Purchases and Sales Made in Q3 2021 in First Trust Switzerland Alphad (FSZ)
This table provides information about the institutional ownership of First Trust Switzerland Alphad (FSZ) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SWITZERLAND ALPHAD.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
138KNew |
$9.03M - $9.81M
|
138K
$9.54M
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
64K+ 231.11% |
$4.19M - $4.55M
|
91.6K
$6.35M
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
9.76K+ 45.6% |
$640K - $695K
|
31.2K
$2.16M
|
|
Nov 12, 2021
Q3 2021
|
Pgim Custom Harvest LLC
Newark, NJ |
BUY
|
- |
6.62KNew |
$434K - $471K
|
6.62K
$458K
|
|
Oct 29, 2021
Q3 2021
|
Vontobel Holding Ltd.
|
BUY
|
- |
5.8KNew |
$380K - $413K
|
5.8K
$402K
|
|
Nov 12, 2021
Q3 2021
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
610+ 9.52% |
$40K - $43.4K
|
7.02K
$486K
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
102+ 1.01% |
$6.69K - $7.26K
|
10.2K
$705K
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
BUY
|
- |
58+ 1.35% |
$3.8K - $4.13K
|
4.36K
$302K
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
37New |
$2.43K - $2.63K
|
37
$2.56K
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
2+ 0.46% |
$131 - $142
|
440
$30.5K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-4- 5.48% |
$262 - $285
|
69
$4.78K
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-8- 0.05% |
$524 - $570
|
16.9K
$1.17M
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-25- 1.86% |
$1.64K - $1.78K
|
1.32K
$91.4K
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-58- 1.22% |
$3.8K - $4.13K
|
4.69K
$325K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-290- 2.06% |
$19K - $20.6K
|
13.8K
$955K
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-342- 2.54% |
$22.4K - $24.4K
|
13.1K
$908K
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-400- 6.0% |
$26.2K - $28.5K
|
6.27K
$435K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.59K- 3.51% |
$104K - $113K
|
43.6K
$3.02M
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.98K- 6.04% |
$195K - $212K
|
46.2K
$3.2M
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-4.19KClosed |
$275K - $298K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-11.4KClosed |
$750K - $814K
|
0
$0
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-13.1K- 99.09% |
$861K - $935K
|
120
$8.31K
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-21.8K- 58.66% |
$1.43M - $1.55M
|
15.4K
$1.07M
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-73.9K- 8.65% |
$4.85M - $5.26M
|
780K
$54.1M
|