Purchases and Sales Made in Q3 2020 in First Tr Large Cap Core Alphde (FEX)
This table provides information about the institutional ownership of First Tr Large Cap Core Alphde (FEX) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TR LARGE CAP CORE ALPHDE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2020
Q3 2020
|
Bellevue Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-280- 69.65% |
$16.6K - $18.7K
|
122
$12.4K
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-370- 0.64% |
$22K - $24.7K
|
57.5K
$5.85M
|
|
|
Oct 16, 2020
Q3 2020
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-370- 8.0% |
$22K - $24.7K
|
4.26K
$433K
|
|
|
Nov 16, 2020
Q3 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-398- 1.32% |
$23.6K - $26.5K
|
29.7K
$3.02M
|
|
|
Oct 19, 2020
Q3 2020
|
Cwm, LLC
|
SELL
|
- |
-400- 8.53% |
$23.7K - $26.7K
|
4.29K
$436K
|
|
|
Feb 11, 2021
Q3 2020
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-459- 9.77% |
$27.2K - $30.6K
|
4.24K
$431K
|
|
|
Nov 02, 2020
Q3 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-487- 1.83% |
$28.9K - $32.4K
|
26.2K
$2.66M
|
|
|
Nov 13, 2020
Q3 2020
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-542- 2.73% |
$32.2K - $36.1K
|
19.3K
$1.96M
|
|
|
Oct 13, 2020
Q3 2020
|
Pfg Advisors
|
SELL
|
- |
-569- 10.37% |
$33.8K - $37.9K
|
4.92K
$500K
|
|
|
Oct 13, 2020
Q3 2020
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-583- 7.7% |
$34.6K - $38.8K
|
6.99K
$711K
|
|
|
Oct 09, 2020
Q3 2020
|
Global Retirement Partners, LLC
|
SELL
|
- |
-588- 24.05% |
$34.9K - $39.2K
|
1.86K
$189K
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-708- 12.77% |
$42K - $47.2K
|
4.84K
$492K
|
|
|
Dec 18, 2020
Q3 2020
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-865- 9.03% |
$51.3K - $57.6K
|
8.71K
$886K
|
|
|
Nov 16, 2020
Q3 2020
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-923- 17.71% |
$54.8K - $61.5K
|
4.29K
$436K
|
|
|
Oct 06, 2020
Q3 2020
|
Creative Financial Designs Inc
|
SELL
|
- |
-975Closed |
$57.9K - $65K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-1.01K- 6.96% |
$60.2K - $67.6K
|
13.5K
$1.38M
|
|
|
Nov 13, 2020
Q3 2020
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.06K- 32.15% |
$63K - $70.7K
|
2.24K
$228K
|
|
|
Oct 29, 2020
Q3 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.11K- 7.81% |
$66.1K - $74.2K
|
13.1K
$1.34M
|
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-1.3K- 14.4% |
$77.1K - $86.6K
|
7.73K
$786K
|
|
|
Oct 29, 2020
Q3 2020
|
Eukles Asset Management
|
SELL
|
- |
-1.3K- 12.55% |
$77.2K - $86.7K
|
9.07K
$922K
|
|
|
Nov 06, 2020
Q3 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-1.43K- 8.39% |
$84.7K - $95.1K
|
15.6K
$1.59M
|
|
|
Nov 13, 2020
Q3 2020
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1.49K- 10.51% |
$88.1K - $98.9K
|
12.7K
$1.29M
|
|
|
Nov 12, 2020
Q3 2020
|
Acg Wealth
|
SELL
|
- |
-1.53K- 5.17% |
$90.8K - $102K
|
28.1K
$2.85M
|
|
|
Nov 04, 2020
Q3 2020
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-1.66K- 18.67% |
$98.5K - $111K
|
7.23K
$735K
|
|
|
Nov 10, 2020
Q3 2020
|
Us Bancorp \De\
|
SELL
|
- |
-1.77K- 2.65% |
$105K - $118K
|
65.2K
$6.63M
|
|
|
Nov 16, 2020
Q3 2020
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-2.05K- 19.83% |
$121K - $136K
|
8.27K
$842K
|
|
|
Nov 04, 2020
Q3 2020
|
Prospera Financial Services Inc
|
SELL
|
- |
-2.32K- 54.96% |
$137K - $154K
|
1.9K
$193K
|
|
|
Nov 13, 2020
Q3 2020
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-2.33K- 1.77% |
$138K - $155K
|
129K
$13.1M
|
|
|
Nov 16, 2020
Q3 2020
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-2.62K- 53.84% |
$155K - $174K
|
2.25K
$228K
|
|
|
Jul 24, 2024
Q3 2020
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-2.63K- 9.5% |
$156K - $175K
|
25K
$2.54M
|
|
|
Jan 08, 2024
Q3 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-3.59KClosed |
$213K - $239K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-3.71KClosed |
$220K - $247K
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-4.02KClosed |
$238K - $268K
|
0
$0
|
|
|
Oct 26, 2020
Q3 2020
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-4.05K- 22.96% |
$240K - $270K
|
13.6K
$1.38M
|
|
|
Oct 30, 2020
Q3 2020
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-4.37KClosed |
$259K - $291K
|
0
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.45K- 11.71% |
$264K - $297K
|
33.6K
$3.42M
|
|
|
Nov 02, 2020
Q3 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-4.53K- 20.82% |
$269K - $302K
|
17.2K
$1.75M
|
|
|
Nov 12, 2020
Q3 2020
|
1776 Wealth LLC
|
SELL
|
- |
-4.95K- 27.98% |
$294K - $330K
|
12.7K
$1.3M
|
|
|
Oct 13, 2020
Q3 2020
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-5.98KClosed |
$355K - $399K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-6.27KClosed |
$372K - $418K
|
0
$0
|
|
|
Nov 17, 2020
Q3 2020
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-6.43KClosed |
$381K - $428K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-7.25K- 20.18% |
$430K - $483K
|
28.7K
$2.92M
|
|
|
Nov 16, 2020
Q3 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-8.67K- 25.83% |
$514K - $578K
|
24.9K
$2.53M
|
|
|
Nov 02, 2020
Q3 2020
|
Kovack Advisors, Inc.
|
SELL
|
- |
-8.91KClosed |
$529K - $594K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Truist Financial Corp
|
SELL
|
- |
-12.8K- 5.18% |
$758K - $851K
|
234K
$23.8M
|
|
|
Nov 03, 2020
Q3 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-14.3K- 62.18% |
$848K - $952K
|
8.69K
$884K
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-17.8K- 8.09% |
$1.06M - $1.19M
|
203K
$20.6M
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-17.9K- 3.79% |
$1.06M - $1.19M
|
454K
$46.1M
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-19.7K- 7.34% |
$1.17M - $1.31M
|
248K
$25.3M
|
|
|
Nov 13, 2020
Q3 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-21.7K- 41.78% |
$1.29M - $1.45M
|
30.3K
$3.08M
|