Purchases and Sales Made in Q3 2023 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2023
Q3 2023
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-32K- 4.04% |
$509K - $522K
|
760K
$13.5M
|
|
|
Oct 16, 2023
Q3 2023
|
Essex LLC
|
SELL
|
- |
-37.4K- 31.02% |
$595K - $610K
|
83.3K
$1.48M
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-44.1K- 25.56% |
$700K - $717K
|
128K
$2.28M
|
|
|
Oct 18, 2023
Q3 2023
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-46.4K- 42.86% |
$737K - $756K
|
61.9K
$1.1M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-46.6K- 1.56% |
$740K - $759K
|
2.93M
$52.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Barings LLC
|
SELL
|
- |
-46.9K- 18.55% |
$744K - $763K
|
206K
$3.66M
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-47.2K- 10.72% |
$749K - $768K
|
393K
$6.98M
|
|
|
Nov 07, 2023
Q3 2023
|
Summit Financial, LLC
Parsippany, NJ |
SELL
|
- |
-48K- 29.6% |
$762K - $781K
|
114K
$2.03M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-48.4K- 0.24% |
$768K - $787K
|
20.1M
$357M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-48.9K- 0.46% |
$776K - $796K
|
10.5M
$187M
|
|
|
Nov 08, 2023
Q3 2023
|
Lvz, Inc.
|
SELL
|
- |
-49.8K- 47.76% |
$791K - $811K
|
54.5K
$968K
|
|
|
Oct 24, 2023
Q3 2023
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-52.6K- 23.34% |
$835K - $856K
|
173K
$3.07M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-55.9K- 6.13% |
$888K - $910K
|
856K
$15.2M
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-60.9K- 15.25% |
$967K - $992K
|
339K
$6.02M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-63K- 0.58% |
$1M - $1.03M
|
10.7M
$191M
|
|
|
Oct 20, 2023
Q3 2023
|
Lake Street Financial LLC
|
SELL
|
- |
-65.1K- 31.74% |
$1.03M - $1.06M
|
140K
$2.49M
|
|
|
Oct 13, 2023
Q3 2023
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-67.3K- 8.62% |
$1.07M - $1.1M
|
714K
$12.7M
|
|
|
Oct 10, 2023
Q3 2023
|
Transform Wealth, LLC
|
SELL
|
- |
-77.5K- 11.53% |
$1.23M - $1.26M
|
594K
$10.6M
|
|
|
Oct 19, 2023
Q3 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-82.3K- 79.85% |
$1.31M - $1.34M
|
20.8K
$369K
|
|
|
Oct 25, 2023
Q3 2023
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-91.6K- 8.11% |
$1.45M - $1.49M
|
1.04M
$18.4M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-92.8K- 7.13% |
$1.47M - $1.51M
|
1.21M
$21.5M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-97K- 19.3% |
$1.54M - $1.58M
|
406K
$7.21M
|
|
|
Nov 08, 2023
Q3 2023
|
Consolidated Planning Corp
Atlanta, GA |
SELL
|
- |
-111K- 80.44% |
$1.77M - $1.81M
|
27.1K
$481K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-121K- 23.79% |
$1.92M - $1.96M
|
386K
$6.87M
|
|
|
Oct 02, 2023
Q3 2023
|
Park National Corp
|
SELL
|
- |
-122K- 3.14% |
$1.93M - $1.98M
|
3.75M
$66.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-131K- 42.94% |
$2.08M - $2.13M
|
174K
$3.09M
|
|
|
Oct 24, 2023
Q3 2023
|
Fin Trust Capital Advisors, LLC
|
SELL
|
- |
-182K- 96.65% |
$2.89M - $2.96M
|
6.3K
$112K
|
|
|
Nov 14, 2023
Q3 2023
|
Biltmore Family Office, LLC
|
SELL
|
- |
-186K- 82.13% |
$2.96M - $3.03M
|
40.5K
$720K
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-204K- 25.65% |
$3.24M - $3.33M
|
592K
$10.5M
|
|
|
Sep 04, 2024
Q3 2023
|
Stonebridge Advisors LLC
Wilton, CT |
SELL
|
- |
-214K- 93.7% |
$3.4M - $3.48M
|
14.4K
$256K
|
|
|
Oct 30, 2023
Q3 2023
|
Red Cedar Investment Management, LLC
|
SELL
|
- |
-387K- 83.31% |
$6.15M - $6.31M
|
77.6K
$1.38M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-401K- 19.65% |
$6.36M - $6.52M
|
1.64M
$29.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-474K- 52.9% |
$7.53M - $7.72M
|
422K
$7.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-505K- 56.87% |
$8.01M - $8.22M
|
383K
$6.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-3.29M- 80.88% |
$52.3M - $53.6M
|
778K
$13.8M
|