Purchases and Sales Made in Q1 2021 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2021
Q1 2021
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-24.1KClosed |
$1.58M - $1.72M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-27.6K- 63.84% |
$1.81M - $1.97M
|
15.6K
$1.41M
|
|
|
May 12, 2021
Q1 2021
|
Comerica Securities,Inc.
|
SELL
|
- |
-31.3K- 23.38% |
$2.05M - $2.23M
|
102K
$9.26M
|
|
|
May 14, 2021
Q1 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-31.6K- 6.42% |
$2.08M - $2.25M
|
461K
$41.7M
|
|
|
May 14, 2021
Q1 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-32.4K- 82.39% |
$2.13M - $2.31M
|
6.93K
$626K
|
|
|
May 17, 2021
Q1 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-37K- 1.77% |
$2.43M - $2.64M
|
2.06M
$186M
|
|
|
Apr 20, 2021
Q1 2021
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-43.8K- 10.16% |
$2.88M - $3.12M
|
388K
$35M
|
|
|
May 14, 2021
Q1 2021
|
Western Wealth Management, LLC
|
SELL
|
- |
-46.8K- 34.22% |
$3.07M - $3.34M
|
90K
$8.13M
|
|
|
Apr 22, 2021
Q1 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-47.3K- 4.93% |
$3.1M - $3.37M
|
911K
$82.3M
|
|
|
May 13, 2021
Q1 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-48.3K- 20.93% |
$3.17M - $3.44M
|
183K
$16.5M
|
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-49.8K- 0.83% |
$3.27M - $3.55M
|
5.93M
$536M
|
|
|
Apr 30, 2021
Q1 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-59.4K- 37.97% |
$3.9M - $4.23M
|
97.1K
$8.77M
|
|
|
Apr 28, 2021
Q1 2021
|
Us Bancorp \De\
|
SELL
|
- |
-60K- 80.15% |
$3.94M - $4.28M
|
14.9K
$1.34M
|
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-61K- 74.96% |
$4M - $4.34M
|
20.4K
$1.84M
|
|
|
Apr 14, 2021
Q1 2021
|
Secure Asset Management, LLC
|
SELL
|
- |
-66.5K- 47.13% |
$4.36M - $4.74M
|
74.6K
$6.73M
|
|
|
Apr 13, 2021
Q1 2021
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-70K- 38.35% |
$4.6M - $4.99M
|
113K
$10.2M
|
|
|
May 11, 2021
Q1 2021
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-72.8KClosed |
$4.78M - $5.19M
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Csenge Advisory Group
|
SELL
|
- |
-75.4K- 59.06% |
$4.95M - $5.37M
|
52.3K
$4.72M
|
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-90K- 6.09% |
$5.9M - $6.41M
|
1.39M
$125M
|
|
|
May 14, 2021
Q1 2021
|
Quaker Wealth Management, LLC
|
SELL
|
- |
-90.3KClosed |
$5.92M - $6.43M
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Vishria Bird Financial Group, LLC
|
SELL
|
- |
-96.4KClosed |
$6.32M - $6.87M
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-107K- 38.33% |
$7.03M - $7.63M
|
172K
$15.6M
|
|
|
May 06, 2021
Q1 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-109K- 42.18% |
$7.16M - $7.77M
|
149K
$13.5M
|
|
|
May 04, 2021
Q1 2021
|
Madrona Financial Services, LLC
|
SELL
|
- |
-169K- 98.15% |
$11.1M - $12.1M
|
3.2K
$289K
|
|
|
Apr 27, 2021
Q1 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-187KClosed |
$12.3M - $13.3M
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-223K- 97.43% |
$14.6M - $15.9M
|
5.89K
$532K
|
|
|
May 12, 2021
Q1 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-289KClosed |
$19M - $20.6M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-294K- 71.93% |
$19.3M - $21M
|
115K
$10.4M
|
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-353K- 7.65% |
$23.2M - $25.2M
|
4.26M
$385M
|
|
|
May 17, 2021
Q1 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-371K- 47.81% |
$24.4M - $26.5M
|
405K
$36.6M
|