Purchases and Sales Made in Q3 2025 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q3 2025. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 08, 2025
Q3 2025
|
Asset Allocation Strategies LLC
Farmington, MI |
BUY
|
- |
177KNew |
$3.16M - $3.26M
|
177K
$3.27M
|
|
|
Oct 16, 2025
Q3 2025
|
Curran Financial Partners, LLC
|
BUY
|
- |
154K+ 47.97% |
$2.74M - $2.83M
|
475K
$8.76M
|
|
|
Oct 10, 2025
Q3 2025
|
Falcon Wealth Planning
|
BUY
|
- |
77K+ 6.42% |
$1.37M - $1.42M
|
1.28M
$23.5M
|
|
|
Oct 03, 2025
Q3 2025
|
Hcr Wealth Advisors
Los Angeles, CA |
BUY
|
- |
44.9K+ 4.71% |
$799K - $825K
|
998K
$18.4M
|
|
|
Oct 07, 2025
Q3 2025
|
Cooper Financial Group
|
BUY
|
- |
35.7KNew |
$636K - $657K
|
35.7K
$659K
|
|
|
Oct 15, 2025
Q3 2025
|
Brookstone Capital Management
|
BUY
|
- |
29.2K+ 18.18% |
$520K - $537K
|
190K
$3.5M
|
|
|
Oct 15, 2025
Q3 2025
|
Manchester Financial Inc
|
BUY
|
- |
27.6KNew |
$492K - $508K
|
27.6K
$509K
|
|
|
Oct 09, 2025
Q3 2025
|
Newman Dignan & Sheerar, Inc.
|
BUY
|
- |
23.4K+ 6.11% |
$416K - $430K
|
406K
$7.48M
|
|
|
Oct 16, 2025
Q3 2025
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
18K+ 4.77% |
$320K - $330K
|
395K
$7.28M
|
|
|
Oct 09, 2025
Q3 2025
|
Toth Financial Advisory Corp
|
BUY
|
- |
14.3K+ 7.78% |
$254K - $262K
|
198K
$3.65M
|
|
|
Oct 17, 2025
Q3 2025
|
Encompass More Asset Management
Danville, CA |
BUY
|
- |
11.1KNew |
$197K - $204K
|
11.1K
$204K
|
|
|
Oct 15, 2025
Q3 2025
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
9.49K+ 1.96% |
$169K - $174K
|
494K
$9.11M
|
|
|
Oct 15, 2025
Q3 2025
|
Independent Wealth Network Inc.
|
BUY
|
- |
8.44K+ 7.23% |
$150K - $155K
|
125K
$2.31M
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
5.44K+ 15.07% |
$97K - $100K
|
41.6K
$766K
|
|
|
Oct 06, 2025
Q3 2025
|
Gradient Investments LLC
|
BUY
|
- |
5.37K+ 1.31% |
$95.7K - $98.8K
|
414K
$7.63M
|
|
|
Oct 10, 2025
Q3 2025
|
Marion Wealth Management
|
BUY
|
- |
4.77K+ 1.39% |
$84.9K - $87.6K
|
348K
$6.42M
|
|
|
Oct 03, 2025
Q3 2025
|
Summit Financial Wealth Advisors, LLC
|
BUY
|
- |
4.07K+ 4.63% |
$72.5K - $74.9K
|
92K
$1.7M
|
|
|
Oct 10, 2025
Q3 2025
|
Flputnam Investment Management CO
Portland, ME |
BUY
|
- |
3.54K+ 2.3% |
$63K - $65.1K
|
157K
$2.9M
|
|
|
Oct 14, 2025
Q3 2025
|
Key Client Fiduciary Advisors, LLC
|
BUY
|
- |
1.85K+ 14.37% |
$32.9K - $33.9K
|
14.7K
$271K
|
|
|
Oct 14, 2025
Q3 2025
|
Trust CO Of Vermont
|
BUY
|
- |
893+ 85.13% |
$15.9K - $16.4K
|
1.94K
$35.8K
|
|
|
Oct 10, 2025
Q3 2025
|
Diversified Enterprises, LLC
Wilmington, DE |
BUY
|
- |
875+ 5.48% |
$15.6K - $16.1K
|
16.9K
$311K
|
|
|
Oct 02, 2025
Q3 2025
|
Global Wealth Strategies & Associates
Denver, CO |
BUY
|
- |
676New |
$12K - $12.4K
|
676
$12.5K
|
|
|
Oct 09, 2025
Q3 2025
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
653+ 0.76% |
$11.6K - $12K
|
86.6K
$1.6M
|
|
|
Oct 15, 2025
Q3 2025
|
Ballew Advisors, Inc
|
BUY
|
- |
525+ 1.34% |
$9.35K - $9.65K
|
39.7K
$733K
|
|
|
Oct 15, 2025
Q3 2025
|
Blue Zone Wealth Advisors, LLC
|
BUY
|
- |
300+ 2.77% |
$5.34K - $5.52K
|
11.1K
$205K
|
|
|
Oct 09, 2025
Q3 2025
|
Park Edge Advisors, LLC
Cleveland, OH |
BUY
|
- |
245+ 1.16% |
$4.36K - $4.51K
|
21.4K
$394K
|
|
|
Oct 14, 2025
Q3 2025
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
45+ 0.61% |
$801 - $828
|
7.43K
$137K
|
|
|
Oct 09, 2025
Q3 2025
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-147- 0.6% |
$2.62K - $2.7K
|
24.6K
$453K
|
|
|
Oct 14, 2025
Q3 2025
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-412- 0.94% |
$7.34K - $7.58K
|
43.2K
$797K
|
|
|
Oct 16, 2025
Q3 2025
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-525- 17.74% |
$9.35K - $9.65K
|
2.43K
$44.9K
|
|
|
Oct 14, 2025
Q3 2025
|
Berger Financial Group, Inc
Plymouth, MN |
SELL
|
- |
-689- 1.67% |
$12.3K - $12.7K
|
40.7K
$750K
|
|
|
Oct 06, 2025
Q3 2025
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-841- 6.13% |
$15K - $15.5K
|
12.9K
$238K
|
|
|
Oct 06, 2025
Q3 2025
|
Nilsine Partners, LLC
Greenwood Village, CO |
SELL
|
- |
-975- 8.14% |
$17.4K - $17.9K
|
11K
$203K
|
|
|
Oct 15, 2025
Q3 2025
|
True Wealth Advisors, LLC
|
SELL
|
- |
-1.02K- 1.7% |
$18.1K - $18.7K
|
58.8K
$1.08M
|
|
|
Oct 17, 2025
Q3 2025
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-1.07K- 6.77% |
$19.1K - $19.7K
|
14.7K
$272K
|
|
|
Oct 02, 2025
Q3 2025
|
Investors Research Corp
|
SELL
|
- |
-1.3K- 34.84% |
$23.2K - $23.9K
|
2.43K
$44.8K
|
|
|
Oct 07, 2025
Q3 2025
|
Beacon Financial Group
|
SELL
|
- |
-1.85K- 2.37% |
$32.9K - $33.9K
|
75.9K
$1.4M
|
|
|
Oct 15, 2025
Q3 2025
|
Private Trust CO Na
|
SELL
|
- |
-2.07K- 2.46% |
$36.8K - $38K
|
82K
$1.51M
|
|
|
Oct 07, 2025
Q3 2025
|
Accel Wealth Management
|
SELL
|
- |
-2.28K- 4.59% |
$40.7K - $42K
|
47.4K
$875K
|
|
|
Oct 06, 2025
Q3 2025
|
Strathmore Capital Advisors, Inc.
Charlotte, NC |
SELL
|
- |
-2.89K- 14.21% |
$51.4K - $53.1K
|
17.4K
$321K
|
|
|
Oct 14, 2025
Q3 2025
|
Matrix Trust CO
|
SELL
|
- |
-3.11K- 3.57% |
$55.4K - $57.2K
|
84K
$1.55M
|
|
|
Oct 17, 2025
Q3 2025
|
Coastwise Capital Group, LLC
La Jolla, CA |
SELL
|
- |
-3.58K- 12.69% |
$63.7K - $65.7K
|
24.6K
$453K
|
|
|
Oct 06, 2025
Q3 2025
|
Puff Wealth Management, LLC
Haddonfield, NJ |
SELL
|
- |
-4.52K- 7.21% |
$80.5K - $83.2K
|
58.2K
$1.07M
|
|
|
Oct 14, 2025
Q3 2025
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-4.81K- 98.87% |
$85.6K - $88.4K
|
55
$1.01K
|
|
|
Oct 15, 2025
Q3 2025
|
Founders Financial Securities LLC
|
SELL
|
- |
-7.14K- 38.92% |
$127K - $131K
|
11.2K
$207K
|
|
|
Oct 14, 2025
Q3 2025
|
Walker Asset Management, LLC
|
SELL
|
- |
-9K- 7.02% |
$160K - $166K
|
119K
$2.2M
|
|
|
Oct 15, 2025
Q3 2025
|
Davenport & CO LLC
|
SELL
|
- |
-11.8K- 19.28% |
$211K - $218K
|
49.5K
$913K
|
|
|
Oct 01, 2025
Q3 2025
|
Park National Corp
|
SELL
|
- |
-17.1K- 0.78% |
$305K - $315K
|
2.17M
$39.9M
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
SELL
|
- |
-18.5K- 6.3% |
$329K - $340K
|
275K
$5.07M
|
|
|
Oct 10, 2025
Q3 2025
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-59.6K- 12.54% |
$1.06M - $1.1M
|
416K
$7.67M
|