Purchases and Sales Made in Q4 2021 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-30K- 45.87% |
$744K - $820K
|
35.4K
$793K
|
|
|
Feb 04, 2022
Q4 2021
|
Crumly & Associates Inc.
|
SELL
|
- |
-33.5KClosed |
$831K - $916K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-36.6K- 28.21% |
$906K - $999K
|
93K
$2.08M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-55.6K- 10.76% |
$1.38M - $1.52M
|
461K
$10.3M
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-56K- 84.5% |
$1.39M - $1.53M
|
10.3K
$230K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-82.1K- 13.03% |
$2.03M - $2.24M
|
548K
$12.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-89.3K- 15.11% |
$2.21M - $2.44M
|
501K
$11.2M
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-134K- 33.04% |
$3.33M - $3.67M
|
272K
$6.09M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-143K- 72.4% |
$3.53M - $3.89M
|
54.3K
$1.22M
|
|
|
Feb 10, 2022
Q4 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-145K- 90.8% |
$3.6M - $3.97M
|
14.7K
$330K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-146K- 7.14% |
$3.61M - $3.98M
|
1.89M
$42.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-288K- 18.5% |
$7.14M - $7.87M
|
1.27M
$28.4M
|