Purchases and Sales Made in Q4 2018 in First Tr Large Cap Core Alphde (FEX)
This table provides information about the institutional ownership of First Tr Large Cap Core Alphde (FEX) during Q4 2018. The information is specifically focused on institutions that hold shares of FIRST TR LARGE CAP CORE ALPHDE.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 24, 2019
Q4 2018
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
125New |
$6.12K - $7.81K
|
125
$13K
|
|
Feb 12, 2019
Q4 2018
|
Asset Dedication, LLC
|
BUY
|
- |
125New |
$6.12K - $7.81K
|
125
$13K
|
|
Feb 04, 2019
Q4 2018
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
100New |
$4.9K - $6.25K
|
100
$10.4K
|
|
Jan 31, 2019
Q4 2018
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
30+ 0.3% |
$1.47K - $1.88K
|
10K
$1.04M
|
|
Feb 14, 2019
Q4 2018
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
20+ 2000.0% |
$979 - $1.25K
|
21
$2.19K
|
|
Feb 14, 2019
Q4 2018
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
12+ 0.18% |
$587 - $750
|
6.53K
$680K
|
|
Feb 14, 2019
Q4 2018
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
4+ 0.26% |
$196 - $250
|
1.53K
$160K
|
|
Feb 14, 2019
Q4 2018
|
Aspire Private Capital, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 25, 2019
Q4 2018
|
Aspire Private Capital, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jan 18, 2019
Q4 2018
|
Lvz, Inc.
|
SELL
|
- |
-58- 0.45% |
$2.84K - $3.63K
|
13K
$1.35M
|
|
Jan 31, 2019
Q4 2018
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-67Closed |
$3.28K - $4.19K
|
0
$0
|
|
Feb 01, 2019
Q4 2018
|
Good Life Advisors, LLC
|
SELL
|
- |
-95- 1.18% |
$4.65K - $5.94K
|
7.94K
$827K
|
|
Jan 18, 2019
Q4 2018
|
Pfg Advisors
|
SELL
|
- |
-99- 1.61% |
$4.85K - $6.19K
|
6.03K
$628K
|
|
Feb 07, 2019
Q4 2018
|
Csenge Advisory Group
|
SELL
|
- |
-250Closed |
$12.2K - $15.6K
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-310- 1.81% |
$15.2K - $19.4K
|
16.8K
$1.75M
|
|
Feb 14, 2019
Q4 2018
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-313- 6.63% |
$15.3K - $19.6K
|
4.41K
$459K
|
|
Jan 29, 2019
Q4 2018
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-325- 1.06% |
$15.9K - $20.3K
|
30.4K
$3.16M
|
|
Feb 13, 2019
Q4 2018
|
Prospera Financial Services Inc
|
SELL
|
- |
-404- 4.56% |
$19.8K - $25.3K
|
8.46K
$881K
|
|
Feb 14, 2019
Q4 2018
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-425- 1.14% |
$20.8K - $26.6K
|
37K
$3.85M
|
|
Jan 29, 2020
Q4 2018
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-452- 2.67% |
$22.1K - $28.3K
|
16.5K
$1.72M
|
|
Jan 29, 2019
Q4 2018
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-611- 13.6% |
$29.9K - $38.2K
|
3.88K
$404K
|
|
Feb 15, 2019
Q4 2018
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-667- 1.06% |
$32.6K - $41.7K
|
62.2K
$6.48M
|
|
Feb 04, 2019
Q4 2018
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-700Closed |
$34.3K - $43.8K
|
0
$0
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-715Closed |
$35K - $44.7K
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-800- 9.06% |
$39.2K - $50K
|
8.03K
$836K
|
|
Feb 08, 2019
Q4 2018
|
Bison Wealth, LLC
|
SELL
|
- |
-870- 6.47% |
$42.6K - $54.4K
|
12.6K
$1.31M
|
|
Feb 15, 2019
Q4 2018
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-1.08K- 15.01% |
$52.7K - $67.3K
|
6.1K
$635K
|
|
Jan 17, 2019
Q4 2018
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-1.19KClosed |
$58.3K - $74.5K
|
0
$0
|
|
Jan 22, 2019
Q4 2018
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-1.75K- 2.56% |
$85.7K - $109K
|
66.6K
$6.93M
|
|
Feb 14, 2019
Q4 2018
|
Baker Avenue Asset Management, LP
|
SELL
|
- |
-1.85K- 6.07% |
$90.6K - $116K
|
28.6K
$2.98M
|
|
Jan 08, 2024
Q4 2018
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-1.92K- 6.05% |
$93.7K - $120K
|
29.8K
$3.1M
|
|
Feb 06, 2019
Q4 2018
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2.24K- 22.41% |
$110K - $140K
|
7.77K
$809K
|
|
Feb 15, 2019
Q4 2018
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-2.69K- 14.05% |
$132K - $168K
|
16.5K
$1.72M
|
|
Feb 12, 2019
Q4 2018
|
Ballew Advisors, Inc
|
SELL
|
- |
-2.71K- 1.89% |
$133K - $170K
|
141K
$14.6M
|
|
Jan 23, 2019
Q4 2018
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.77K- 10.22% |
$136K - $173K
|
24.3K
$2.53M
|
|
Feb 20, 2019
Q4 2018
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-3.07K- 12.64% |
$150K - $192K
|
21.2K
$2.21M
|
|
Feb 14, 2019
Q4 2018
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-3.32KClosed |
$163K - $208K
|
0
$0
|
|
Jan 15, 2019
Q4 2018
|
Stone X Group Inc.
|
SELL
|
- |
-3.42KClosed |
$167K - $214K
|
0
$0
|
|
Feb 12, 2019
Q4 2018
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-3.83KClosed |
$188K - $239K
|
0
$0
|
|
Jan 16, 2019
Q4 2018
|
Legacy Private Trust Co.
|
SELL
|
- |
-4.57K- 18.91% |
$224K - $286K
|
19.6K
$2.04M
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-5.25K- 22.5% |
$257K - $328K
|
18.1K
$1.88M
|
|
Feb 15, 2019
Q4 2018
|
Ae Wealth Management LLC
|
SELL
|
- |
-5.39K- 35.96% |
$264K - $337K
|
9.59K
$999K
|
|
Jan 14, 2019
Q4 2018
|
Acg Wealth
|
SELL
|
- |
-5.77K- 2.48% |
$282K - $361K
|
227K
$23.6M
|
|
Feb 14, 2019
Q4 2018
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-7.67K- 29.9% |
$375K - $479K
|
18K
$1.87M
|
|
Feb 11, 2019
Q4 2018
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-8.53K- 95.34% |
$417K - $533K
|
417
$43.4K
|
|
Feb 15, 2019
Q4 2018
|
Advisory Services Network, LLC
|
SELL
|
- |
-9.43K- 72.98% |
$461K - $589K
|
3.49K
$363K
|
|
Feb 07, 2019
Q4 2018
|
F Dx Advisors, Inc.
|
SELL
|
- |
-15.2K- 33.6% |
$743K - $949K
|
30K
$3.13M
|
|
Feb 14, 2019
Q4 2018
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-16.9K- 27.25% |
$826K - $1.05M
|
45.1K
$4.69M
|
|
Feb 14, 2019
Q4 2018
|
Ubs Group Ag
|
SELL
|
- |
-18.3K- 1.71% |
$895K - $1.14M
|
1.05M
$109M
|
|
Feb 01, 2019
Q4 2018
|
Sg Americas Securities, LLC
|
SELL
|
- |
-18.3KClosed |
$897K - $1.14M
|
0
$0
|