Purchases and Sales Made in Q4 2023 in First Trust Emerging Markets S (FEMS)
This table provides information about the institutional ownership of First Trust Emerging Markets S (FEMS) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS S.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
109K+ 14.32% |
$3.89M - $4.2M
|
872K
$33.3M
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
96.3K+ 651.09% |
$3.43M - $3.7M
|
111K
$4.24M
|
|
|
Feb 14, 2024
Q4 2023
|
Old Mission Capital LLC
|
BUY
|
- |
76.6K+ 617.64% |
$2.73M - $2.95M
|
89K
$3.4M
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
69.6K+ 33.48% |
$2.48M - $2.68M
|
278K
$10.6M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
57.2KNew |
$2.04M - $2.2M
|
57.2K
$2.19M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
53.3K+ 980.94% |
$1.9M - $2.05M
|
58.7K
$2.24M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
37.9KNew |
$1.35M - $1.46M
|
37.9K
$1.45M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
20.6K+ 2.42% |
$734K - $793K
|
874K
$33.4M
|
|
|
Feb 12, 2024
Q4 2023
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
18.6K+ 9.45% |
$664K - $717K
|
216K
$8.24M
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
17.8KNew |
$635K - $685K
|
17.8K
$681K
|
|
|
Jan 18, 2024
Q4 2023
|
Procyon Advisors, LLC
|
BUY
|
- |
14.4KNew |
$512K - $553K
|
14.4K
$549K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.31KNew |
$189K - $204K
|
5.31K
$203K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
4.38KNew |
$156K - $168K
|
4.38K
$167K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
4.29K+ 10.64% |
$153K - $165K
|
44.6K
$1.7M
|
|
|
Jan 26, 2024
Q4 2023
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
4.08K+ 9.78% |
$145K - $157K
|
45.8K
$1.75M
|
|
|
Jan 12, 2024
Q4 2023
|
Sweet Financial Partners, LLC
|
BUY
|
- |
3.06K+ 18.88% |
$109K - $117K
|
19.2K
$734K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.3K+ 14.62% |
$81.8K - $88.4K
|
18K
$688K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.05K+ 1.47% |
$73.1K - $78.9K
|
142K
$5.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
1.6K+ 79.43% |
$56.8K - $61.3K
|
3.6K
$138K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.58K+ 5.32% |
$56.1K - $60.6K
|
31.2K
$1.19M
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
1.56KNew |
$55.7K - $60.1K
|
1.56K
$59.7K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
BUY
|
- |
1.14K+ 25.21% |
$40.6K - $43.8K
|
5.66K
$216K
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
1.12K+ 10.82% |
$39.9K - $43.1K
|
11.5K
$439K
|
|
|
May 15, 2024
Q4 2023
|
Pom Investment Strategies, LLC
Raleigh, NC |
BUY
|
- |
1.1K+ 145.61% |
$39K - $42.1K
|
1.85K
$70.5K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
705+ 3.6% |
$25.1K - $27.1K
|
20.3K
$775K
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
680+ 1.9% |
$24.2K - $26.1K
|
36.4K
$1.39M
|
|
|
Jan 16, 2024
Q4 2023
|
Hbw Advisory Services LLC
|
BUY
|
- |
614+ 2.55% |
$21.9K - $23.6K
|
24.7K
$942K
|
|
|
Jul 22, 2024
Q4 2023
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
526+ 3.3% |
$18.7K - $20.2K
|
16.5K
$629K
|
|
|
Jun 26, 2024
Q4 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
500+ 1000.0% |
$17.8K - $19.2K
|
550
$21K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
471New |
$16.8K - $18.1K
|
471
$18K
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
382+ 5.41% |
$13.6K - $14.7K
|
7.45K
$284K
|
|
|
Jan 12, 2024
Q4 2023
|
Kure Advisory, LLC
Plymouth, MN |
BUY
|
- |
289+ 0.44% |
$10.3K - $11.1K
|
65.6K
$2.5M
|
|
|
May 15, 2024
Q4 2023
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
207New |
$7.37K - $7.96K
|
207
$7.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
194+ 0.58% |
$6.91K - $7.46K
|
33.8K
$1.29M
|
|
|
Feb 12, 2024
Q4 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
165+ 2.33% |
$5.87K - $6.34K
|
7.24K
$276K
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
151+ 0.54% |
$5.38K - $5.8K
|
28.3K
$1.08M
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
89+ 0.4% |
$3.17K - $3.42K
|
22.5K
$859K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
40+ 1.84% |
$1.42K - $1.54K
|
2.21K
$84.3K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-18- 15.25% |
$641 - $692
|
100
$3.82K
|
|
|
Jan 02, 2024
Q4 2023
|
M&R Capital Management Inc
|
SELL
|
- |
-25- 0.5% |
$890 - $961
|
5.01K
$191K
|
|
|
Jan 12, 2024
Q4 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-31- 0.21% |
$1.1K - $1.19K
|
14.5K
$553K
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-37- 6.19% |
$1.32K - $1.42K
|
561
$21.4K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-302- 52.07% |
$10.8K - $11.6K
|
278
$10.6K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-320- 5.87% |
$11.4K - $12.3K
|
5.13K
$196K
|
|
|
Feb 06, 2024
Q4 2023
|
All Gen Financial Advisors, Inc.
Orlando, FL |
SELL
|
- |
-331- 0.61% |
$11.8K - $12.7K
|
53.9K
$2.06M
|
|
|
Jan 10, 2024
Q4 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-332- 0.79% |
$11.8K - $12.8K
|
41.9K
$1.6M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-429- 1.02% |
$15.3K - $16.5K
|
41.7K
$1.59M
|
|
|
Jan 30, 2024
Q4 2023
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-670- 2.83% |
$23.9K - $25.8K
|
23K
$880K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-734- 0.91% |
$26.1K - $28.2K
|
80.3K
$3.07M
|