Purchases and Sales Made in Q3 2023 in Global X Fds Fintech ETF (De) (FINX)
This table provides information about the institutional ownership of Global X Fds Fintech ETF (De) (FINX) during Q3 2023. The information is specifically focused on institutions that hold shares of GLOBAL X FDS FINTECH ETF (DE) .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-221- 10.83% |
$4.36K - $5.46K
|
1.82K
$59.9K
|
|
|
Oct 27, 2023
Q3 2023
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-226- 0.89% |
$4.45K - $5.59K
|
25.2K
$831K
|
|
|
Nov 13, 2023
Q3 2023
|
Pinnacle Financial Group, LLC
|
SELL
|
- |
-237- 1.15% |
$4.67K - $5.86K
|
20.3K
$670K
|
|
|
Oct 17, 2023
Q3 2023
|
Advisors Management Group Inc
|
SELL
|
- |
-321- 2.56% |
$6.33K - $7.94K
|
12.2K
$403K
|
|
|
Nov 02, 2023
Q3 2023
|
Venturi Wealth Management, LLC
Austin, TX |
SELL
|
- |
-497- 68.74% |
$9.8K - $12.3K
|
226
$7.45K
|
|
|
Nov 09, 2023
Q3 2023
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-735- 1.42% |
$14.5K - $18.2K
|
51K
$1.68M
|
|
|
Nov 08, 2023
Q3 2023
|
Archer Investment Corp
|
SELL
|
- |
-752- 75.2% |
$14.8K - $18.6K
|
248
$8.17K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.07K- 3.37% |
$21.1K - $26.5K
|
30.7K
$1.01M
|
|
|
Nov 01, 2023
Q3 2023
|
Wealthfront Advisers LLC
|
SELL
|
- |
-1.16K- 5.74% |
$22.8K - $28.6K
|
19K
$625K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.34K- 6.42% |
$26.4K - $33.1K
|
19.5K
$643K
|
|
|
Oct 04, 2023
Q3 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-2.19K- 92.25% |
$43.2K - $54.2K
|
184
$6.06K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.82K- 4.64% |
$55.6K - $69.7K
|
57.9K
$1.91M
|
|
|
Nov 13, 2023
Q3 2023
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-4.41K- 12.58% |
$86.9K - $109K
|
30.7K
$1.01M
|
|
|
Nov 08, 2023
Q3 2023
|
Banco Santander, S.A.
|
SELL
|
- |
-4.46K- 25.13% |
$87.9K - $110K
|
13.3K
$438K
|
|
|
Oct 30, 2023
Q3 2023
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-4.67K- 19.92% |
$92K - $115K
|
18.8K
$618K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-6.82K- 6.68% |
$134K - $169K
|
95.3K
$3.14M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-7.72K- 21.25% |
$152K - $191K
|
28.6K
$943K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-9.27K- 15.24% |
$183K - $229K
|
51.6K
$1.7M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-11.2K- 97.22% |
$222K - $278K
|
321
$10.6K
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
SELL
|
- |
-13.4K- 24.7% |
$263K - $330K
|
40.7K
$1.34M
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-15.1K- 16.88% |
$297K - $373K
|
74.3K
$2.45M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-22.8K- 38.42% |
$449K - $563K
|
36.5K
$1.2M
|
|
|
Oct 16, 2023
Q3 2023
|
Essex LLC
|
SELL
|
- |
-29.3K- 32.17% |
$578K - $725K
|
61.9K
$2.04M
|
|
|
Nov 13, 2023
Q3 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-33.9K- 46.84% |
$668K - $838K
|
38.5K
$1.27M
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-49.4K- 80.07% |
$974K - $1.22M
|
12.3K
$405K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-56.2K- 16.23% |
$1.11M - $1.39M
|
290K
$9.55M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-96.7K- 7.2% |
$1.91M - $2.39M
|
1.25M
$41.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-103K- 72.95% |
$2.04M - $2.56M
|
38.4K
$1.26M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-282K- 45.35% |
$5.57M - $6.98M
|
340K
$11.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-434K- 91.07% |
$8.56M - $10.7M
|
42.6K
$1.4M
|