Purchases and Sales Made in Q3 2023 in First Tr Et Fd Iii Short Durat (FSMB)
This table provides information about the institutional ownership of First Tr Et Fd Iii Short Durat (FSMB) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR ET FD III SHORT DURAT.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-43- 0.71% |
$834 - $852
|
6.06K
$120K
|
|
|
Oct 27, 2023
Q3 2023
|
Arbor Capital Management Inc
Anchorage, AK |
SELL
|
- |
-55- 0.15% |
$1.07K - $1.09K
|
35.9K
$713K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-100- 0.15% |
$1.94K - $1.98K
|
65.2K
$1.29M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-241- 0.36% |
$4.67K - $4.78K
|
66.3K
$1.32M
|
|
|
Nov 03, 2023
Q3 2023
|
Larson Financial Group LLC
|
SELL
|
- |
-251- 4.99% |
$4.87K - $4.97K
|
4.78K
$95K
|
|
|
Oct 12, 2023
Q3 2023
|
One Plus One Wealth Management, LLC
|
SELL
|
- |
-506- 1.36% |
$9.81K - $10K
|
36.6K
$726K
|
|
|
Oct 27, 2023
Q3 2023
|
Insight Inv LLC
El Segundo, CA |
SELL
|
- |
-600- 0.68% |
$11.6K - $11.9K
|
88.2K
$1.75M
|
|
|
Nov 14, 2023
Q3 2023
|
Naviter Wealth, LLC
|
SELL
|
- |
-748- 2.41% |
$14.5K - $14.8K
|
30.3K
$601K
|
|
|
Oct 19, 2023
Q3 2023
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-938- 3.66% |
$18.2K - $18.6K
|
24.7K
$490K
|
|
|
Nov 07, 2023
Q3 2023
|
Security Financial Services, Inc.
|
SELL
|
- |
-1.14K- 3.71% |
$22.2K - $22.7K
|
29.7K
$590K
|
|
|
Oct 24, 2023
Q3 2023
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-1.2K- 7.41% |
$23.3K - $23.8K
|
15K
$298K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.38K- 0.32% |
$26.7K - $27.3K
|
427K
$8.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-1.43K- 8.77% |
$27.7K - $28.3K
|
14.8K
$295K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.64K- 1.29% |
$31.9K - $32.6K
|
126K
$2.51M
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-2.21K- 6.07% |
$42.9K - $43.9K
|
34.3K
$680K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.55K- 4.95% |
$49.4K - $50.5K
|
48.9K
$972K
|
|
|
Apr 19, 2024
Q3 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-2.61K- 8.29% |
$50.6K - $51.7K
|
28.9K
$573K
|
|
|
Nov 14, 2023
Q3 2023
|
Stone X Group Inc.
|
SELL
|
- |
-4.03K- 4.92% |
$78.2K - $79.9K
|
77.9K
$1.55M
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-4.13K- 11.91% |
$80.1K - $81.9K
|
30.6K
$607K
|
|
|
Nov 01, 2023
Q3 2023
|
Principle Wealth Partners LLC
|
SELL
|
- |
-4.37K- 4.29% |
$84.7K - $86.6K
|
97.5K
$1.94M
|
|
|
Oct 19, 2023
Q3 2023
|
Alta Wealth Advisors LLC
|
SELL
|
- |
-4.4K- 11.03% |
$85.3K - $87.1K
|
35.5K
$704K
|
|
|
Nov 09, 2023
Q3 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-4.43K- 10.9% |
$85.8K - $87.7K
|
36.2K
$718K
|
|
|
Nov 30, 2023
Q3 2023
|
Pfs Partners, LLC
Mine Hill, NJ |
SELL
|
- |
-5.03K- 77.01% |
$97.6K - $99.7K
|
1.5K
$29.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-5.08K- 94.3% |
$98.5K - $101K
|
307
$6.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-5.37K- 2.91% |
$104K - $107K
|
180K
$3.57M
|
|
|
Nov 13, 2023
Q3 2023
|
Lws Wealth Advisors, Inc.
|
SELL
|
- |
-5.53K- 7.43% |
$107K - $110K
|
68.8K
$1.37M
|
|
|
Feb 15, 2024
Q3 2023
|
Swmg, LLC
Fort Worth, TX |
SELL
|
- |
-6.69K- 8.33% |
$130K - $133K
|
73.6K
$1.46M
|
|
|
Dec 05, 2023
Q3 2023
|
Advisory Resource Group
|
SELL
|
- |
-6.97K- 6.65% |
$135K - $138K
|
97.9K
$1.94M
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-8.98K- 8.34% |
$174K - $178K
|
98.8K
$1.96M
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-9.13K- 21.53% |
$177K - $181K
|
33.3K
$661K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-9.18K- 4.71% |
$178K - $182K
|
186K
$3.69M
|
|
|
Oct 13, 2023
Q3 2023
|
Inspirion Wealth Advisors, LLC
|
SELL
|
- |
-10K- 17.62% |
$194K - $198K
|
46.8K
$929K
|
|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-10.2K- 11.94% |
$197K - $201K
|
74.9K
$1.49M
|
|
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-12.1K- 6.36% |
$235K - $240K
|
178K
$3.54M
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-12.3K- 9.52% |
$239K - $244K
|
117K
$2.32M
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
SELL
|
- |
-13.3K- 20.33% |
$257K - $263K
|
52K
$1.03M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-14.1K- 42.67% |
$273K - $279K
|
18.9K
$375K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-17.3K- 84.13% |
$336K - $343K
|
3.27K
$64.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-17.6K- 12.76% |
$341K - $348K
|
120K
$2.39M
|
|
|
Nov 15, 2023
Q3 2023
|
Panoramic Investment Advisors, LLC
Denver, CO |
SELL
|
- |
-20.2K- 50.65% |
$392K - $401K
|
19.7K
$392K
|
|
|
Oct 19, 2023
Q3 2023
|
Ogorek Anthony Joseph
|
SELL
|
- |
-22.4K- 5.87% |
$435K - $445K
|
360K
$7.14M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-27.2K- 29.28% |
$526K - $538K
|
65.6K
$1.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-27.9K- 15.13% |
$540K - $552K
|
156K
$3.1M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-28.5K- 14.02% |
$552K - $565K
|
175K
$3.47M
|
|
|
Nov 09, 2023
Q3 2023
|
Econ Financial Services Corp
|
SELL
|
- |
-31.5K- 60.64% |
$611K - $624K
|
20.4K
$406K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-54.9K- 58.98% |
$1.06M - $1.09M
|
38.1K
$758K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-113K- 49.0% |
$2.19M - $2.24M
|
118K
$2.34M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-173K- 3.98% |
$3.36M - $3.44M
|
4.18M
$83M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-240K- 17.87% |
$4.65M - $4.75M
|
1.1M
$21.9M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-254K- 49.32% |
$4.93M - $5.04M
|
261K
$5.19M
|