Purchases and Sales Made in Q4 2023 in First Tr Mid Cap Core Alphadex (FNX)
This table provides information about the institutional ownership of First Tr Mid Cap Core Alphadex (FNX) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TR MID CAP CORE ALPHADEX.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 23, 2024
Q4 2023
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-494- 6.54% |
$42.1K - $52.1K
|
7.07K
$819K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-525- 4.2% |
$44.8K - $55.4K
|
12K
$1.39M
|
|
|
Jan 16, 2024
Q4 2023
|
Kaydan Wealth Management, Inc.
Fenton, MI |
SELL
|
- |
-529- 3.51% |
$45.1K - $55.8K
|
14.5K
$1.69M
|
|
|
Jan 29, 2024
Q4 2023
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-531- 3.18% |
$45.3K - $56K
|
16.2K
$1.87M
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-536- 1.54% |
$45.7K - $56.6K
|
34.2K
$3.97M
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-544- 2.09% |
$46.4K - $57.4K
|
25.5K
$2.96M
|
|
|
Feb 13, 2024
Q4 2023
|
Per Stirling Capital Management, Llc.
Austin, TX |
SELL
|
- |
-607- 1.56% |
$51.8K - $64.1K
|
38.2K
$4.43M
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-803- 5.14% |
$68.5K - $84.7K
|
14.8K
$1.72M
|
|
|
Feb 05, 2024
Q4 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-825- 15.64% |
$70.3K - $87.1K
|
4.45K
$516K
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-863- 4.11% |
$73.6K - $91.1K
|
20.1K
$2.34M
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.06K- 7.74% |
$90.5K - $112K
|
12.6K
$1.47M
|
|
|
Jan 17, 2024
Q4 2023
|
Keystone Wealth Services, LLC
|
SELL
|
- |
-1.13K- 11.58% |
$96.4K - $119K
|
8.63K
$1M
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-1.14K- 40.86% |
$97.4K - $121K
|
1.65K
$192K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
SELL
|
- |
-1.16K- 11.7% |
$98.9K - $122K
|
8.76K
$1.01M
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.36K- 19.89% |
$116K - $143K
|
5.47K
$634K
|
|
|
Jul 22, 2024
Q4 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-1.37K- 38.35% |
$117K - $144K
|
2.2K
$255K
|
|
|
Feb 05, 2024
Q4 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-2.11K- 14.86% |
$180K - $223K
|
12.1K
$1.4M
|
|
|
Mar 13, 2024
Q4 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-2.11K- 14.86% |
$180K - $223K
|
12.1K
$1.4M
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-2.27K- 4.15% |
$193K - $239K
|
52.3K
$6.06M
|
|
|
Jan 12, 2024
Q4 2023
|
Burns Matteson Capital Management, LLC
Corning, NY |
SELL
|
- |
-2.29KClosed |
$195K - $242K
|
0
$0
|
|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-2.65K- 41.85% |
$226K - $280K
|
3.68K
$427K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.73K- 1.48% |
$318K - $394K
|
248K
$28.8M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-4.55K- 4.61% |
$388K - $480K
|
94K
$10.9M
|
|
|
Jan 23, 2024
Q4 2023
|
Lvz, Inc.
|
SELL
|
- |
-4.84K- 10.75% |
$413K - $511K
|
40.2K
$4.66M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.9K- 4.52% |
$418K - $517K
|
103K
$12M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-6.31K- 2.08% |
$538K - $666K
|
297K
$34.5M
|
|
|
Feb 12, 2024
Q4 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-6.6K- 43.29% |
$563K - $697K
|
8.65K
$1M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-6.65K- 8.28% |
$567K - $701K
|
73.6K
$8.53M
|
|
|
Feb 14, 2024
Q4 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-7.38K- 22.56% |
$630K - $779K
|
25.4K
$2.94M
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-8.24K- 9.66% |
$703K - $869K
|
77K
$8.93M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-8.5K- 0.97% |
$725K - $897K
|
865K
$100M
|
|
|
Jan 31, 2024
Q4 2023
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-9.99K- 67.16% |
$852K - $1.05M
|
4.89K
$566K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-11.1K- 3.61% |
$950K - $1.18M
|
298K
$34.5M
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-11.9K- 22.86% |
$1.01M - $1.25M
|
40K
$4.64M
|
|
|
Feb 14, 2024
Q4 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-14.8K- 39.56% |
$1.26M - $1.56M
|
22.7K
$2.63M
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-18.2K- 89.2% |
$1.55M - $1.92M
|
2.2K
$255K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-23.2K- 39.67% |
$1.98M - $2.45M
|
35.3K
$4.1M
|
|
|
Feb 02, 2024
Q4 2023
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-26.2K- 32.35% |
$2.24M - $2.77M
|
54.8K
$6.36M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-29.7K- 28.69% |
$2.54M - $3.14M
|
73.9K
$8.57M
|
|
|
Jan 12, 2024
Q4 2023
|
Fortress Wealth Group, LLC
Orlando, FL |
SELL
|
- |
-35.5K- 48.99% |
$3.03M - $3.75M
|
37K
$4.29M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-38.1K- 3.11% |
$3.25M - $4.02M
|
1.19M
$138M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-104K- 12.18% |
$8.89M - $11M
|
752K
$87.1M
|