Purchases and Sales Made in Q3 2022 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2022
Q3 2022
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-229- 3.12% |
$3.82K - $4.2K
|
7.12K
$127K
|
|
|
Nov 07, 2022
Q3 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-238- 12.8% |
$3.97K - $4.36K
|
1.62K
$28.9K
|
|
|
Oct 21, 2022
Q3 2022
|
Arkadios Wealth Advisors
|
SELL
|
- |
-242- 0.29% |
$4.03K - $4.43K
|
82K
$1.46M
|
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-260Closed |
$4.33K - $4.76K
|
0
$0
|
|
|
Nov 02, 2022
Q3 2022
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-294- 1.02% |
$4.9K - $5.39K
|
28.7K
$511K
|
|
|
Nov 14, 2022
Q3 2022
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
SELL
|
- |
-294- 1.02% |
$4.9K - $5.39K
|
28.6K
$509K
|
|
|
Nov 14, 2022
Q3 2022
|
Providence Wealth Advisors, LLC
Frankfort, IL |
SELL
|
- |
-296- 2.26% |
$4.93K - $5.42K
|
12.8K
$228K
|
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-535- 83.33% |
$8.91K - $9.8K
|
107
$1.91K
|
|
|
Oct 13, 2022
Q3 2022
|
Patten Group, Inc.
|
SELL
|
- |
-640- 1.1% |
$10.7K - $11.7K
|
57.7K
$1.03M
|
|
|
Oct 03, 2022
Q3 2022
|
M&R Capital Management Inc
|
SELL
|
- |
-662- 3.42% |
$11K - $12.1K
|
18.7K
$334K
|
|
|
Nov 21, 2022
Q3 2022
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-687- 3.97% |
$11.4K - $12.6K
|
16.6K
$296K
|
|
|
Nov 03, 2022
Q3 2022
|
Larson Financial Group LLC
|
SELL
|
- |
-760- 16.59% |
$12.7K - $13.9K
|
3.82K
$68.1K
|
|
|
Oct 11, 2022
Q3 2022
|
Clarus Wealth Advisors
|
SELL
|
- |
-788- 2.27% |
$13.1K - $14.4K
|
34K
$606K
|
|
|
Nov 10, 2022
Q3 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-798- 0.85% |
$13.3K - $14.6K
|
93.1K
$1.66M
|
|
|
Oct 17, 2022
Q3 2022
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-875- 4.44% |
$14.6K - $16K
|
18.9K
$336K
|
|
|
Nov 14, 2022
Q3 2022
|
Principle Wealth Partners LLC
|
SELL
|
- |
-935- 3.14% |
$15.6K - $17.1K
|
28.9K
$515K
|
|
|
Oct 18, 2022
Q3 2022
|
Lion Street Advisors, LLC
|
SELL
|
- |
-974- 4.99% |
$16.2K - $17.8K
|
18.5K
$330K
|
|
|
Nov 03, 2022
Q3 2022
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-1.12K- 4.97% |
$18.7K - $20.5K
|
21.4K
$381K
|
|
|
Oct 20, 2022
Q3 2022
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-1.34K- 2.74% |
$22.4K - $24.6K
|
47.7K
$850K
|
|
|
Jul 10, 2024
Q3 2022
|
Strategic Financial Partners, Ltd.
Bend, OR |
SELL
|
- |
-1.37K- 5.92% |
$22.8K - $25K
|
21.7K
$388K
|
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.4K- 4.12% |
$23.3K - $25.6K
|
32.5K
$579K
|
|
|
Nov 09, 2022
Q3 2022
|
Peterson Wealth Services
|
SELL
|
- |
-1.43K- 5.67% |
$23.8K - $26.2K
|
23.8K
$424K
|
|
|
Nov 14, 2022
Q3 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-1.5K- 2.37% |
$24.9K - $27.4K
|
61.6K
$1.1M
|
|
|
Nov 03, 2022
Q3 2022
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-1.56K- 3.34% |
$26K - $28.6K
|
45.1K
$804K
|
|
|
May 28, 2024
Q3 2022
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-1.58KClosed |
$26.2K - $28.9K
|
0
$0
|
|
|
Oct 21, 2022
Q3 2022
|
G&S Capital LLC
|
SELL
|
- |
-1.72K- 11.46% |
$28.6K - $31.5K
|
13.3K
$237K
|
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
SELL
|
- |
-1.96K- 3.22% |
$32.6K - $35.9K
|
58.8K
$1.05M
|
|
|
Nov 09, 2022
Q3 2022
|
Shore Haven Wealth Partners, LLC
|
SELL
|
- |
-2K- 1.76% |
$33.3K - $36.6K
|
111K
$1.98M
|
|
|
Nov 01, 2022
Q3 2022
|
Quantum Private Wealth, LLC
Lake Forest, IL |
SELL
|
- |
-2K- 2.06% |
$33.3K - $36.6K
|
95.3K
$1.7M
|
|
|
Nov 07, 2022
Q3 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.03K- 4.4% |
$33.8K - $37.1K
|
44K
$785K
|
|
|
Nov 09, 2022
Q3 2022
|
Jacobi Capital Management LLC
|
SELL
|
- |
-2.08K- 7.24% |
$34.6K - $38.1K
|
26.6K
$474K
|
|
|
Nov 14, 2022
Q3 2022
|
Mendel Money Management
Northbrook, IL |
SELL
|
- |
-2.08K- 13.54% |
$34.7K - $38.1K
|
13.3K
$237K
|
|
|
Oct 13, 2022
Q3 2022
|
National Bank Of Canada
|
SELL
|
- |
-2.13K- 40.01% |
$35.6K - $39.1K
|
3.2K
$57.1K
|
|
|
Oct 20, 2022
Q3 2022
|
Country Trust Bank
|
SELL
|
- |
-2.16K- 0.1% |
$35.9K - $39.5K
|
2.25M
$40.1M
|
|
|
Oct 12, 2022
Q3 2022
|
Mjp Associates Inc
|
SELL
|
- |
-2.19K- 5.14% |
$36.4K - $40K
|
40.4K
$720K
|
|
|
Nov 14, 2022
Q3 2022
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
SELL
|
- |
-2.36K- 6.6% |
$39.3K - $43.2K
|
33.4K
$595K
|
|
|
Nov 14, 2022
Q3 2022
|
First Trust Capital Management L.P.
Chicago, IL |
SELL
|
- |
-2.42K- 9.36% |
$40.3K - $44.3K
|
23.4K
$417K
|
|
|
Nov 14, 2022
Q3 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-2.46K- 5.98% |
$41K - $45K
|
38.6K
$689K
|
|
|
Oct 12, 2022
Q3 2022
|
Qp Wealth Management, LLC
|
SELL
|
- |
-2.51K- 2.79% |
$41.8K - $45.9K
|
87.5K
$1.56M
|
|
|
Nov 10, 2022
Q3 2022
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-2.75K- 9.35% |
$45.8K - $50.4K
|
26.7K
$475K
|
|
|
Oct 28, 2022
Q3 2022
|
Comerica Bank
|
SELL
|
- |
-2.75K- 0.53% |
$45.9K - $50.5K
|
518K
$9.23M
|
|
|
Oct 13, 2022
Q3 2022
|
Chiron Capital Management, LLC
|
SELL
|
- |
-2.89K- 5.36% |
$48.1K - $52.9K
|
51K
$908K
|
|
|
Oct 25, 2022
Q3 2022
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-3.07K- 2.37% |
$51.2K - $56.3K
|
127K
$2.26M
|
|
|
Nov 14, 2022
Q3 2022
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-3.74K- 11.03% |
$62.2K - $68.4K
|
30.1K
$537K
|
|
|
Oct 17, 2022
Q3 2022
|
Octavia Wealth Advisors, LLC
|
SELL
|
- |
-3.85K- 13.85% |
$64.1K - $70.5K
|
23.9K
$427K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-3.85K- 5.32% |
$64.2K - $70.6K
|
68.6K
$1.22M
|
|
|
Nov 09, 2022
Q3 2022
|
Harvest Investment Services, LLC
|
SELL
|
- |
-4.03K- 5.51% |
$67.2K - $73.9K
|
69.2K
$1.23M
|
|
|
Nov 14, 2022
Q3 2022
|
Objective Capital Management, LLC
|
SELL
|
- |
-4.75K- 22.09% |
$79.1K - $87K
|
16.8K
$299K
|
|
|
Nov 14, 2022
Q3 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-4.9K- 47.6% |
$81.6K - $89.8K
|
5.39K
$96.2K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-4.97K- 7.81% |
$82.8K - $91K
|
58.6K
$1.05M
|