Purchases and Sales Made in Q3 2022 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2022
Q3 2022
|
Element Wealth, LLC
|
SELL
|
- |
-19- 0.16% |
$351 - $421
|
12K
$269K
|
|
|
Jan 03, 2023
Q3 2022
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-52- 0.17% |
$960 - $1.15K
|
30.2K
$677K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-71- 0.15% |
$1.31K - $1.57K
|
46.7K
$1.05M
|
|
|
Nov 03, 2022
Q3 2022
|
Larson Financial Group LLC
|
SELL
|
- |
-91- 5.21% |
$1.68K - $2.02K
|
1.66K
$37.2K
|
|
|
Nov 10, 2022
Q3 2022
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-97- 0.37% |
$1.79K - $2.15K
|
26.1K
$587K
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-166- 5.53% |
$3.06K - $3.68K
|
2.84K
$63.7K
|
|
|
Nov 14, 2022
Q3 2022
|
Wealthsource Partners, LLC
|
SELL
|
- |
-226- 2.14% |
$4.17K - $5.01K
|
10.3K
$232K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-298- 0.8% |
$5.5K - $6.6K
|
37.1K
$833K
|
|
|
Nov 03, 2022
Q3 2022
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-802- 4.05% |
$14.8K - $17.8K
|
19K
$426K
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-929- 28.49% |
$17.1K - $20.6K
|
2.33K
$52.4K
|
|
|
Oct 13, 2022
Q3 2022
|
Aprio Wealth Management, LLC
|
SELL
|
- |
-1.69K- 3.63% |
$31.1K - $37.3K
|
44.7K
$1M
|
|
|
Oct 28, 2022
Q3 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-1.88K- 13.54% |
$34.7K - $41.6K
|
12K
$269K
|
|
|
Nov 14, 2022
Q3 2022
|
Old Mission Capital LLC
|
SELL
|
- |
-3.09K- 18.76% |
$57.1K - $68.5K
|
13.4K
$301K
|
|
|
Oct 31, 2022
Q3 2022
|
Pinnacle Associates LTD
|
SELL
|
- |
-3.34K- 22.43% |
$61.6K - $74K
|
11.5K
$259K
|
|
|
Oct 13, 2022
Q3 2022
|
Chiron Capital Management, LLC
|
SELL
|
- |
-3.47K- 17.79% |
$64K - $76.9K
|
16K
$360K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4.18K- 0.66% |
$77.1K - $92.6K
|
627K
$14.1M
|
|
|
Oct 11, 2022
Q3 2022
|
Clarus Wealth Advisors
|
SELL
|
- |
-4.61K- 25.96% |
$85.1K - $102K
|
13.1K
$295K
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-4.93K- 8.93% |
$90.9K - $109K
|
50.2K
$1.13M
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-8.88K- 18.79% |
$164K - $197K
|
38.4K
$862K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-10.2K- 20.43% |
$188K - $225K
|
39.6K
$889K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.7K- 2.03% |
$198K - $237K
|
517K
$11.6M
|
|
|
Nov 15, 2022
Q3 2022
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-17.7K- 70.46% |
$326K - $391K
|
7.4K
$166K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-19.5K- 6.77% |
$360K - $432K
|
269K
$6.03M
|
|
|
Oct 27, 2022
Q3 2022
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-22.2K- 32.44% |
$410K - $492K
|
46.2K
$1.04M
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-23.7K- 91.86% |
$438K - $526K
|
2.1K
$47.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-26K- 49.41% |
$480K - $576K
|
26.6K
$597K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-29.7K- 27.81% |
$548K - $657K
|
77K
$1.73M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-56.4K- 11.45% |
$1.04M - $1.25M
|
436K
$9.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-129K- 9.1% |
$2.37M - $2.85M
|
1.28M
$28.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-166K- 9.44% |
$3.06M - $3.68M
|
1.59M
$35.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-170K- 20.07% |
$3.14M - $3.77M
|
678K
$15.2M
|