Purchases and Sales Made in Q4 2020 in First Tr Large Cap Core Alphde (FEX)
This table provides information about the institutional ownership of First Tr Large Cap Core Alphde (FEX) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TR LARGE CAP CORE ALPHDE.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 20, 2021
Q4 2020
|
Ellis Investment Partners, LLC
|
BUY
|
- |
9+ 0.36% |
$566 - $663
|
2.54K
$259K
|
|
Feb 05, 2021
Q4 2020
|
Lincoln National Corp
|
BUY
|
- |
7+ 0.16% |
$440 - $516
|
4.41K
$449K
|
|
Feb 03, 2021
Q4 2020
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
2+ 0.04% |
$126 - $147
|
4.69K
$477K
|
|
Jan 19, 2021
Q4 2020
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-4- 0.09% |
$252 - $295
|
4.25K
$433K
|
|
Feb 12, 2021
Q4 2020
|
Archetype Wealth Partners
Houston, TX |
SELL
|
- |
-25- 0.29% |
$1.57K - $1.84K
|
8.67K
$882K
|
|
Feb 12, 2021
Q4 2020
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-28- 1.25% |
$1.76K - $2.06K
|
2.21K
$225K
|
|
Feb 12, 2021
Q4 2020
|
F3 Logic, LLC
|
SELL
|
- |
-46Closed |
$2.89K - $3.39K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Fin Trust Capital Advisors, LLC
|
SELL
|
- |
-94Closed |
$5.91K - $6.93K
|
0
$0
|
|
Jan 25, 2021
Q4 2020
|
Ifp Advisors, Inc
|
SELL
|
- |
-95- 6.21% |
$5.98K - $7K
|
1.44K
$146K
|
|
Feb 10, 2021
Q4 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-98- 0.37% |
$6.17K - $7.22K
|
26.1K
$2.65M
|
|
Jan 26, 2021
Q4 2020
|
Eukles Asset Management
|
SELL
|
- |
-106- 1.17% |
$6.67K - $7.81K
|
8.96K
$911K
|
|
Feb 11, 2021
Q4 2020
|
Bellevue Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-122Closed |
$7.68K - $8.99K
|
0
$0
|
|
Jun 07, 2023
Q4 2020
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-128- 64.32% |
$8.05K - $9.43K
|
71
$7.22K
|
|
Feb 02, 2021
Q4 2020
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-136- 1.95% |
$8.56K - $10K
|
6.86K
$697K
|
|
Feb 09, 2021
Q4 2020
|
Comerica Securities,Inc.
|
SELL
|
- |
-139- 1.69% |
$8.75K - $10.2K
|
8.07K
$821K
|
|
Jan 28, 2021
Q4 2020
|
Bridgeworth, LLC
Birmingham, AL |
SELL
|
- |
-152- 4.07% |
$9.56K - $11.2K
|
3.59K
$365K
|
|
Feb 08, 2021
Q4 2020
|
Ifg Advisory, LLC
|
SELL
|
- |
-160- 4.98% |
$10.1K - $11.8K
|
3.05K
$311K
|
|
Jan 13, 2021
Q4 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-167Closed |
$10.5K - $12.3K
|
0
$0
|
|
Feb 05, 2021
Q4 2020
|
Element Wealth, LLC
|
SELL
|
- |
-200- 3.7% |
$12.6K - $14.7K
|
5.2K
$529K
|
|
Feb 02, 2021
Q4 2020
|
Acg Wealth
|
SELL
|
- |
-201- 0.72% |
$12.6K - $14.8K
|
27.9K
$2.83M
|
|
Jan 13, 2021
Q4 2020
|
Ballew Advisors, Inc
|
SELL
|
- |
-202- 3.57% |
$12.7K - $14.9K
|
5.46K
$555K
|
|
Jan 29, 2021
Q4 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-203- 1.18% |
$12.8K - $15K
|
17K
$1.73M
|
|
Feb 11, 2021
Q4 2020
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-260- 6.13% |
$16.4K - $19.2K
|
3.98K
$405K
|
|
Feb 17, 2021
Q4 2020
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-289- 3.67% |
$18.2K - $21.3K
|
7.58K
$771K
|
|
Feb 16, 2021
Q4 2020
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-296- 0.98% |
$18.6K - $21.8K
|
29.8K
$3.03M
|
|
Feb 12, 2021
Q4 2020
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-324- 4.48% |
$20.4K - $23.9K
|
6.91K
$703K
|
|
Feb 17, 2021
Q4 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-452- 9.34% |
$28.4K - $33.3K
|
4.39K
$446K
|
|
Feb 12, 2021
Q4 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-639- 2.11% |
$40.2K - $47.1K
|
29.7K
$3.02M
|
|
Jan 28, 2021
Q4 2020
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-693- 6.97% |
$43.6K - $51.1K
|
9.25K
$941K
|
|
Jan 21, 2021
Q4 2020
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-700- 5.15% |
$44K - $51.6K
|
12.9K
$1.31M
|
|
Apr 01, 2021
Q4 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-728- 1.12% |
$45.8K - $53.6K
|
64.2K
$6.53M
|
|
Feb 04, 2021
Q4 2020
|
Us Bancorp \De\
|
SELL
|
- |
-774- 1.19% |
$48.7K - $57K
|
64.4K
$6.55M
|
|
Feb 16, 2021
Q4 2020
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-782Closed |
$49.2K - $57.6K
|
0
$0
|
|
Jan 29, 2021
Q4 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-840- 6.39% |
$52.9K - $61.9K
|
12.3K
$1.25M
|
|
Feb 09, 2021
Q4 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-969- 11.15% |
$61K - $71.4K
|
7.73K
$786K
|
|
Jan 26, 2021
Q4 2020
|
Pfg Advisors
|
SELL
|
- |
-997- 20.26% |
$62.7K - $73.5K
|
3.92K
$399K
|
|
Feb 05, 2021
Q4 2020
|
Rda Financial Network
|
SELL
|
- |
-1.01K- 13.36% |
$63.4K - $74.3K
|
6.54K
$665K
|
|
Feb 12, 2021
Q4 2020
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.03K- 2.35% |
$64.7K - $75.8K
|
42.7K
$4.35M
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.04K- 14.67% |
$65.4K - $76.6K
|
6.05K
$615K
|
|
Feb 04, 2021
Q4 2020
|
Good Life Advisors, LLC
|
SELL
|
- |
-1.1K- 28.21% |
$69K - $80.8K
|
2.79K
$284K
|
|
Mar 05, 2021
Q4 2020
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-1.12K- 13.54% |
$70.5K - $82.5K
|
7.15K
$728K
|
|
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.33K- 0.54% |
$83.6K - $97.9K
|
247K
$25.1M
|
|
Jan 29, 2021
Q4 2020
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-1.41K- 2.15% |
$88.8K - $104K
|
64.3K
$6.54M
|
|
Feb 11, 2021
Q4 2020
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.47K- 11.7% |
$92.5K - $108K
|
11.1K
$1.13M
|
|
Jan 13, 2021
Q4 2020
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.51K- 81.31% |
$95K - $111K
|
347
$35.3K
|
|
Feb 12, 2021
Q4 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.64K- 6.6% |
$103K - $121K
|
23.2K
$2.36M
|
|
Jul 24, 2024
Q4 2020
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-1.86K- 7.43% |
$117K - $137K
|
23.1K
$2.35M
|
|
Feb 12, 2021
Q4 2020
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-2.66K- 1.75% |
$167K - $196K
|
149K
$15.1M
|
|
Feb 18, 2021
Q4 2020
|
Truist Financial Corp
|
SELL
|
- |
-2.92K- 1.25% |
$183K - $215K
|
231K
$23.5M
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-2.95K- 16.09% |
$186K - $217K
|
15.4K
$1.56M
|