Purchases and Sales Made in Q3 2021 in First Trust Emerging Markets S (FEMS)
This table provides information about the institutional ownership of First Trust Emerging Markets S (FEMS) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS S.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
215KNew |
$8.99M - $10.1M
|
215K
$8.19M
|
|
Oct 20, 2021
Q3 2021
|
Ameraudi Asset Management, Inc.
|
BUY
|
- |
41.4K+ 83.16% |
$1.74M - $1.94M
|
91.2K
$3.48M
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
35.7K+ 71.15% |
$1.5M - $1.67M
|
86K
$3.28M
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
30.2KNew |
$1.27M - $1.42M
|
30.2K
$1.15M
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
28.4KNew |
$1.19M - $1.33M
|
28.4K
$1.08M
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
27.3KNew |
$1.14M - $1.28M
|
27.3K
$1.04M
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
13.9KNew |
$581K - $649K
|
13.9K
$529K
|
|
Oct 08, 2021
Q3 2021
|
Hbw Advisory Services LLC
|
BUY
|
- |
12.5KNew |
$523K - $584K
|
12.5K
$476K
|
|
Nov 12, 2021
Q3 2021
|
Gen Trust, LLC
|
BUY
|
- |
11.9K+ 3.67% |
$498K - $556K
|
335K
$12.8M
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
9.7K+ 7.36% |
$407K - $455K
|
141K
$5.4M
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
BUY
|
- |
7.41K+ 17.43% |
$310K - $347K
|
49.9K
$1.9M
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.51K+ 7.46% |
$147K - $165K
|
50.6K
$1.93M
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
2.56KNew |
$107K - $120K
|
2.56K
$97.6K
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
2.45K+ 2.17% |
$103K - $115K
|
115K
$4.39M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.06K+ 2.2% |
$86.3K - $96.4K
|
95.4K
$3.64M
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.95K+ 33.13% |
$81.8K - $91.4K
|
7.84K
$299K
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1.82K+ 10.77% |
$76.5K - $85.5K
|
18.8K
$716K
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.22K+ 1.5% |
$51.2K - $57.2K
|
82.4K
$3.14M
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
581New |
$24.4K - $27.2K
|
581
$22.2K
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
541+ 8.76% |
$22.7K - $25.4K
|
6.72K
$257K
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
467+ 4.92% |
$19.6K - $21.9K
|
9.96K
$380K
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
352+ 22.89% |
$14.8K - $16.5K
|
1.89K
$72.2K
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
BUY
|
- |
120+ 1.59% |
$5.03K - $5.62K
|
7.69K
$293K
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
100New |
$4.19K - $4.69K
|
100
$3.82K
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
72+ 0.9% |
$3.02K - $3.37K
|
8.04K
$307K
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
35+ 0.67% |
$1.47K - $1.64K
|
5.27K
$201K
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
22+ 4.44% |
$922 - $1.03K
|
517
$19.7K
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
12+ 0.13% |
$503 - $562
|
8.93K
$341K
|
|
Nov 12, 2021
Q3 2021
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
BUY
|
- |
10+ 0.27% |
$419 - $469
|
3.66K
$140K
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
SELL
|
- |
-60- 0.38% |
$2.52K - $2.81K
|
15.7K
$601K
|
|
Oct 21, 2021
Q3 2021
|
Chiron Capital Management, LLC
|
SELL
|
- |
-60- 0.44% |
$2.52K - $2.81K
|
13.7K
$522K
|
|
Oct 07, 2021
Q3 2021
|
Rvw Wealth, LLC
|
SELL
|
- |
-91- 0.13% |
$3.82K - $4.26K
|
71.5K
$2.73M
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-100- 1.57% |
$4.19K - $4.69K
|
6.27K
$239K
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-116- 0.74% |
$4.86K - $5.44K
|
15.6K
$594K
|
|
Oct 05, 2021
Q3 2021
|
M&R Capital Management Inc
|
SELL
|
- |
-280- 4.14% |
$11.7K - $13.1K
|
6.49K
$248K
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-476- 3.17% |
$20K - $22.3K
|
14.5K
$555K
|
|
Nov 08, 2021
Q3 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-610- 10.3% |
$25.6K - $28.6K
|
5.32K
$203K
|
|
Nov 15, 2021
Q3 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-730Closed |
$30.6K - $34.2K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-934- 4.89% |
$39.2K - $43.8K
|
18.2K
$694K
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-2.18KClosed |
$91.3K - $102K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.19K- 23.15% |
$176K - $196K
|
13.9K
$531K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.21K- 10.88% |
$219K - $244K
|
42.7K
$1.63M
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-5.58KClosed |
$234K - $262K
|
0
$0
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-6.07KClosed |
$254K - $284K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
American Financial Advisors, LLC
|
SELL
|
- |
-8.88K- 23.79% |
$372K - $416K
|
28.5K
$1.09M
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-11.8K- 16.76% |
$495K - $553K
|
58.6K
$2.24M
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-23.9KClosed |
$1M - $1.12M
|
0
$0
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-27.8K- 93.74% |
$1.17M - $1.3M
|
1.86K
$71K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-33.5KClosed |
$1.4M - $1.57M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-55.7K- 59.11% |
$2.34M - $2.61M
|
38.5K
$1.47M
|