Purchases and Sales Made in Q3 2021 in Global X Fds Fintech ETF (De) (FINX)
This table provides information about the institutional ownership of Global X Fds Fintech ETF (De) (FINX) during Q3 2021. The information is specifically focused on institutions that hold shares of GLOBAL X FDS FINTECH ETF (DE) .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.21K+ 16.54% |
$54.9K - $63.4K
|
8.55K
$291K
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.14K+ 479.41% |
$51.6K - $59.6K
|
1.38K
$46.9K
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.02K+ 2.56% |
$46.2K - $53.4K
|
40.9K
$1.39M
|
|
Oct 14, 2021
Q3 2021
|
Archford Capital Strategies, LLC
|
BUY
|
- |
1.01K+ 3.59% |
$45.5K - $52.6K
|
29.1K
$989K
|
|
Oct 15, 2021
Q3 2021
|
Meridian Wealth Management, LLC
|
BUY
|
- |
850+ 3.51% |
$38.4K - $44.4K
|
25.1K
$853K
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
765New |
$34.6K - $39.9K
|
765
$26K
|
|
Nov 15, 2021
Q3 2021
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
750+ 11.46% |
$33.9K - $39.2K
|
7.3K
$248K
|
|
Nov 15, 2021
Q3 2021
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
648New |
$29.3K - $33.8K
|
648
$22K
|
|
Jun 28, 2022
Q3 2021
|
Stelac Advisory Services LLC
New York, NY |
BUY
|
- |
565+ 0.36% |
$25.5K - $29.5K
|
159K
$5.41M
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
547+ 0.56% |
$24.7K - $28.6K
|
97.7K
$3.32M
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
480+ 1.8% |
$21.7K - $25.1K
|
27.2K
$925K
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
474+ 9.68% |
$21.4K - $24.7K
|
5.37K
$183K
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
442+ 34.21% |
$20K - $23.1K
|
1.73K
$59K
|
|
Nov 09, 2021
Q3 2021
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
428New |
$19.3K - $22.3K
|
428
$14.6K
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
411+ 4.96% |
$18.6K - $21.5K
|
8.7K
$296K
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
395+ 4.59% |
$17.9K - $20.6K
|
9.01K
$306K
|
|
Nov 15, 2021
Q3 2021
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
345+ 2.52% |
$15.6K - $18K
|
14K
$478K
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
232+ 3.36% |
$10.5K - $12.1K
|
7.13K
$242K
|
|
Nov 15, 2021
Q3 2021
|
Optiver Holding B.V.
Amsterdam, P7 |
BUY
|
- |
230New |
$10.4K - $12K
|
230
$7.82K
|
|
Nov 09, 2021
Q3 2021
|
Mirador Capital Partners LP
|
BUY
|
- |
184+ 1.35% |
$8.31K - $9.61K
|
13.8K
$470K
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
170New |
$7.68K - $8.88K
|
170
$5.78K
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
131+ 1.3% |
$5.92K - $6.84K
|
10.2K
$347K
|
|
Oct 28, 2021
Q3 2021
|
Macroview Investment Management LLC
|
BUY
|
- |
126+ 28.0% |
$5.69K - $6.58K
|
576
$19.6K
|
|
Nov 02, 2021
Q3 2021
|
Hcr Wealth Advisors
Los Angeles, CA |
BUY
|
- |
115+ 2.65% |
$5.2K - $6K
|
4.46K
$152K
|
|
Nov 15, 2021
Q3 2021
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
103New |
$4.65K - $5.38K
|
103
$3.5K
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
88+ 4.16% |
$3.98K - $4.59K
|
2.2K
$74.9K
|
|
Oct 21, 2021
Q3 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
64+ 2.95% |
$2.89K - $3.34K
|
2.23K
$75.8K
|
|
Nov 12, 2021
Q3 2021
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
60+ 0.28% |
$2.71K - $3.13K
|
21.5K
$731K
|
|
Jan 02, 2024
Q3 2021
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
50New |
$2.26K - $2.61K
|
50
$1.7K
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
42+ 3.77% |
$1.9K - $2.19K
|
1.16K
$39.3K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
10+ 1.49% |
$452 - $522
|
680
$23.1K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-1- 16.67% |
$45.2 - $52.2
|
5
$170
|
|
Nov 15, 2021
Q3 2021
|
Legend Financial Advisors, Inc.
Pittsburgh, PA |
SELL
|
- |
-2- 0.02% |
$90.4 - $104
|
8.38K
$285K
|
|
Nov 15, 2021
Q3 2021
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-5- 0.01% |
$226 - $261
|
50.3K
$1.71M
|
|
Oct 12, 2021
Q3 2021
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-10Closed |
$452 - $522
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-33- 0.93% |
$1.49K - $1.72K
|
3.52K
$120K
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-35Closed |
$1.58K - $1.83K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-51- 1.66% |
$2.3K - $2.66K
|
3.01K
$102K
|
|
Oct 29, 2021
Q3 2021
|
Motco
|
SELL
|
- |
-80Closed |
$3.62K - $4.18K
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
Avitas Wealth Management LLC
|
SELL
|
- |
-82- 1.31% |
$3.71K - $4.28K
|
6.18K
$210K
|
|
Oct 27, 2021
Q3 2021
|
Westside Investment Management, Inc.
|
SELL
|
- |
-100Closed |
$4.52K - $5.22K
|
0
$0
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-107- 15.92% |
$4.84K - $5.59K
|
565
$19.2K
|
|
Oct 29, 2021
Q3 2021
|
Rda Financial Network
|
SELL
|
- |
-125- 2.47% |
$5.65K - $6.53K
|
4.94K
$168K
|
|
Nov 05, 2021
Q3 2021
|
Eubel Brady & Suttman Asset Management Inc
Dayton, OH |
SELL
|
- |
-130Closed |
$5.87K - $6.79K
|
0
$0
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-139- 88.54% |
$6.28K - $7.26K
|
18
$612
|
|
Nov 08, 2021
Q3 2021
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-179- 1.47% |
$8.09K - $9.35K
|
12K
$409K
|
|
Nov 12, 2021
Q3 2021
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-212Closed |
$9.58K - $11.1K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-292- 4.7% |
$13.2K - $15.2K
|
5.93K
$201K
|
|
Oct 27, 2021
Q3 2021
|
Merit Financial Group, LLC
|
SELL
|
- |
-367- 0.45% |
$16.6K - $19.2K
|
80.9K
$2.75M
|