Purchases and Sales Made in Q2 2023 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q2 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
406+ 1.15% |
$8.22K - $8.96K
|
35.9K
$805K
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
404+ 1.47% |
$8.18K - $8.92K
|
28K
$628K
|
|
|
Aug 14, 2023
Q2 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
249+ 2.1% |
$5.04K - $5.5K
|
12.1K
$272K
|
|
|
Jul 20, 2023
Q2 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
116+ 26.36% |
$2.35K - $2.56K
|
556
$12.5K
|
|
|
Sep 08, 2023
Q2 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
80+ 11.7% |
$1.62K - $1.77K
|
764
$17.2K
|
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
74+ 0.17% |
$1.5K - $1.63K
|
44.5K
$998K
|
|
|
Aug 09, 2023
Q2 2023
|
Spire Wealth Management
|
BUY
|
- |
52+ 2.34% |
$1.05K - $1.15K
|
2.27K
$51K
|
|
|
Aug 03, 2023
Q2 2023
|
Larson Financial Group LLC
|
BUY
|
- |
24+ 1.44% |
$486 - $530
|
1.69K
$37.9K
|
|
|
Jul 05, 2023
Q2 2023
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
19+ 0.08% |
$385 - $420
|
25.2K
$566K
|
|
|
Sep 12, 2023
Q2 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
15+ 0.74% |
$304 - $331
|
2.03K
$45.6K
|
|
|
May 13, 2024
Q2 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
15+ 0.74% |
$304 - $331
|
2.03K
$45.6K
|
|
|
Aug 15, 2023
Q2 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
11+ 2.61% |
$223 - $243
|
433
$9.72K
|
|
|
Aug 14, 2023
Q2 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
4+ 0.04% |
$81 - $88.3
|
10.3K
$232K
|
|
|
Jul 26, 2023
Q2 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-51- 4.9% |
$1.03K - $1.13K
|
990
$22.2K
|
|
|
Aug 08, 2023
Q2 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-120- 5.15% |
$2.43K - $2.65K
|
2.21K
$49.7K
|
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-153- 0.53% |
$3.1K - $3.38K
|
28.9K
$648K
|
|
|
Jul 13, 2023
Q2 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-158- 1.23% |
$3.2K - $3.49K
|
12.7K
$286K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-219- 15.05% |
$4.43K - $4.84K
|
1.24K
$27.7K
|
|
|
Aug 07, 2023
Q2 2023
|
Element Wealth, LLC
|
SELL
|
- |
-222- 1.92% |
$4.5K - $4.9K
|
11.3K
$255K
|
|
|
Aug 17, 2023
Q2 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-397- 0.8% |
$8.04K - $8.77K
|
49.5K
$1.11M
|
|
|
Aug 07, 2023
Q2 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-403- 0.36% |
$8.16K - $8.9K
|
110K
$2.47M
|
|
|
Jul 28, 2023
Q2 2023
|
Private Trust CO Na
|
SELL
|
- |
-746- 24.68% |
$15.1K - $16.5K
|
2.28K
$51.1K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-766- 5.27% |
$15.5K - $16.9K
|
13.8K
$309K
|
|
|
Aug 14, 2023
Q2 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-836- 1.54% |
$16.9K - $18.5K
|
53.6K
$1.2M
|
|
|
Aug 11, 2023
Q2 2023
|
Stone X Group Inc.
|
SELL
|
- |
-876- 2.8% |
$17.7K - $19.3K
|
30.5K
$684K
|
|
|
Aug 15, 2023
Q2 2023
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-920- 16.91% |
$18.6K - $20.3K
|
4.52K
$101K
|
|
|
Jul 13, 2023
Q2 2023
|
Aprio Wealth Management, LLC
|
SELL
|
- |
-984- 2.26% |
$19.9K - $21.7K
|
42.6K
$957K
|
|
|
Aug 08, 2023
Q2 2023
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-1.07K- 5.32% |
$21.7K - $23.7K
|
19.1K
$429K
|
|
|
Aug 09, 2023
Q2 2023
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-1.1K- 4.13% |
$22.2K - $24.2K
|
25.4K
$571K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.63K- 21.74% |
$33K - $36K
|
5.87K
$132K
|
|
|
Jul 19, 2023
Q2 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-2.9K- 26.32% |
$58.7K - $64K
|
8.12K
$182K
|
|
|
Aug 04, 2023
Q2 2023
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-3.38K- 21.55% |
$68.3K - $74.5K
|
12.3K
$276K
|
|
|
Aug 15, 2023
Q2 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-3.56K- 16.09% |
$72K - $78.5K
|
18.6K
$417K
|
|
|
Aug 08, 2023
Q2 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-4.7K- 8.93% |
$95.3K - $104K
|
47.9K
$1.08M
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-4.85K- 20.07% |
$98.2K - $107K
|
19.3K
$434K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.1K- 10.59% |
$144K - $157K
|
59.9K
$1.35M
|
|
|
Jul 28, 2023
Q2 2023
|
Sebold Capital Management, Inc.
Lisle, IL |
SELL
|
- |
-13.7K- 14.2% |
$277K - $302K
|
82.6K
$1.86M
|
|
|
Aug 11, 2023
Q2 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-28.1K- 4.15% |
$570K - $621K
|
650K
$14.6M
|
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-37.3K- 96.05% |
$756K - $825K
|
1.54K
$34.5K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-39.2K- 6.32% |
$794K - $866K
|
582K
$13.1M
|
|
|
Aug 03, 2023
Q2 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-44.3K- 78.18% |
$898K - $979K
|
12.4K
$278K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
SELL
|
- |
-156K- 18.12% |
$3.15M - $3.44M
|
703K
$15.8M
|