Purchases and Sales Made in Q3 2023 in ETF Ser Solutions Defiance Nex (FIVG)
This table provides information about the institutional ownership of ETF Ser Solutions Defiance Nex (FIVG) during Q3 2023. The information is specifically focused on institutions that hold shares of ETF SER SOLUTIONS DEFIANCE NEX.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2023
Q3 2023
|
Oak Family Advisors, LLC
|
SELL
|
- |
-69- 0.56% |
$2.11K - $2.38K
|
12.3K
$501K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-100- 12.58% |
$3.07K - $3.45K
|
695
$28.2K
|
|
|
Oct 23, 2023
Q3 2023
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-118- 6.96% |
$3.62K - $4.07K
|
1.58K
$64K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-123- 3.41% |
$3.77K - $4.24K
|
3.49K
$142K
|
|
|
Nov 13, 2023
Q3 2023
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-148- 20.05% |
$4.54K - $5.1K
|
590
$24K
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
SELL
|
- |
-152- 14.84% |
$4.66K - $5.24K
|
872
$35.4K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
SELL
|
- |
-161- 13.96% |
$4.93K - $5.55K
|
992
$40.3K
|
|
|
Oct 31, 2023
Q3 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-225- 16.67% |
$6.9K - $7.75K
|
1.13K
$45.7K
|
|
|
Aug 13, 2024
Q3 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-225Closed |
$6.9K - $7.75K
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-228- 7.06% |
$6.99K - $7.86K
|
3K
$122K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-254- 1.8% |
$7.79K - $8.75K
|
13.9K
$564K
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-337- 18.94% |
$10.3K - $11.6K
|
1.44K
$58.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Tcg Advisory Services, LLC
Austin, TX |
SELL
|
- |
-343- 1.28% |
$10.5K - $11.8K
|
26.4K
$1.07M
|
|
|
Oct 10, 2023
Q3 2023
|
Ignite Planners, LLC
|
SELL
|
- |
-350- 2.24% |
$10.7K - $12.1K
|
15.3K
$620K
|
|
|
Nov 13, 2023
Q3 2023
|
Resolute Wealth Strategies, LLC
Jackson, MS |
SELL
|
- |
-364- 5.22% |
$11.2K - $12.5K
|
6.61K
$269K
|
|
|
Aug 14, 2024
Q3 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-379- 2.35% |
$11.6K - $13.1K
|
15.7K
$639K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-454- 1.97% |
$13.9K - $15.6K
|
22.6K
$919K
|
|
|
Nov 14, 2023
Q3 2023
|
Stone X Group Inc.
|
SELL
|
- |
-471- 3.67% |
$14.4K - $16.2K
|
12.4K
$502K
|
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-489- 8.77% |
$15K - $16.9K
|
5.09K
$207K
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-529- 3.62% |
$16.2K - $18.2K
|
14.1K
$572K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-630- 4.06% |
$19.3K - $21.7K
|
14.9K
$604K
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-632- 35.29% |
$19.4K - $21.8K
|
1.16K
$47.1K
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
SELL
|
- |
-643- 37.1% |
$19.7K - $22.2K
|
1.09K
$44.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Valley National Advisers Inc
|
SELL
|
- |
-756- 2.9% |
$23.2K - $26.1K
|
25.3K
$1.03M
|
|
|
Oct 10, 2023
Q3 2023
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-760- 5.29% |
$23.3K - $26.2K
|
13.6K
$553K
|
|
|
Oct 20, 2023
Q3 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-800- 30.53% |
$24.5K - $27.6K
|
1.82K
$73.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-809- 2.2% |
$24.8K - $27.9K
|
35.9K
$1.46M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-864- 27.22% |
$26.5K - $29.8K
|
2.31K
$93.8K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.21K- 69.86% |
$37.1K - $41.8K
|
523
$21.2K
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-1.37K- 14.56% |
$41.9K - $47.1K
|
8.02K
$326K
|
|
|
Nov 27, 2023
Q3 2023
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-1.44K- 14.8% |
$44.2K - $49.7K
|
8.3K
$337K
|
|
|
Oct 31, 2023
Q3 2023
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-1.47K- 10.5% |
$45K - $50.6K
|
12.5K
$508K
|
|
|
Oct 19, 2023
Q3 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-1.55K- 6.28% |
$47.6K - $53.5K
|
23.2K
$942K
|
|
|
Nov 14, 2023
Q3 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-1.55K- 6.28% |
$47.6K - $53.5K
|
23.2K
$942K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.63K- 4.62% |
$50K - $56.2K
|
33.7K
$1.37M
|
|
|
Oct 16, 2023
Q3 2023
|
Ht Partners LLC
|
SELL
|
- |
-2.23K- 7.56% |
$68.2K - $76.7K
|
27.2K
$1.11M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.42K- 31.43% |
$74.3K - $83.5K
|
5.29K
$215K
|
|
|
Nov 13, 2023
Q3 2023
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-2.48K- 10.4% |
$76K - $85.5K
|
21.4K
$868K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-2.92K- 20.87% |
$89.5K - $101K
|
11.1K
$450K
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-2.95K- 6.56% |
$90.4K - $102K
|
42K
$1.71M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.04K- 10.29% |
$93.2K - $105K
|
26.5K
$1.08M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-3.74K- 19.79% |
$115K - $129K
|
15.2K
$616K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-3.92K- 20.35% |
$120K - $135K
|
15.4K
$624K
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-4K- 32.72% |
$122K - $138K
|
8.22K
$334K
|
|
|
Oct 13, 2023
Q3 2023
|
Johnson Bixby & Associates, LLC
|
SELL
|
- |
-4.35K- 31.82% |
$133K - $150K
|
9.31K
$378K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-4.51K- 11.2% |
$138K - $155K
|
35.8K
$1.45M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.32K- 7.94% |
$163K - $183K
|
61.7K
$2.5M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-5.5K- 21.51% |
$169K - $189K
|
20.1K
$815K
|
|
|
Oct 25, 2023
Q3 2023
|
Northstar Asset Management LLC
|
SELL
|
- |
-5.75K- 9.53% |
$176K - $198K
|
54.5K
$2.21M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-5.92K- 8.66% |
$181K - $204K
|
62.4K
$2.54M
|