Purchases and Sales Made in Q4 2023 in ETF Ser Solutions Defiance Nex (FIVG)
This table provides information about the institutional ownership of ETF Ser Solutions Defiance Nex (FIVG) during Q4 2023. The information is specifically focused on institutions that hold shares of ETF SER SOLUTIONS DEFIANCE NEX.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2024
Q4 2023
|
Frisch Financial Group, Inc.
Melville, NY |
SELL
|
- |
-17- 0.16% |
$490 - $614
|
10.6K
$432K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-35- 1.3% |
$1.01K - $1.26K
|
2.65K
$108K
|
|
|
Jul 19, 2024
Q4 2023
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-58- 1.57% |
$1.67K - $2.09K
|
3.63K
$147K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-70- 0.27% |
$2.02K - $2.53K
|
26.3K
$1.07M
|
|
|
Feb 08, 2024
Q4 2023
|
Asset Dedication, LLC
|
SELL
|
- |
-101- 27.75% |
$2.91K - $3.65K
|
263
$10.7K
|
|
|
Jan 24, 2024
Q4 2023
|
Joel Isaacson & Co., LLC
|
SELL
|
- |
-105- 1.17% |
$3.03K - $3.79K
|
8.84K
$359K
|
|
|
Jan 18, 2024
Q4 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-146- 2.0% |
$4.21K - $5.27K
|
7.16K
$291K
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-176- 15.19% |
$5.07K - $6.36K
|
983
$39.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-193- 1.37% |
$5.56K - $6.97K
|
13.9K
$564K
|
|
|
Feb 09, 2024
Q4 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-199- 17.08% |
$5.74K - $7.19K
|
966
$39.2K
|
|
|
Jan 12, 2024
Q4 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-225- 1.27% |
$6.48K - $8.12K
|
17.5K
$711K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-231- 5.06% |
$6.66K - $8.34K
|
4.33K
$176K
|
|
|
Feb 02, 2024
Q4 2023
|
Wsfs Capital Management, LLC
Philadelphia, PA |
SELL
|
- |
-267- 2.44% |
$7.69K - $9.64K
|
10.7K
$433K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-280- 53.54% |
$8.07K - $10.1K
|
243
$9.87K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
SELL
|
- |
-295- 6.81% |
$8.5K - $10.7K
|
4.04K
$164K
|
|
|
Apr 30, 2024
Q4 2023
|
Concord Wealth Partners
|
SELL
|
- |
-298- 41.39% |
$8.59K - $10.8K
|
422
$17.1K
|
|
|
Feb 05, 2024
Q4 2023
|
Concord Wealth Partners
|
SELL
|
- |
-298- 41.39% |
$8.59K - $10.8K
|
422
$17.1K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-300- 43.17% |
$8.65K - $10.8K
|
395
$16K
|
|
|
Feb 12, 2024
Q4 2023
|
Stone X Group Inc.
|
SELL
|
- |
-315- 2.55% |
$9.08K - $11.4K
|
12K
$489K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-380- 3.74% |
$11K - $13.7K
|
9.79K
$398K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-405- 1.53% |
$11.7K - $14.6K
|
26.1K
$1.06M
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-414- 3.77% |
$11.9K - $14.9K
|
10.6K
$429K
|
|
|
Jan 18, 2024
Q4 2023
|
Johnson Bixby & Associates, LLC
|
SELL
|
- |
-470- 5.05% |
$13.5K - $17K
|
8.84K
$359K
|
|
|
Feb 06, 2024
Q4 2023
|
Resolute Wealth Strategies, LLC
Jackson, MS |
SELL
|
- |
-478- 7.23% |
$13.8K - $17.3K
|
6.14K
$249K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-500- 0.23% |
$14.4K - $18.1K
|
221K
$8.96M
|
|
|
Jan 10, 2024
Q4 2023
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-589- 99.83% |
$17K - $21.3K
|
1
$40.6
|
|
|
Feb 14, 2024
Q4 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
SELL
|
- |
-600- 2.2% |
$17.3K - $21.7K
|
26.7K
$1.08M
|
|
|
Feb 13, 2024
Q4 2023
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-600- 2.2% |
$17.3K - $21.7K
|
26.7K
$1.08M
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-642- 44.52% |
$18.5K - $23.2K
|
800
$32.5K
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
SELL
|
- |
-689- 69.46% |
$19.9K - $24.9K
|
303
$12.3K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-750- 39.21% |
$21.6K - $27.1K
|
1.16K
$47.2K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-823- 15.57% |
$23.7K - $29.7K
|
4.46K
$181K
|
|
|
Jan 17, 2024
Q4 2023
|
Armstrong Advisory Group, Inc
Needham, MA |
SELL
|
- |
-829- 21.61% |
$23.9K - $29.9K
|
3.01K
$122K
|
|
|
Jan 25, 2024
Q4 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-879- 3.79% |
$25.3K - $31.7K
|
22.3K
$906K
|
|
|
Jan 29, 2024
Q4 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-879- 3.79% |
$25.3K - $31.7K
|
22.3K
$906K
|
|
|
Jul 22, 2024
Q4 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-901- 6.33% |
$26K - $32.5K
|
13.3K
$541K
|
|
|
Jan 18, 2024
Q4 2023
|
Gradient Investments LLC
|
SELL
|
- |
-993- 76.74% |
$28.6K - $35.9K
|
301
$12.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.02K- 9.18% |
$29.3K - $36.7K
|
10.1K
$408K
|
|
|
Jan 23, 2024
Q4 2023
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-1.13K- 9.01% |
$32.5K - $40.7K
|
11.4K
$462K
|
|
|
Jun 03, 2024
Q4 2023
|
Vontobel Holding Ltd.
|
SELL
|
- |
-1.2K- 6.25% |
$34.6K - $43.3K
|
18K
$731K
|
|
|
Jan 29, 2024
Q4 2023
|
Vontobel Holding Ltd.
|
SELL
|
- |
-1.2K- 6.25% |
$34.6K - $43.3K
|
18K
$731K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.21K- 2.69% |
$34.8K - $43.5K
|
43.6K
$1.77M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.31K- 6.51% |
$37.7K - $47.2K
|
18.8K
$762K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.48K- 6.53% |
$42.6K - $53.4K
|
21.1K
$859K
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.55K- 11.2% |
$44.8K - $56.1K
|
12.3K
$501K
|
|
|
Jan 30, 2024
Q4 2023
|
Oak Family Advisors, LLC
|
SELL
|
- |
-1.6K- 12.96% |
$46K - $57.7K
|
10.7K
$436K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.71K- 2.73% |
$49.1K - $61.6K
|
60.7K
$2.47M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.59K- 13.6% |
$74.7K - $93.6K
|
16.5K
$668K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.05K- 13.03% |
$87.8K - $110K
|
20.3K
$826K
|
|
|
Feb 09, 2024
Q4 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-3.15K- 20.57% |
$90.8K - $114K
|
12.2K
$494K
|