Purchases and Sales Made in Q4 2023 in Global X Fds Fintech ETF (De) (FINX)
This table provides information about the institutional ownership of Global X Fds Fintech ETF (De) (FINX) during Q4 2023. The information is specifically focused on institutions that hold shares of GLOBAL X FDS FINTECH ETF (DE) .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2024
Q4 2023
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-546- 16.55% |
$9.93K - $14.2K
|
2.75K
$93.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-576- 43.44% |
$10.5K - $15K
|
750
$25.5K
|
|
|
Feb 02, 2024
Q4 2023
|
Simplex Trading, LLC
|
SELL
|
- |
-729- 32.34% |
$13.3K - $19K
|
1.53K
$51.9K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.3K- 1.45% |
$23.6K - $33.9K
|
88K
$2.99M
|
|
|
Feb 09, 2024
Q4 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-1.51K- 10.21% |
$27.4K - $39.3K
|
13.2K
$450K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.53K- 3.99% |
$27.8K - $39.9K
|
36.9K
$1.25M
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.47K- 13.15% |
$44.9K - $64.4K
|
16.3K
$555K
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-2.7K- 8.81% |
$49.2K - $70.5K
|
28K
$952K
|
|
|
Feb 13, 2024
Q4 2023
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-2.83K- 17.59% |
$51.5K - $73.9K
|
13.3K
$451K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.2K- 16.39% |
$58.1K - $83.4K
|
16.3K
$554K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-3.55K- 19.46% |
$64.6K - $92.6K
|
14.7K
$500K
|
|
|
Jan 12, 2024
Q4 2023
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-3.72K- 14.75% |
$67.7K - $97K
|
21.5K
$731K
|
|
|
Feb 06, 2024
Q4 2023
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-4.2K- 13.71% |
$76.4K - $110K
|
26.5K
$900K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-4.25K- 7.7% |
$77.3K - $111K
|
51K
$1.73M
|
|
|
Jan 29, 2024
Q4 2023
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-4.49K- 23.95% |
$81.7K - $117K
|
14.3K
$485K
|
|
|
Feb 09, 2024
Q4 2023
|
Wealthfront Advisers LLC
|
SELL
|
- |
-4.81K- 25.37% |
$87.5K - $125K
|
14.1K
$481K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.36K- 2.95% |
$97.4K - $140K
|
176K
$5.98M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-5.69K- 5.61% |
$103K - $148K
|
95.7K
$3.26M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-6.86K- 11.84% |
$125K - $179K
|
51.1K
$1.74M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-7.71K- 14.95% |
$140K - $201K
|
43.9K
$1.49M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-7.82K- 19.4% |
$142K - $204K
|
32.5K
$1.1M
|
|
|
Feb 12, 2024
Q4 2023
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-7.84K- 33.37% |
$143K - $204K
|
15.7K
$532K
|
|
|
Feb 12, 2024
Q4 2023
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-9.22K- 18.1% |
$168K - $240K
|
41.7K
$1.42M
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-10.1K- 21.89% |
$184K - $263K
|
36K
$1.23M
|
|
|
Feb 08, 2024
Q4 2023
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-12.2K- 6.27% |
$222K - $318K
|
182K
$6.19M
|
|
|
Feb 06, 2024
Q4 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-13K- 33.85% |
$237K - $340K
|
25.5K
$866K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-13.1K- 35.94% |
$239K - $342K
|
23.4K
$795K
|
|
|
Feb 12, 2024
Q4 2023
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-13.9K- 8.83% |
$253K - $362K
|
143K
$4.88M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-14.1K- 4.85% |
$256K - $367K
|
276K
$9.38M
|
|
|
Feb 09, 2024
Q4 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-18.8K- 25.25% |
$341K - $489K
|
55.5K
$1.89M
|
|
|
Jan 29, 2024
Q4 2023
|
Essex LLC
|
SELL
|
- |
-30.2K- 48.85% |
$550K - $788K
|
31.6K
$1.08M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-31.7K- 12.73% |
$577K - $827K
|
217K
$7.39M
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-40.8K- 3.27% |
$743K - $1.06M
|
1.21M
$41M
|
|
|
Feb 28, 2024
Q4 2023
|
Bbjs Financial Advisors, LLC
Seattle, WA |
SELL
|
- |
-47.4K- 21.39% |
$862K - $1.24M
|
174K
$5.92M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-57.4K- 27.29% |
$1.04M - $1.5M
|
153K
$5.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-104K- 30.65% |
$1.9M - $2.72M
|
236K
$8.02M
|