed |
$459K - $492K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-2.12KClosed |
$497K - $534K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
1900 Wealth Management LLC
|
SELL
|
- |
-2.13KClosed |
$502K - $538K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.45K- 0.66% |
$575K - $617K
|
371K
$98.9M
|
|
|
Nov 05, 2021
Q3 2021
|
Proquility Private Wealth Partners, LLC
Las Vegas, NV |
SELL
|
- |
-2.76K- 16.73% |
$648K - $695K
|
13.7K
$3.66M
|
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-3.09KClosed |
$727K - $780K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-3.25K- 18.5% |
$763K - $819K
|
14.3K
$3.81M
|
|
|
Oct 14, 2021
Q3 2021
|
Cliftonlarsonallen Wealth Advisors, LLC
|
SELL
|
- |
-3.78KClosed |
$888K - $953K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-3.79KClosed |
$892K - $957K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-4.42KClosed |
$1.04M - $1.11M
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Fusion Capital, LLC
|
SELL
|
- |
-4.63KClosed |
$1.09M - $1.17M
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Crestone Asset Management LLC
|
SELL
|
- |
-5.08K- 3.45% |
$1.19M - $1.28M
|
142K
$37.9M
|
|
|
Oct 26, 2021
Q3 2021
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-5.66K- 7.43% |
$1.33M - $1.43M
|
70.5K
$18.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Quantitative Investment Management, LLC
Charlottesville, VA |
SELL
|
- |
-5.97KClosed |
$1.4M - $1.5M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Milestone Advisory Partners
|
SELL
|
- |
-6.11KClosed |
$1.44M - $1.54M
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Independent Advisor Alliance
|
SELL
|
- |
-6.23KClosed |
$1.47M - $1.57M
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-6.49K- 76.46% |
$1.53M - $1.64M
|
2K
$533K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-7.39KClosed |
$1.74M - $1.87M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-8.34K- 3.88% |
$1.96M - $2.1M
|
207K
$55.2M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.38K- 5.28% |
$1.97M - $2.11M
|
150K
$40.1M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-8.5K- 3.46% |
$2M - $2.14M
|
237K
$63.3M
|
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-9.43KClosed |
$2.22M - $2.38M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-11.4K- 48.86% |
$2.69M - $2.88M
|
12K
$3.19M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-12.2K- 34.1% |
$2.86M - $3.07M
|
23.5K
$6.27M
|
|
|
Nov 12, 2021
Q3 2021
|
Barings LLC
|
SELL
|
- |
-13.2KClosed |
$3.1M - $3.33M
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-14.7KClosed |
$3.46M - $3.71M
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-14.9K- 93.69% |
$3.51M - $3.77M
|
1.01K
$268K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-15.8K- 2.32% |
$3.72M - $3.99M
|
667K
$178M
|
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-18.5K- 82.15% |
$4.34M - $4.65M
|
4.01K
$1.07M
|
|
|
Nov 15, 2021
Q3 2021
|
Northeast Financial Consultants Inc
Westport, CT |
SELL
|
- |
-19K- 8.32% |
$4.48M - $4.8M
|
210K
$55.9M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-21.8KClosed |
$5.14M - $5.51M
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Choice Wealth Advisors, LLC
Waterville, ME |
SELL
|
- |
-27KClosed |
$6.34M - $6.8M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
SELL
|
- |
-27.6KClosed |
$6.5M - $6.97M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Quaker Wealth Management, LLC
|
SELL
|
- |
-77.3KClosed |
$18.2M - $19.5M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-318K- 3.49% |
$74.8M - $80.3M
|
8.79M
$2.35B
|