Purchases and Sales Made in Q3 2021 in ETF Ser Solutions Defiance Nex (FIVG)
This table provides information about the institutional ownership of ETF Ser Solutions Defiance Nex (FIVG) during Q3 2021. The information is specifically focused on institutions that hold shares of ETF SER SOLUTIONS DEFIANCE NEX.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 26, 2021
Q3 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
2+ 0.08% |
$72.6 - $77.7
|
2.37K
$96.3K
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2+ 0.08% |
$72.6 - $77.7
|
2.42K
$98.2K
|
|
Oct 29, 2021
Q3 2021
|
Parkside Financial Bank & Trust
|
BUY
|
- |
2+ 0.22% |
$72.6 - $77.7
|
894
$36.3K
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
1+ 0.04% |
$36.3 - $38.8
|
2.53K
$103K
|
|
Oct 20, 2021
Q3 2021
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
1+ 0.14% |
$36.3 - $38.8
|
737
$29.9K
|
|
Nov 05, 2021
Q3 2021
|
Sandy Spring Bank
|
BUY
|
- |
1+ 0.14% |
$36.3 - $38.8
|
734
$29.8K
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-8- 0.11% |
$291 - $311
|
7.4K
$301K
|
|
Nov 02, 2021
Q3 2021
|
Clearview Wealth Advisors LLC
|
SELL
|
- |
-21- 0.78% |
$763 - $816
|
2.68K
$109K
|
|
Nov 12, 2021
Q3 2021
|
Cordasco Financial Network
|
SELL
|
- |
-96- 4.45% |
$3.49K - $3.73K
|
2.06K
$83.7K
|
|
Oct 19, 2021
Q3 2021
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-99- 0.63% |
$3.6K - $3.85K
|
15.7K
$636K
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-112- 3.27% |
$4.07K - $4.35K
|
3.31K
$135K
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-114- 11.47% |
$4.14K - $4.43K
|
880
$35.7K
|
|
Oct 29, 2021
Q3 2021
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-173- 1.1% |
$6.28K - $6.72K
|
15.5K
$629K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-177- 6.5% |
$6.43K - $6.87K
|
2.55K
$103K
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-181- 6.0% |
$6.57K - $7.03K
|
2.83K
$115K
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-196- 2.32% |
$7.12K - $7.61K
|
8.25K
$335K
|
|
Oct 18, 2021
Q3 2021
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-299- 4.56% |
$10.9K - $11.6K
|
6.26K
$254K
|
|
Jun 16, 2022
Q3 2021
|
Johnson Bixby & Associates, LLC
|
SELL
|
- |
-300- 0.23% |
$10.9K - $11.7K
|
130K
$5.29M
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-400- 1.02% |
$14.5K - $15.5K
|
38.9K
$1.58M
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-500Closed |
$18.2K - $19.4K
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Hartford Financial Management Inc.
|
SELL
|
- |
-601Closed |
$21.8K - $23.3K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-627- 3.67% |
$22.8K - $24.4K
|
16.5K
$669K
|
|
Oct 27, 2021
Q3 2021
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-712- 6.14% |
$25.9K - $27.7K
|
10.9K
$442K
|
|
Nov 12, 2021
Q3 2021
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-796- 8.96% |
$28.9K - $30.9K
|
8.09K
$328K
|
|
Nov 08, 2021
Q3 2021
|
Sonata Capital Group Inc
|
SELL
|
- |
-800- 7.21% |
$29.1K - $31.1K
|
10.3K
$418K
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-839- 11.83% |
$30.5K - $32.6K
|
6.25K
$254K
|
|
Nov 05, 2021
Q3 2021
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-850- 14.29% |
$30.9K - $33K
|
5.1K
$207K
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-850- 19.79% |
$30.9K - $33K
|
3.45K
$140K
|
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-1KClosed |
$36.3K - $38.8K
|
0
$0
|
|
Aug 30, 2024
Q3 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-1.02K- 1.64% |
$37.2K - $39.8K
|
61.5K
$2.5M
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.07K- 2.32% |
$38.9K - $41.6K
|
45.2K
$1.84M
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.26K- 2.56% |
$45.8K - $49K
|
48K
$1.95M
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-1.55KClosed |
$56.3K - $60.2K
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
SELL
|
- |
-1.6K- 21.05% |
$58.1K - $62.1K
|
6K
$244K
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-2.33KClosed |
$84.6K - $90.4K
|
0
$0
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
SELL
|
- |
-2.6K- 3.77% |
$94.6K - $101K
|
66.4K
$2.7M
|
|
Oct 29, 2021
Q3 2021
|
Northstar Asset Management LLC
|
SELL
|
- |
-2.62K- 1.38% |
$95K - $102K
|
187K
$7.61M
|
|
Nov 05, 2021
Q3 2021
|
Eubel Brady & Suttman Asset Management Inc
Dayton, OH |
SELL
|
- |
-2.96KClosed |
$108K - $115K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-3K- 10.39% |
$109K - $116K
|
25.8K
$1.05M
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-3.52KClosed |
$128K - $137K
|
0
$0
|
|
Oct 20, 2021
Q3 2021
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-4.14K- 33.14% |
$150K - $161K
|
8.34K
$339K
|
|
Oct 25, 2021
Q3 2021
|
Sightline Wealth Advisors, LLC
|
SELL
|
- |
-4.56K- 29.67% |
$166K - $177K
|
10.8K
$439K
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-5.5K- 5.18% |
$200K - $214K
|
101K
$4.09M
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-6.2K- 62.65% |
$225K - $241K
|
3.7K
$150K
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-6.68K- 1.67% |
$243K - $260K
|
394K
$16M
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-7.03K- 34.4% |
$255K - $273K
|
13.4K
$544K
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-11.5KClosed |
$418K - $447K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Portfolio Strategies, Inc.
|
SELL
|
- |
-15.7K- 7.52% |
$570K - $610K
|
193K
$7.84M
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-32.4K- 4.25% |
$1.18M - $1.26M
|
731K
$29.7M
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-33.5KClosed |
$1.22M - $1.3M
|
0
$0
|