Purchases and Sales Made in Q3 2023 in First Trust Water ETF (FIW)
This table provides information about the institutional ownership of First Trust Water ETF (FIW) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST WATER ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
56+ 30.94% |
$4.61K - $5.13K
|
237
$24.3K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
51+ 1.0% |
$4.2K - $4.68K
|
5.13K
$526K
|
|
|
Jan 11, 2024
Q3 2023
|
Pacific Sun Financial Corp
|
BUY
|
- |
50+ 1.61% |
$4.12K - $4.58K
|
3.15K
$323K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
50+ 0.11% |
$4.12K - $4.58K
|
44.5K
$4.56M
|
|
|
Nov 01, 2023
Q3 2023
|
Key F Inancial Inc
|
BUY
|
- |
50+ 250.0% |
$4.12K - $4.58K
|
70
$7.18K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
49+ 0.44% |
$4.04K - $4.49K
|
11.3K
$1.16M
|
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
45+ 1.19% |
$3.71K - $4.13K
|
3.84K
$394K
|
|
|
Oct 19, 2023
Q3 2023
|
Great Diamond Partners, LLC
|
BUY
|
- |
44+ 1.83% |
$3.62K - $4.03K
|
2.44K
$250K
|
|
|
Oct 31, 2023
Q3 2023
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
44+ 0.34% |
$3.62K - $4.03K
|
12.9K
$1.32M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
41+ 1.0% |
$3.38K - $3.76K
|
4.14K
$424K
|
|
|
Nov 13, 2023
Q3 2023
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
35+ 0.61% |
$2.88K - $3.21K
|
5.79K
$594K
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
29+ 0.41% |
$2.39K - $2.66K
|
7.05K
$723K
|
|
|
Oct 12, 2023
Q3 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
10+ 1.78% |
$824 - $917
|
572
$58.7K
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
10+ 0.14% |
$824 - $917
|
6.99K
$717K
|
|
|
Oct 10, 2023
Q3 2023
|
Tru Wealth Advisors, LLC
|
BUY
|
- |
9+ 0.22% |
$741 - $825
|
4.08K
$419K
|
|
|
Oct 27, 2023
Q3 2023
|
Princeton Global Asset Management LLC
|
BUY
|
- |
7+ 0.21% |
$577 - $642
|
3.29K
$337K
|
|
|
Aug 14, 2024
Q3 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
6+ 0.99% |
$494 - $550
|
611
$62.7K
|
|
|
Oct 17, 2023
Q3 2023
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
6+ 0.06% |
$494 - $550
|
10.5K
$1.08M
|
|
|
Dec 04, 2023
Q3 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
3New |
$247 - $275
|
3
$308
|
|
|
Nov 30, 2023
Q3 2023
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
1+ 1.06% |
$82.4 - $91.7
|
95
$9.74K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
1+ 0.0% |
$82.4 - $91.7
|
39.9K
$4.09M
|
|
|
Nov 06, 2023
Q3 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
1+ 0.5% |
$82.4 - $91.7
|
203
$20.8K
|
|
|
Nov 15, 2023
Q3 2023
|
Pacific Center For Financial Services
San Ramon, CA |
BUY
|
- |
1+ 0.82% |
$82.4 - $91.7
|
123
$12.6K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-11- 45.83% |
$906 - $1.01K
|
13
$1.33K
|
|
|
Oct 12, 2023
Q3 2023
|
Richard W. Paul & Associates, LLC
Novi, MI |
SELL
|
- |
-14- 4.88% |
$1.15K - $1.28K
|
273
$28K
|
|
|
Oct 26, 2023
Q3 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-16- 0.05% |
$1.32K - $1.47K
|
30.8K
$3.15M
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
SELL
|
- |
-24- 0.4% |
$1.98K - $2.2K
|
5.91K
$606K
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-38- 0.49% |
$3.13K - $3.48K
|
7.73K
$793K
|
|
|
Oct 18, 2023
Q3 2023
|
Nova R Wealth, Inc.
|
SELL
|
- |
-46- 0.56% |
$3.79K - $4.22K
|
8.1K
$830K
|
|
|
Nov 06, 2023
Q3 2023
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-49- 0.98% |
$4.04K - $4.49K
|
4.95K
$508K
|
|
|
Nov 14, 2023
Q3 2023
|
Gallagher Fiduciary Advisors, LLC
Rolling Meadows, IL |
SELL
|
- |
-50- 1.57% |
$4.12K - $4.58K
|
3.14K
$322K
|
|
|
Aug 16, 2024
Q3 2023
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-72- 4.26% |
$5.93K - $6.6K
|
1.62K
$166K
|
|
|
Oct 19, 2023
Q3 2023
|
Bridge Advisory, LLC
|
SELL
|
- |
-76- 0.36% |
$6.26K - $6.97K
|
21.3K
$2.18M
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
SELL
|
- |
-82- 0.49% |
$6.76K - $7.52K
|
16.7K
$1.71M
|
|
|
Oct 04, 2023
Q3 2023
|
Global Assets Advisory, LLC
Orlando, FL |
SELL
|
- |
-100- 3.7% |
$8.24K - $9.17K
|
2.6K
$267K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-100- 7.94% |
$8.24K - $9.17K
|
1.16K
$119K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-121- 1.79% |
$9.97K - $11.1K
|
6.63K
$680K
|
|
|
Nov 13, 2023
Q3 2023
|
Paragon Private Wealth Management, LLC
|
SELL
|
- |
-142- 2.72% |
$11.7K - $13K
|
5.07K
$520K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-146- 0.51% |
$12K - $13.4K
|
28.6K
$2.93M
|
|
|
Oct 10, 2023
Q3 2023
|
Halpern Financial, Inc.
Ashburn, VA |
SELL
|
- |
-180- 18.18% |
$14.8K - $16.5K
|
810
$83.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-200- 3.42% |
$16.5K - $18.3K
|
5.65K
$579K
|
|
|
Nov 09, 2023
Q3 2023
|
Kesler, Norman & Wride, LLC
|
SELL
|
- |
-223- 1.48% |
$18.4K - $20.4K
|
14.8K
$1.52M
|
|
|
Feb 14, 2024
Q3 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-281- 48.36% |
$23.1K - $25.8K
|
300
$30.8K
|
|
|
Oct 10, 2023
Q3 2023
|
Bartlett & Co. LLC
|
SELL
|
- |
-281- 48.36% |
$23.1K - $25.8K
|
300
$30.8K
|
|
|
Dec 05, 2023
Q3 2023
|
Tap Consulting, LLC
|
SELL
|
- |
-306- 2.22% |
$25.2K - $28.1K
|
13.5K
$1.39M
|
|
|
Oct 13, 2023
Q3 2023
|
Mascoma Wealth Management LLC
|
SELL
|
- |
-340- 1.29% |
$28K - $31.2K
|
26K
$2.66M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-341- 0.88% |
$28.1K - $31.3K
|
38.4K
$3.94M
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-349- 1.47% |
$28.8K - $32K
|
23.5K
$2.41M
|
|
|
Nov 07, 2023
Q3 2023
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-430- 2.4% |
$35.4K - $39.4K
|
17.5K
$1.8M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-504- 4.37% |
$41.5K - $46.2K
|
11K
$1.13M
|