Purchases and Sales Made in Q3 2023 in First Tr Mid Cap Core Alphadex (FNX)
This table provides information about the institutional ownership of First Tr Mid Cap Core Alphadex (FNX) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR MID CAP CORE ALPHADEX.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
520+ 2.02% |
$47K - $52.5K
|
26.3K
$3.05M
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
477+ 19.62% |
$43.1K - $48.2K
|
2.91K
$337K
|
|
Oct 30, 2023
Q3 2023
|
Sandy Spring Bank
|
BUY
|
- |
387New |
$35K - $39.1K
|
387
$44.9K
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
BUY
|
- |
374+ 6.46% |
$33.8K - $37.8K
|
6.16K
$714K
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
365+ 7.19% |
$33K - $36.9K
|
5.44K
$631K
|
|
Oct 25, 2023
Q3 2023
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
362+ 5.57% |
$32.7K - $36.6K
|
6.86K
$795K
|
|
Nov 08, 2023
Q3 2023
|
Lvz, Inc.
|
BUY
|
- |
342+ 0.77% |
$30.9K - $34.5K
|
45K
$5.22M
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
267New |
$24.1K - $27K
|
267
$31K
|
|
Oct 24, 2023
Q3 2023
|
Legacy Financial Group LLC
|
BUY
|
- |
246New |
$22.2K - $24.8K
|
246
$28.5K
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
243+ 1.8% |
$22K - $24.5K
|
13.7K
$1.59M
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
207+ 2.41% |
$18.7K - $20.9K
|
8.8K
$1.02M
|
|
Nov 09, 2023
Q3 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
206+ 24.15% |
$18.6K - $20.8K
|
1.06K
$123K
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
184+ 0.41% |
$16.6K - $18.6K
|
45.5K
$5.27M
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
177+ 33.02% |
$16K - $17.9K
|
713
$82.7K
|
|
Jan 02, 2024
Q3 2023
|
Southland Equity Partners LLC
Wildwood, MO |
BUY
|
- |
129+ 1.81% |
$11.7K - $13K
|
7.25K
$840K
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
125+ 0.6% |
$11.3K - $12.6K
|
21K
$2.43M
|
|
Oct 30, 2023
Q3 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
120+ 0.73% |
$10.9K - $12.1K
|
16.5K
$1.91M
|
|
Oct 11, 2023
Q3 2023
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
113New |
$10.2K - $11.4K
|
113
$13.1K
|
|
Nov 13, 2023
Q3 2023
|
Rathbones Group PLC
Liverpool, X0 |
BUY
|
- |
76+ 2.42% |
$6.87K - $7.67K
|
3.22K
$373K
|
|
Nov 06, 2023
Q3 2023
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
50+ 0.44% |
$4.52K - $5.05K
|
11.5K
$1.34M
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
43+ 0.67% |
$3.89K - $4.34K
|
6.46K
$749K
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
29New |
$2.62K - $2.93K
|
29
$3.36K
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
23+ 0.98% |
$2.08K - $2.32K
|
2.38K
$276K
|
|
Nov 13, 2023
Q3 2023
|
Citizens Financial Group Inc
|
BUY
|
- |
13+ 0.07% |
$1.18K - $1.31K
|
18.1K
$2.09M
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
BUY
|
- |
13+ 0.55% |
$1.18K - $1.31K
|
2.38K
$276K
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
7+ 0.21% |
$633 - $707
|
3.36K
$389K
|
|
Oct 17, 2023
Q3 2023
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
4+ 0.18% |
$362 - $404
|
2.27K
$263K
|
|
Oct 13, 2023
Q3 2023
|
Psi Advisors, LLC
|
BUY
|
- |
2+ 0.23% |
$181 - $202
|
854
$99K
|
|
Nov 02, 2023
Q3 2023
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
1+ 0.01% |
$90.4 - $101
|
15K
$1.73M
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
1+ 0.04% |
$90.4 - $101
|
2.41K
$279K
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
1+ 0.03% |
$90.4 - $101
|
3.77K
$437K
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1- 0.02% |
$90.4 - $101
|
6.6K
$765K
|
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-10- 0.19% |
$904 - $1.01K
|
5.28K
$611K
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-21- 0.17% |
$1.9K - $2.12K
|
12.5K
$1.45M
|
|
Oct 05, 2023
Q3 2023
|
Keystone Wealth Services, LLC
|
SELL
|
- |
-25- 0.26% |
$2.26K - $2.52K
|
9.76K
$1.13M
|
|
Oct 26, 2023
Q3 2023
|
Comerica Securities,Inc.
|
SELL
|
- |
-26- 0.77% |
$2.35K - $2.63K
|
3.36K
$389K
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-30- 0.75% |
$2.71K - $3.03K
|
3.95K
$458K
|
|
Nov 09, 2023
Q3 2023
|
Condor Capital Management
Martinsville, NJ |
SELL
|
- |
-37- 0.9% |
$3.35K - $3.74K
|
4.06K
$471K
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-39- 1.0% |
$3.53K - $3.94K
|
3.86K
$448K
|
|
Oct 11, 2023
Q3 2023
|
Park Edge Advisors, LLC
Cleveland, OH |
SELL
|
- |
-50- 1.25% |
$4.52K - $5.05K
|
3.95K
$457K
|
|
Nov 13, 2023
Q3 2023
|
National Wealth Management Group, LLC
Cincinnati, OH |
SELL
|
- |
-67- 2.25% |
$6.06K - $6.76K
|
2.91K
$337K
|
|
Mar 13, 2024
Q3 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-76- 0.53% |
$6.87K - $7.67K
|
14.2K
$1.65M
|
|
Nov 03, 2023
Q3 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-76- 0.53% |
$6.87K - $7.67K
|
14.2K
$1.65M
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-127- 0.75% |
$11.5K - $12.8K
|
16.7K
$1.94M
|
|
Nov 08, 2023
Q3 2023
|
Element Wealth, LLC
|
SELL
|
- |
-144- 3.59% |
$13K - $14.5K
|
3.87K
$448K
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-147- 1.25% |
$13.3K - $14.8K
|
11.6K
$1.34M
|
|
Jan 11, 2024
Q3 2023
|
Pacific Sun Financial Corp
|
SELL
|
- |
-150- 1.32% |
$13.6K - $15.1K
|
11.2K
$1.3M
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-388- 2.37% |
$35.1K - $39.2K
|
16K
$1.86M
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-406- 0.41% |
$36.7K - $41K
|
98.6K
$11.4M
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-452- 13.92% |
$40.9K - $45.6K
|
2.8K
$324K
|