Purchases and Sales Made in Q3 2019 in First Tr Large Cap Core Alphde (FEX)
This table provides information about the institutional ownership of First Tr Large Cap Core Alphde (FEX) during Q3 2019. The information is specifically focused on institutions that hold shares of FIRST TR LARGE CAP CORE ALPHDE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2019
Q3 2019
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-73- 1.42% |
$4.25K - $4.59K
|
5.06K
$569K
|
|
|
Oct 29, 2019
Q3 2019
|
Eukles Asset Management
|
SELL
|
- |
-110- 0.4% |
$6.4K - $6.92K
|
27.3K
$3.07M
|
|
|
Nov 07, 2019
Q3 2019
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-114- 1.89% |
$6.63K - $7.17K
|
5.93K
$668K
|
|
|
Nov 14, 2019
Q3 2019
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-115Closed |
$6.69K - $7.23K
|
0
$0
|
|
|
Nov 15, 2019
Q3 2019
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-123- 1.73% |
$7.16K - $7.74K
|
6.98K
$786K
|
|
|
Nov 13, 2019
Q3 2019
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-155- 2.3% |
$9.02K - $9.75K
|
6.59K
$742K
|
|
|
Nov 07, 2019
Q3 2019
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-172- 0.52% |
$10K - $10.8K
|
32.9K
$3.71M
|
|
|
Oct 31, 2019
Q3 2019
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-175- 0.59% |
$10.2K - $11K
|
29.5K
$3.32M
|
|
|
Nov 13, 2019
Q3 2019
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-200- 5.0% |
$11.6K - $12.6K
|
3.8K
$428K
|
|
|
Oct 30, 2019
Q3 2019
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-250- 3.37% |
$14.5K - $15.7K
|
7.17K
$808K
|
|
|
Nov 14, 2019
Q3 2019
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-285- 1.22% |
$16.6K - $17.9K
|
23.1K
$2.6M
|
|
|
Oct 10, 2019
Q3 2019
|
Legacy Advisors, LLC
|
SELL
|
- |
-289Closed |
$16.8K - $18.2K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-323- 3.62% |
$18.8K - $20.3K
|
8.6K
$969K
|
|
|
Oct 28, 2019
Q3 2019
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-461- 0.18% |
$26.8K - $29K
|
256K
$28.8M
|
|
|
Nov 20, 2019
Q3 2019
|
Rda Financial Network
|
SELL
|
- |
-542- 2.45% |
$31.5K - $34.1K
|
21.6K
$2.43M
|
|
|
Nov 06, 2019
Q3 2019
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-598- 6.42% |
$34.8K - $37.6K
|
8.72K
$982K
|
|
|
Oct 22, 2019
Q3 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-600Closed |
$34.9K - $37.7K
|
0
$0
|
|
|
Jul 24, 2024
Q3 2019
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-717- 2.36% |
$41.7K - $45.1K
|
29.6K
$3.34M
|
|
|
Nov 08, 2019
Q3 2019
|
Good Life Advisors, LLC
|
SELL
|
- |
-791- 9.94% |
$46K - $49.8K
|
7.17K
$808K
|
|
|
Nov 05, 2019
Q3 2019
|
D.A. Davidson & Co.
|
SELL
|
- |
-800- 2.56% |
$46.6K - $50.3K
|
30.5K
$3.43M
|
|
|
Nov 08, 2019
Q3 2019
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-855- 7.12% |
$49.8K - $53.8K
|
11.2K
$1.26M
|
|
|
Nov 15, 2019
Q3 2019
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-924- 4.06% |
$53.8K - $58.1K
|
21.8K
$2.46M
|
|
|
Oct 15, 2019
Q3 2019
|
Comerica Securities,Inc.
|
SELL
|
- |
-1.11K- 13.65% |
$64.5K - $69.7K
|
7.01K
$790K
|
|
|
Oct 15, 2019
Q3 2019
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-1.13K- 5.54% |
$65.8K - $71.1K
|
19.3K
$2.17M
|
|
|
Nov 14, 2019
Q3 2019
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-1.43K- 0.84% |
$83.3K - $90K
|
168K
$18.9M
|
|
|
Nov 14, 2019
Q3 2019
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-1.46K- 18.69% |
$85K - $91.9K
|
6.35K
$716K
|
|
|
Nov 13, 2019
Q3 2019
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.49K- 2.12% |
$86.8K - $93.8K
|
68.7K
$7.74M
|
|
|
Nov 15, 2019
Q3 2019
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-1.94K- 15.15% |
$113K - $122K
|
10.8K
$1.22M
|
|
|
Nov 04, 2019
Q3 2019
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-2.22K- 4.66% |
$129K - $140K
|
45.4K
$5.11M
|
|
|
Nov 14, 2019
Q3 2019
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-2.34K- 5.77% |
$136K - $147K
|
38.3K
$4.31M
|
|
|
Oct 15, 2019
Q3 2019
|
Camelot Portfolios, LLC
|
SELL
|
- |
-2.59K- 4.14% |
$151K - $163K
|
59.9K
$6.75M
|
|
|
Nov 12, 2019
Q3 2019
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-2.74K- 31.41% |
$159K - $172K
|
5.98K
$674K
|
|
|
Nov 05, 2019
Q3 2019
|
Barber Financial Group, Inc.
|
SELL
|
- |
-3.28KClosed |
$191K - $206K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Summit Financial Wealth Advisors, LLC
|
SELL
|
- |
-3.31KClosed |
$193K - $208K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-3.33KClosed |
$194K - $209K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Ae Wealth Management LLC
|
SELL
|
- |
-4.56K- 30.14% |
$265K - $287K
|
10.6K
$1.19M
|
|
|
Oct 17, 2019
Q3 2019
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.68K- 5.73% |
$272K - $295K
|
77.1K
$8.68M
|
|
|
Nov 07, 2019
Q3 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-5.6K- 47.28% |
$326K - $352K
|
6.24K
$703K
|
|
|
Nov 06, 2019
Q3 2019
|
Banco Santander, S.A.
|
SELL
|
- |
-6.09K- 4.5% |
$355K - $383K
|
129K
$14.6M
|
|
|
Nov 13, 2019
Q3 2019
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-7.19K- 87.61% |
$418K - $452K
|
1.02K
$114K
|
|
|
Oct 24, 2019
Q3 2019
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-8.08K- 24.1% |
$470K - $508K
|
25.5K
$2.87M
|
|
|
Sep 07, 2021
Q3 2019
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-8.74K- 42.77% |
$509K - $550K
|
11.7K
$1.32M
|
|
|
Nov 05, 2019
Q3 2019
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-10.5K- 50.91% |
$609K - $659K
|
10.1K
$1.14M
|
|
|
Nov 12, 2019
Q3 2019
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-12.5K- 33.64% |
$725K - $784K
|
24.6K
$2.77M
|
|
|
Nov 12, 2019
Q3 2019
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-14.2KClosed |
$827K - $894K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-15.8K- 99.84% |
$919K - $993K
|
25
$2.82K
|
|
|
Oct 15, 2019
Q3 2019
|
Ballew Advisors, Inc
|
SELL
|
- |
-15.9K- 10.4% |
$923K - $998K
|
137K
$15.4M
|
|
|
Nov 06, 2019
Q3 2019
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-16.3K- 6.36% |
$947K - $1.02M
|
240K
$27M
|
|
|
Nov 14, 2019
Q3 2019
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-16.5K- 74.8% |
$959K - $1.04M
|
5.55K
$625K
|
|
|
Nov 07, 2019
Q3 2019
|
F Dx Advisors, Inc.
|
SELL
|
- |
-20.4KClosed |
$1.19M - $1.28M
|
0
$0
|