Purchases and Sales Made in Q4 2023 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
14+ 0.3% |
$276 - $310
|
4.61K
$102K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
BUY
|
- |
2+ 0.09% |
$39.5 - $44.3
|
2.32K
$51.5K
|
|
|
Feb 14, 2024
Q4 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1+ 0.23% |
$19.7 - $22.1
|
444
$9.85K
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-52- 0.07% |
$1.03K - $1.15K
|
70.9K
$1.57M
|
|
|
Jan 25, 2024
Q4 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-65- 0.5% |
$1.28K - $1.44K
|
12.8K
$285K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-74- 1.03% |
$1.46K - $1.64K
|
7.14K
$159K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-95- 3.45% |
$1.88K - $2.1K
|
2.66K
$59K
|
|
|
Jan 24, 2024
Q4 2023
|
Able Financial Group, LLC
Scottsdale, AZ |
SELL
|
- |
-109- 0.98% |
$2.15K - $2.41K
|
11K
$245K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-149- 58.89% |
$2.94K - $3.3K
|
104
$2.31K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-243- 86.79% |
$4.8K - $5.38K
|
37
$821
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-330- 0.74% |
$6.51K - $7.3K
|
44.1K
$980K
|
|
|
Mar 04, 2024
Q4 2023
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-393- 35.69% |
$7.76K - $8.7K
|
708
$15.7K
|
|
|
Jan 12, 2024
Q4 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-510- 4.82% |
$10.1K - $11.3K
|
10.1K
$224K
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-574- 35.06% |
$11.3K - $12.7K
|
1.06K
$23.6K
|
|
|
Feb 12, 2024
Q4 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
SELL
|
- |
-583- 5.41% |
$11.5K - $12.9K
|
10.2K
$226K
|
|
|
Feb 01, 2024
Q4 2023
|
Element Wealth, LLC
|
SELL
|
- |
-613- 5.53% |
$12.1K - $13.6K
|
10.5K
$232K
|
|
|
Feb 13, 2024
Q4 2023
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-628- 2.34% |
$12.4K - $13.9K
|
26.2K
$580K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-693- 94.93% |
$13.7K - $15.3K
|
37
$821
|
|
|
Jan 29, 2024
Q4 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-727- 3.31% |
$14.4K - $16.1K
|
21.2K
$471K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-737- 6.46% |
$14.5K - $16.3K
|
10.7K
$237K
|
|
|
Jan 17, 2024
Q4 2023
|
Aprio Wealth Management, LLC
|
SELL
|
- |
-890- 2.79% |
$17.6K - $19.7K
|
31K
$688K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.14K- 14.66% |
$22.6K - $25.3K
|
6.66K
$148K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.47K- 4.79% |
$29.1K - $32.6K
|
29.3K
$649K
|
|
|
Feb 07, 2024
Q4 2023
|
Iams Wealth Management, LLC
Omaha, NE |
SELL
|
- |
-1.65K- 5.22% |
$32.5K - $36.4K
|
29.9K
$663K
|
|
|
Feb 12, 2024
Q4 2023
|
Stone X Group Inc.
|
SELL
|
- |
-1.87K- 6.64% |
$37K - $41.4K
|
26.3K
$584K
|
|
|
Jan 10, 2024
Q4 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.08K- 17.01% |
$41.1K - $46.1K
|
10.2K
$226K
|
|
|
Jan 17, 2024
Q4 2023
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-2.1K- 4.55% |
$41.4K - $46.4K
|
44K
$976K
|
|
|
Jan 31, 2024
Q4 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-2.49K- 20.02% |
$49.1K - $55.1K
|
9.94K
$221K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-2.49K- 87.84% |
$49.2K - $55.2K
|
345
$7.66K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.59K- 4.73% |
$51K - $57.2K
|
52.1K
$1.16M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-3.27K- 9.58% |
$64.6K - $72.4K
|
30.9K
$685K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.98K- 8.19% |
$78.5K - $88K
|
44.6K
$989K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.49K- 13.45% |
$88.6K - $99.3K
|
28.9K
$641K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-6.27K- 14.38% |
$124K - $139K
|
37.4K
$829K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-7.73K- 1.12% |
$153K - $171K
|
682K
$15.1M
|
|
|
Jan 30, 2024
Q4 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-7.78K- 98.27% |
$154K - $172K
|
137
$3.04K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-10.3K- 33.7% |
$203K - $227K
|
20.2K
$448K
|
|
|
Feb 23, 2024
Q4 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-13.1K- 24.07% |
$258K - $289K
|
41.2K
$914K
|
|
|
Feb 06, 2024
Q4 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-20.8K- 3.28% |
$411K - $461K
|
615K
$13.7M
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
SELL
|
- |
-27K- 21.41% |
$534K - $598K
|
99.2K
$2.2M
|
|
|
Jan 17, 2024
Q4 2023
|
Sebold Capital Management, Inc.
Lisle, IL |
SELL
|
- |
-29.7K- 38.63% |
$586K - $657K
|
47.1K
$1.05M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-36.9K- 6.45% |
$728K - $816K
|
535K
$11.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-44.1K- 4.67% |
$871K - $977K
|
901K
$20M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-55.2K- 5.51% |
$1.09M - $1.22M
|
946K
$21M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-55.6K- 29.95% |
$1.1M - $1.23M
|
130K
$2.89M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-69.4K- 55.63% |
$1.37M - $1.54M
|
55.3K
$1.23M
|
|
|
Feb 14, 2024
Q4 2023
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-70.8K- 71.77% |
$1.4M - $1.57M
|
27.8K
$618K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-74.5K- 23.58% |
$1.47M - $1.65M
|
241K
$5.36M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-116K- 52.87% |
$2.3M - $2.58M
|
104K
$2.3M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-176K- 10.56% |
$3.48M - $3.9M
|
1.49M
$33.1M
|