Purchases and Sales Made in Q1 2024 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q1 2024. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1M+ 6.1% |
$16.7M - $17.4M
|
17.4M
$309M
|
|
|
May 24, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
995K+ 677.2% |
$16.7M - $17.3M
|
1.14M
$20.3M
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
BUY
|
- |
828K+ 8.46% |
$13.9M - $14.4M
|
10.6M
$189M
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
702K+ 6.63% |
$11.8M - $12.2M
|
11.3M
$201M
|
|
|
May 15, 2024
Q1 2024
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
670KNew |
$11.2M - $11.7M
|
670K
$11.9M
|
|
|
Apr 30, 2024
Q1 2024
|
Wright Fund Management, LLC
Santa Monica, CA |
BUY
|
- |
615K+ 69.8% |
$10.3M - $10.7M
|
1.5M
$26.6M
|
|
|
May 08, 2024
Q1 2024
|
Advisor Os, LLC
|
BUY
|
- |
519KNew |
$8.69M - $9.04M
|
519K
$9.22M
|
|
|
Apr 18, 2024
Q1 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
425KNew |
$7.11M - $7.41M
|
425K
$7.55M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
393K+ 7.85% |
$6.57M - $6.84M
|
5.39M
$95.8M
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
340K+ 3.36% |
$5.7M - $5.93M
|
10.5M
$186M
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
333K+ 0.71% |
$5.58M - $5.81M
|
47.5M
$843M
|
|
|
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
333K+ 0.71% |
$5.58M - $5.81M
|
47.5M
$843M
|
|
|
May 15, 2024
Q1 2024
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
328KNew |
$5.49M - $5.71M
|
328K
$5.82M
|
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
323K+ 22.03% |
$5.41M - $5.64M
|
1.79M
$31.8M
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
322K+ 0.68% |
$5.38M - $5.61M
|
47.5M
$843M
|
|
|
May 10, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
293K+ 43.35% |
$4.91M - $5.11M
|
969K
$17.2M
|
|
|
Apr 15, 2024
Q1 2024
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
292KNew |
$4.89M - $5.09M
|
292K
$5.19M
|
|
|
May 14, 2024
Q1 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
262K+ 17.89% |
$4.39M - $4.57M
|
1.73M
$30.7M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
242K+ 188.23% |
$4.06M - $4.23M
|
371K
$6.59M
|
|
|
Apr 24, 2024
Q1 2024
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
235K+ 32.84% |
$3.93M - $4.09M
|
950K
$16.9M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
232K+ 7.49% |
$3.89M - $4.05M
|
3.33M
$59.2M
|
|
|
May 06, 2024
Q1 2024
|
Aveo Capital Partners, LLC
|
BUY
|
- |
229KNew |
$3.84M - $4M
|
229K
$4.07M
|
|
|
May 14, 2024
Q1 2024
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
220K+ 733.33% |
$3.68M - $3.83M
|
250K
$4.44M
|
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
204K+ 17.59% |
$3.42M - $3.56M
|
1.37M
$24.3M
|
|
|
Apr 25, 2024
Q1 2024
|
Allworth Financial LP
|
BUY
|
- |
165K+ 455.28% |
$2.75M - $2.87M
|
201K
$3.56M
|
|
|
May 01, 2024
Q1 2024
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
162K+ 131.09% |
$2.72M - $2.83M
|
286K
$5.09M
|
|
|
May 16, 2024
Q1 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
149K+ 673.42% |
$2.5M - $2.6M
|
171K
$3.04M
|
|
|
May 03, 2024
Q1 2024
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
136K+ 24.21% |
$2.27M - $2.37M
|
697K
$12.4M
|
|
|
May 01, 2024
Q1 2024
|
Migdal Insurance & Financial Holdings Ltd.
|
BUY
|
- |
131KNew |
$2.19M - $2.28M
|
131K
$2.32M
|
|
|
May 10, 2024
Q1 2024
|
Ironwood Investment Counsel, LLC
|
BUY
|
- |
108K+ 27.53% |
$1.81M - $1.88M
|
501K
$8.89M
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
106K+ 5.73% |
$1.77M - $1.84M
|
1.95M
$34.6M
|
|
|
Jun 28, 2024
Q1 2024
|
Bright Futures Wealth Management, Llc.
Webster, Ny 14580, NY |
BUY
|
- |
102KNew |
$1.7M - $1.77M
|
102K
$1.8M
|
|
|
May 15, 2024
Q1 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
100K+ 4.94% |
$1.68M - $1.75M
|
2.13M
$37.9M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
91.5K+ 17.2% |
$1.53M - $1.6M
|
624K
$11.1M
|
|
|
May 15, 2024
Q1 2024
|
Kinloch Capital, LLC
Glen Allen, VA |
BUY
|
- |
86.2K+ 33.25% |
$1.44M - $1.5M
|
345K
$6.13M
|
|
|
Aug 16, 2024
Q1 2024
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
85KNew |
$1.42M - $1.48M
|
85K
$1.51M
|
|
|
Apr 23, 2024
Q1 2024
|
Gradient Investments LLC
|
BUY
|
- |
84.4K+ 12.06% |
$1.41M - $1.47M
|
784K
$13.9M
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
74.7K+ 6.12% |
$1.25M - $1.3M
|
1.3M
$23M
|
|
|
May 07, 2024
Q1 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
74K+ 39.3% |
$1.24M - $1.29M
|
262K
$4.66M
|
|
|
May 14, 2024
Q1 2024
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
72.8KNew |
$1.22M - $1.27M
|
72.8K
$1.29M
|
|
|
May 20, 2024
Q1 2024
|
Independent Wealth Network Inc.
|
BUY
|
- |
71.8K+ 219.48% |
$1.2M - $1.25M
|
104K
$1.86M
|
|
|
May 23, 2024
Q1 2024
|
Arq Wealth Advisors, LLC
|
BUY
|
- |
69.4KNew |
$1.16M - $1.21M
|
69.4K
$1.23M
|
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
66.4K+ 4.32% |
$1.11M - $1.16M
|
1.6M
$28.5M
|
|
|
Apr 15, 2024
Q1 2024
|
Transform Wealth, LLC
|
BUY
|
- |
57.1K+ 9.4% |
$956K - $996K
|
665K
$11.8M
|
|
|
May 14, 2024
Q1 2024
|
Commonwealth Financial Services, LLC
Parkersburg, WV |
BUY
|
- |
55.6KNew |
$930K - $969K
|
55.6K
$987K
|
|
|
May 14, 2024
Q1 2024
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
55.1K+ 3.99% |
$922K - $960K
|
1.44M
$25.5M
|
|
|
May 10, 2024
Q1 2024
|
Private Client Services, LLC
Louisville, KY |
BUY
|
- |
53.5K+ 46.51% |
$895K - $932K
|
168K
$2.99M
|
|
|
May 06, 2024
Q1 2024
|
Advisory Services Network, LLC
|
BUY
|
- |
53.3K+ 112.19% |
$892K - $929K
|
101K
$1.79M
|
|
|
May 13, 2024
Q1 2024
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
53KNew |
$886K - $923K
|
53K
$940K
|
|
|
May 13, 2024
Q1 2024
|
Hrt Financial LP
New York, NY |
BUY
|
- |
52.2KNew |
$874K - $910K
|
52.2K
$927K
|