Purchases and Sales Made in Q2 2020 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q2 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 30, 2020
Q2 2020
|
Camelot Portfolios, LLC
|
SELL
|
- |
-382- 2.56% |
$6.48K - $8.33K
|
14.6K
$333K
|
|
|
Aug 10, 2020
Q2 2020
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-525- 2.39% |
$8.9K - $11.4K
|
21.5K
$491K
|
|
|
Sep 07, 2021
Q2 2020
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-799- 15.41% |
$13.6K - $17.4K
|
4.39K
$100K
|
|
|
Jul 31, 2020
Q2 2020
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-841- 6.97% |
$14.3K - $18.3K
|
11.2K
$257K
|
|
|
Aug 07, 2020
Q2 2020
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-1.08K- 4.33% |
$18.4K - $23.6K
|
24K
$548K
|
|
|
Jul 24, 2020
Q2 2020
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-1.09K- 33.18% |
$18.6K - $23.8K
|
2.2K
$50.4K
|
|
|
Aug 14, 2020
Q2 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.41K- 11.54% |
$23.9K - $30.7K
|
10.8K
$247K
|
|
|
Aug 26, 2020
Q2 2020
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-1.64K- 8.87% |
$27.7K - $35.6K
|
16.8K
$384K
|
|
|
Aug 14, 2020
Q2 2020
|
Truist Financial Corp
|
SELL
|
- |
-2.56K- 12.02% |
$43.3K - $55.7K
|
18.7K
$428K
|
|
|
Aug 04, 2020
Q2 2020
|
1776 Wealth LLC
|
SELL
|
- |
-3.05K- 46.78% |
$51.7K - $66.4K
|
3.47K
$79.2K
|
|
|
Jul 31, 2020
Q2 2020
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-3.07K- 6.3% |
$52.1K - $67K
|
45.7K
$1.05M
|
|
|
Aug 05, 2020
Q2 2020
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-3.2K- 21.26% |
$54.3K - $69.7K
|
11.9K
$271K
|
|
|
Jul 29, 2020
Q2 2020
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-3.59K- 14.77% |
$60.8K - $78.2K
|
20.7K
$473K
|
|
|
Aug 14, 2020
Q2 2020
|
Pinnacle Associates LTD
|
SELL
|
- |
-5.03K- 20.4% |
$85.3K - $110K
|
19.6K
$449K
|
|
|
Jul 27, 2020
Q2 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-6.47K- 80.48% |
$110K - $141K
|
1.57K
$35.8K
|
|
|
Jul 29, 2020
Q2 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-7.36KClosed |
$125K - $160K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-7.51K- 36.07% |
$127K - $164K
|
13.3K
$304K
|
|
|
Aug 05, 2020
Q2 2020
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-8.21KClosed |
$139K - $179K
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-8.55K- 10.95% |
$145K - $186K
|
69.5K
$1.59M
|
|
|
Aug 12, 2020
Q2 2020
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-8.6K- 2.26% |
$146K - $187K
|
371K
$8.49M
|
|
|
Aug 07, 2020
Q2 2020
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-8.62K- 7.9% |
$146K - $188K
|
100K
$2.3M
|
|
|
Jul 30, 2020
Q2 2020
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-10.1K- 37.88% |
$172K - $221K
|
16.6K
$380K
|
|
|
Aug 14, 2020
Q2 2020
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-10.2KClosed |
$173K - $223K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-10.3KClosed |
$174K - $223K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-13.7K- 40.29% |
$232K - $299K
|
20.3K
$464K
|
|
|
Aug 07, 2020
Q2 2020
|
Andesa Financial Management Inc.
|
SELL
|
- |
-14.2K- 55.54% |
$241K - $310K
|
11.4K
$260K
|
|
|
Aug 13, 2020
Q2 2020
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-14.5KClosed |
$245K - $315K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-16.7KClosed |
$284K - $365K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-17.3K- 40.41% |
$293K - $377K
|
25.5K
$582K
|
|
|
Aug 07, 2020
Q2 2020
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-17.9KClosed |
$304K - $390K
|
0
$0
|
|
|
Jan 08, 2024
Q2 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-18.8K- 58.01% |
$319K - $409K
|
13.6K
$311K
|
|
|
Aug 13, 2020
Q2 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-21.5K- 30.42% |
$365K - $469K
|
49.2K
$1.13M
|
|
|
Jul 16, 2020
Q2 2020
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-25.9KClosed |
$440K - $565K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-30.7K- 67.99% |
$520K - $669K
|
14.4K
$330K
|
|
|
Aug 13, 2020
Q2 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-31.4K- 4.48% |
$533K - $685K
|
670K
$15.3M
|
|
|
Aug 14, 2020
Q2 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-44.6K- 19.41% |
$757K - $973K
|
185K
$4.24M
|
|
|
Aug 19, 2020
Q2 2020
|
Tru Independence LLC
|
SELL
|
- |
-45.6KClosed |
$774K - $994K
|
0
$0
|
|
|
Jul 28, 2020
Q2 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-51.8K- 31.66% |
$879K - $1.13M
|
112K
$2.56M
|
|
|
Jul 23, 2020
Q2 2020
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-55.8K- 42.65% |
$947K - $1.22M
|
75.1K
$1.72M
|
|
|
Aug 10, 2020
Q2 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-71.3K- 62.28% |
$1.21M - $1.55M
|
43.2K
$987K
|
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-91.8K- 98.22% |
$1.56M - $2M
|
1.66K
$38K
|
|
|
Aug 17, 2020
Q2 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-102KClosed |
$1.73M - $2.22M
|
0
$0
|
|
|
Oct 22, 2020
Q2 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-134K- 40.92% |
$2.27M - $2.92M
|
193K
$4.42M
|
|
|
Aug 17, 2020
Q2 2020
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-139K- 77.75% |
$2.35M - $3.02M
|
39.7K
$907K
|
|
|
Aug 14, 2020
Q2 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-168K- 77.53% |
$2.85M - $3.66M
|
48.7K
$1.11M
|
|
|
Sep 15, 2021
Q2 2020
|
Cwm, LLC
|
SELL
|
- |
-200K- 53.04% |
$3.39M - $4.36M
|
177K
$4.05M
|
|
|
Aug 14, 2020
Q2 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-209K- 64.13% |
$3.54M - $4.55M
|
117K
$2.67M
|
|
|
Aug 13, 2020
Q2 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-260K- 14.31% |
$4.42M - $5.68M
|
1.56M
$35.7M
|
|
|
Jul 17, 2020
Q2 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-301K- 47.94% |
$5.1M - $6.56M
|
327K
$7.47M
|
|
|
Jul 31, 2020
Q2 2020
|
Ubs Group Ag
|
SELL
|
- |
-347K- 35.13% |
$5.89M - $7.57M
|
641K
$14.7M
|