Purchases and Sales Made in Q3 2024 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q3 2024. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.62M+ 3.44% |
$28.2M - $29.6M
|
48.8M
$866M
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.46M+ 1642.31% |
$25.3M - $26.5M
|
1.54M
$27.4M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.07M+ 9.18% |
$18.6M - $19.5M
|
12.7M
$226M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.04M+ 9.55% |
$18M - $18.9M
|
11.9M
$211M
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
879K+ 180.03% |
$15.3M - $16M
|
1.37M
$24.3M
|
|
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
800K+ 619.45% |
$13.9M - $14.6M
|
929K
$16.5M
|
|
|
Nov 15, 2024
Q3 2024
|
Barclays PLC
London, X0 |
BUY
|
- |
709KNew |
$12.3M - $12.9M
|
709K
$12.6M
|
|
|
Oct 21, 2024
Q3 2024
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
BUY
|
- |
590K+ 1990.32% |
$10.2M - $10.7M
|
619K
$11M
|
|
|
Nov 12, 2024
Q3 2024
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
470KNew |
$8.16M - $8.57M
|
470K
$8.35M
|
|
|
Nov 04, 2024
Q3 2024
|
Advisor Os, LLC
|
BUY
|
- |
461K+ 1087.6% |
$7.99M - $8.39M
|
503K
$8.93M
|
|
|
Nov 13, 2024
Q3 2024
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
380K+ 51.26% |
$6.59M - $6.93M
|
1.12M
$19.9M
|
|
|
Nov 12, 2024
Q3 2024
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
351K+ 3009.03% |
$6.08M - $6.39M
|
362K
$6.43M
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
341K+ 19.9% |
$5.92M - $6.22M
|
2.06M
$36.5M
|
|
|
Nov 12, 2024
Q3 2024
|
Lokken Investment Group LLC
|
BUY
|
- |
316KNew |
$5.48M - $5.75M
|
316K
$5.61M
|
|
|
Nov 05, 2024
Q3 2024
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
313K+ 3428.12% |
$5.44M - $5.71M
|
323K
$5.73M
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
274K+ 20.24% |
$4.75M - $4.98M
|
1.63M
$28.9M
|
|
|
Nov 08, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
225K+ 29.37% |
$3.9M - $4.09M
|
990K
$17.6M
|
|
|
Dec 26, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
225K+ 29.37% |
$3.9M - $4.09M
|
990K
$17.6M
|
|
|
Nov 07, 2024
Q3 2024
|
Prospera Financial Services Inc
|
BUY
|
- |
221K+ 15.75% |
$3.83M - $4.02M
|
1.62M
$28.8M
|
|
|
Nov 14, 2024
Q3 2024
|
Ima Wealth, Inc.
Wichita, KS |
BUY
|
- |
200KNew |
$3.46M - $3.64M
|
200K
$3.55M
|
|
|
Nov 14, 2024
Q3 2024
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
188K+ 409.83% |
$3.26M - $3.42M
|
233K
$4.15M
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
152K+ 11.67% |
$2.64M - $2.78M
|
1.46M
$25.9M
|
|
|
Oct 09, 2024
Q3 2024
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
142KNew |
$2.46M - $2.58M
|
142K
$2.51M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
137K+ 8.28% |
$2.38M - $2.5M
|
1.79M
$31.9M
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
132K+ 5.02% |
$2.28M - $2.4M
|
2.75M
$48.8M
|
|
|
Nov 14, 2024
Q3 2024
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
120KNew |
$2.08M - $2.19M
|
120K
$2.13M
|
|
|
Nov 13, 2024
Q3 2024
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
116K+ 47.04% |
$2.01M - $2.11M
|
361K
$6.42M
|
|
|
Nov 14, 2024
Q3 2024
|
Icon Wealth Advisors, LLC
Houston, TX |
BUY
|
- |
104K+ 175.43% |
$1.8M - $1.89M
|
163K
$2.89M
|
|
|
Oct 15, 2024
Q3 2024
|
Prosperity Consulting Group, LLC
|
BUY
|
- |
100KNew |
$1.74M - $1.83M
|
100K
$1.78M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
100K+ 0.61% |
$1.74M - $1.82M
|
16.5M
$293M
|
|
|
Nov 12, 2024
Q3 2024
|
Citigroup Inc
|
BUY
|
- |
90.8K+ 15.49% |
$1.58M - $1.65M
|
677K
$12M
|
|
|
Oct 08, 2024
Q3 2024
|
Howard Financial Services, Ltd.
|
BUY
|
- |
90.7K+ 25.73% |
$1.57M - $1.65M
|
443K
$7.87M
|
|
|
Oct 31, 2024
Q3 2024
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
75.9K+ 20.31% |
$1.32M - $1.38M
|
450K
$7.99M
|
|
|
Nov 25, 2024
Q3 2024
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
69.7KNew |
$1.21M - $1.27M
|
69.7K
$1.24M
|
|
|
Oct 16, 2024
Q3 2024
|
Naviter Wealth, LLC
|
BUY
|
- |
65.9K+ 35.62% |
$1.14M - $1.2M
|
251K
$4.45M
|
|
|
Nov 13, 2024
Q3 2024
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
65.8K+ 16.04% |
$1.14M - $1.2M
|
476K
$8.45M
|
|
|
Nov 13, 2024
Q3 2024
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
63.8K+ 263.74% |
$1.11M - $1.16M
|
88K
$1.56M
|
|
|
Nov 06, 2024
Q3 2024
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
59.9K+ 4.07% |
$1.04M - $1.09M
|
1.53M
$27.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
57.6K+ 54.63% |
$999K - $1.05M
|
163K
$2.89M
|
|
|
Oct 31, 2024
Q3 2024
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
50.5K+ 45.8% |
$877K - $921K
|
161K
$2.86M
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
50K+ 12.93% |
$867K - $911K
|
437K
$7.75M
|
|
|
Nov 12, 2024
Q3 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
48.7K+ 72.02% |
$845K - $888K
|
116K
$2.07M
|
|
|
Oct 28, 2024
Q3 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
48.6K+ 155.69% |
$843K - $885K
|
79.8K
$1.42M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
47.8K+ 8.63% |
$830K - $872K
|
602K
$10.7M
|
|
|
Oct 16, 2024
Q3 2024
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
42.9K+ 11.89% |
$744K - $782K
|
404K
$7.17M
|
|
|
Nov 14, 2024
Q3 2024
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
42.7K+ 198.1% |
$741K - $778K
|
64.3K
$1.14M
|
|
|
Oct 24, 2024
Q3 2024
|
Custom Index Systems, LLC
New York, NY |
BUY
|
- |
41.9KNew |
$727K - $763K
|
41.9K
$744K
|
|
|
Oct 30, 2024
Q3 2024
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
41.1KNew |
$714K - $749K
|
41.1K
$731K
|
|
|
Oct 23, 2024
Q3 2024
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
39.3K+ 141.85% |
$682K - $716K
|
67K
$1.19M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
39.2K+ 1.75% |
$681K - $715K
|
2.28M
$40.5M
|