Purchases and Sales Made in Q4 2022 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 10, 2023
Q4 2022
|
First Community Trust Na
|
SELL
|
- |
-158- 10.48% |
$10.6K - $12.4K
|
1.35K
$117K
|
|
|
Jan 24, 2023
Q4 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-161- 2.87% |
$10.8K - $12.7K
|
5.45K
$471K
|
|
|
Jan 18, 2023
Q4 2022
|
De Dora Capital, Inc.
|
SELL
|
- |
-189- 0.24% |
$12.7K - $14.9K
|
78.9K
$6.81M
|
|
|
Apr 19, 2024
Q4 2022
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-197- 1.18% |
$13.3K - $15.5K
|
16.6K
$1.43M
|
|
|
Feb 08, 2023
Q4 2022
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-200- 5.64% |
$13.5K - $15.8K
|
3.35K
$289K
|
|
|
Feb 07, 2023
Q4 2022
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-207- 2.81% |
$13.9K - $16.3K
|
7.15K
$618K
|
|
|
Jan 25, 2023
Q4 2022
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-270- 2.83% |
$18.2K - $21.3K
|
9.26K
$800K
|
|
|
Feb 02, 2023
Q4 2022
|
Raymond James Trust Co. Of Nh
|
SELL
|
- |
-313- 9.9% |
$21.1K - $24.6K
|
2.85K
$246K
|
|
|
Mar 15, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-333- 0.38% |
$22.4K - $26.2K
|
86.4K
$7.47M
|
|
|
Jan 20, 2023
Q4 2022
|
Alta Wealth Advisors LLC
|
SELL
|
- |
-350- 7.66% |
$23.5K - $27.6K
|
4.22K
$365K
|
|
|
Feb 01, 2023
Q4 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-350- 25.25% |
$23.5K - $27.6K
|
1.04K
$89.5K
|
|
|
Feb 08, 2023
Q4 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-355- 3.85% |
$23.9K - $28K
|
8.86K
$766K
|
|
|
Jan 17, 2023
Q4 2022
|
Fsc Wealth Advisors, LLC
|
SELL
|
- |
-364- 99.73% |
$24.5K - $28.7K
|
1
$86.4
|
|
|
Feb 13, 2023
Q4 2022
|
Jacobi Capital Management LLC
|
SELL
|
- |
-413- 3.56% |
$27.8K - $32.5K
|
11.2K
$966K
|
|
|
Jan 25, 2023
Q4 2022
|
Fifth Third Bancorp
|
SELL
|
- |
-433- 13.37% |
$29.1K - $34.1K
|
2.81K
$242K
|
|
|
Jan 18, 2023
Q4 2022
|
Purus Wealth Management, LLC
|
SELL
|
- |
-440- 0.73% |
$29.6K - $34.7K
|
60.1K
$5.19M
|
|
|
Feb 13, 2023
Q4 2022
|
O'Rourke & Company, Inc
Boston, MA |
SELL
|
- |
-449- 4.68% |
$30.2K - $35.4K
|
9.16K
$791K
|
|
|
Jan 12, 2023
Q4 2022
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-513- 0.82% |
$34.5K - $40.4K
|
62.2K
$5.37M
|
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
SELL
|
- |
-518- 16.76% |
$34.9K - $40.8K
|
2.57K
$222K
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-520- 3.75% |
$35K - $41K
|
13.4K
$1.15M
|
|
|
Feb 10, 2023
Q4 2022
|
Weitzel Financial Services, Inc.
|
SELL
|
- |
-547- 10.82% |
$36.8K - $43.1K
|
4.51K
$390K
|
|
|
Jan 13, 2023
Q4 2022
|
Strategy Asset Managers LLC
|
SELL
|
- |
-550- 1.71% |
$37K - $43.3K
|
31.7K
$2.74M
|
|
|
Feb 14, 2023
Q4 2022
|
Arbor Capital Management Inc
Anchorage, AK |
SELL
|
- |
-584- 6.66% |
$39.3K - $46K
|
8.19K
$708K
|
|
|
Feb 07, 2023
Q4 2022
|
Tnf LLC
|
SELL
|
- |
-598- 12.4% |
$40.2K - $47.1K
|
4.22K
$365K
|
|
|
Feb 01, 2023
Q4 2022
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-709- 1.13% |
$47.7K - $55.8K
|
62.2K
$5.37M
|
|
|
Feb 06, 2023
Q4 2022
|
Cottonwood Capital Advisors, LLC
|
SELL
|
- |
-722- 2.33% |
$48.6K - $56.9K
|
30.3K
$2.61M
|
|
|
Mar 01, 2023
Q4 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-736- 0.35% |
$49.5K - $58K
|
211K
$18.2M
|
|
|
Jan 17, 2023
Q4 2022
|
Forth Right Wealth Management, LLC
|
SELL
|
- |
-744- 0.44% |
$50.1K - $58.6K
|
167K
$14.4M
|
|
|
Feb 10, 2023
Q4 2022
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-754- 30.12% |
$50.7K - $59.4K
|
1.75K
$151K
|
|
|
Feb 14, 2023
Q4 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-796- 4.84% |
$53.6K - $62.7K
|
15.7K
$1.35M
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-811- 0.36% |
$54.6K - $63.9K
|
226K
$19.5M
|
|
|
Feb 13, 2023
Q4 2022
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-838- 5.22% |
$56.4K - $66K
|
15.2K
$1.31M
|
|
|
Jan 17, 2023
Q4 2022
|
Hfg Advisors, Inc.
|
SELL
|
- |
-839- 4.08% |
$56.4K - $66.1K
|
19.7K
$1.71M
|
|
|
Feb 09, 2023
Q4 2022
|
Mai Capital Management
|
SELL
|
- |
-843- 0.86% |
$56.7K - $66.4K
|
97.4K
$8.42M
|
|
|
Feb 14, 2023
Q4 2022
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-879- 9.88% |
$59.1K - $69.2K
|
8.02K
$693K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Trust CO Na
|
SELL
|
- |
-879- 4.07% |
$59.1K - $69.2K
|
20.7K
$1.79M
|
|
|
Jan 19, 2023
Q4 2022
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-939- 4.07% |
$63.2K - $73.9K
|
22.1K
$1.91M
|
|
|
Feb 10, 2023
Q4 2022
|
Signature Securities Group Corporation
|
SELL
|
- |
-959- 11.18% |
$64.5K - $75.5K
|
7.62K
$658K
|
|
|
Feb 02, 2023
Q4 2022
|
Bka Wealth Consulting, Inc.
|
SELL
|
- |
-1.03K- 0.98% |
$69.4K - $81.3K
|
104K
$9.02M
|
|
|
Feb 09, 2023
Q4 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1.05K- 54.5% |
$70.4K - $82.5K
|
874
$75.5K
|
|
|
Feb 14, 2023
Q4 2022
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-1.11K- 19.66% |
$74.8K - $87.6K
|
4.54K
$392K
|
|
|
May 23, 2023
Q4 2022
|
Barrett & Company, Inc.
Providence, RI |
SELL
|
- |
-1.14K- 2.89% |
$76.5K - $89.5K
|
38.2K
$3.3M
|
|
|
Feb 06, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-1.19K- 31.78% |
$79.9K - $93.5K
|
2.55K
$220K
|
|
|
Feb 13, 2023
Q4 2022
|
Lokken Investment Group LLC
|
SELL
|
- |
-1.19K- 2.85% |
$80.3K - $93.9K
|
40.6K
$3.51M
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.28K- 0.62% |
$86.1K - $101K
|
204K
$17.7M
|
|
|
Jan 31, 2023
Q4 2022
|
Sfg Wealth Management, Llc.
|
SELL
|
- |
-1.28K- 18.18% |
$86.4K - $101K
|
5.78K
$499K
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.34K- 1.32% |
$89.9K - $105K
|
100K
$8.66M
|
|
|
Feb 10, 2023
Q4 2022
|
Assetmark, Inc
|
SELL
|
- |
-1.36K- 6.93% |
$91.2K - $107K
|
18.2K
$1.57M
|
|
|
Nov 14, 2024
Q4 2022
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-1.37K- 1.66% |
$92K - $108K
|
81.1K
$7.01M
|
|
|
Jan 11, 2023
Q4 2022
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-1.41K- 2.51% |
$94.8K - $111K
|
54.8K
$4.73M
|