Purchases and Sales Made in Q3 2021 in First Tr Long/Short Equity ETF (FTLS)
This table provides information about the institutional ownership of First Tr Long/Short Equity ETF (FTLS) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR LONG/SHORT EQUITY ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
790KNew |
$37.6M - $39.5M
|
790K
$51.4M
|
|
Oct 14, 2021
Q3 2021
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
174KNew |
$8.3M - $8.71M
|
174K
$11.3M
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
75.2K+ 31190.46% |
$3.58M - $3.76M
|
75.4K
$4.91M
|
|
Dec 09, 2021
Q3 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
56.7K+ 12.5% |
$2.7M - $2.84M
|
510K
$33.2M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
39.3K+ 4.56% |
$1.87M - $1.97M
|
901K
$58.6M
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
30.8K+ 12.41% |
$1.47M - $1.54M
|
279K
$18.2M
|
|
Jan 12, 2024
Q3 2021
|
Comprehensive Wealth Management, LLC
Lynnwood, WA |
BUY
|
- |
21K+ 2.69% |
$1M - $1.05M
|
801K
$52.1M
|
|
Nov 15, 2021
Q3 2021
|
Little House Capital LLC
Braintree, MA |
BUY
|
- |
19.8K+ 61.37% |
$945K - $992K
|
52.1K
$3.39M
|
|
Oct 19, 2021
Q3 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
18.2K+ 1161.5% |
$869K - $912K
|
19.8K
$1.29M
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
16.6K+ 40.32% |
$791K - $831K
|
57.8K
$3.76M
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
10.5KNew |
$502K - $526K
|
10.5K
$685K
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
9.61KNew |
$458K - $481K
|
9.61K
$626K
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
5.98KNew |
$285K - $299K
|
5.98K
$389K
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
5.4K+ 127.82% |
$257K - $270K
|
9.62K
$626K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
4.2KNew |
$200K - $210K
|
4.2K
$273K
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.83K+ 56.54% |
$183K - $192K
|
10.6K
$690K
|
|
Nov 12, 2021
Q3 2021
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
3.75K+ 9.3% |
$179K - $188K
|
44.1K
$2.87M
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
3.22K+ 5742.86% |
$153K - $161K
|
3.27K
$213K
|
|
Oct 06, 2021
Q3 2021
|
Cooper Financial Group
|
BUY
|
- |
2.88K+ 11.96% |
$137K - $144K
|
27K
$1.76M
|
|
Nov 15, 2021
Q3 2021
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
1.85KNew |
$88.2K - $92.6K
|
1.85K
$120K
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.5K+ 1.48% |
$71.7K - $75.2K
|
103K
$6.73M
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.4K+ 8.39% |
$66.6K - $69.9K
|
18.1K
$1.18M
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1.23K+ 1.34% |
$58.5K - $61.4K
|
92.9K
$6.05M
|
|
Nov 01, 2021
Q3 2021
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
940+ 8.18% |
$44.8K - $47K
|
12.4K
$809K
|
|
Oct 27, 2021
Q3 2021
|
Advisors Preferred, LLC
Rockville, MD |
BUY
|
- |
921New |
$43.9K - $46.1K
|
921
$60K
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
876+ 2.43% |
$41.8K - $43.8K
|
36.9K
$2.4M
|
|
Oct 19, 2021
Q3 2021
|
Acas, LLC
|
BUY
|
- |
860+ 1.5% |
$41K - $43K
|
58.3K
$3.8M
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
839+ 14.42% |
$40K - $42K
|
6.66K
$434K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
824+ 9.75% |
$39.3K - $41.2K
|
9.27K
$604K
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
307+ 3.89% |
$14.6K - $15.4K
|
8.2K
$534K
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
298New |
$14.2K - $14.9K
|
298
$19.4K
|
|
Nov 05, 2021
Q3 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
250+ 5.02% |
$11.9K - $12.5K
|
5.23K
$341K
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
217+ 0.17% |
$10.3K - $10.9K
|
130K
$8.47M
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
146+ 2.58% |
$6.96K - $7.3K
|
5.81K
$378K
|
|
Oct 12, 2021
Q3 2021
|
Alliance Wealth Advisors, LLC
|
BUY
|
- |
146+ 0.66% |
$6.96K - $7.3K
|
22.3K
$1.45M
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
30+ 5.42% |
$1.43K - $1.5K
|
584
$38K
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
1+ 0.03% |
$47.7 - $50
|
2.88K
$187K
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1+ 1.23% |
$47.7 - $50
|
82
$5.34K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-20- 0.18% |
$953 - $1K
|
10.9K
$710K
|
|
Nov 15, 2021
Q3 2021
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-143- 3.08% |
$6.82K - $7.15K
|
4.49K
$293K
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-164- 0.3% |
$7.82K - $8.2K
|
54.8K
$3.57M
|
|
Nov 22, 2021
Q3 2021
|
Comerica Bank
|
SELL
|
- |
-189- 1.83% |
$9.01K - $9.46K
|
10.1K
$661K
|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
SELL
|
- |
-213- 1.97% |
$10.2K - $10.7K
|
10.6K
$691K
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-330- 1.97% |
$15.7K - $16.5K
|
16.4K
$1.07M
|
|
Nov 10, 2021
Q3 2021
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-438- 4.25% |
$20.9K - $21.9K
|
9.88K
$643K
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-597- 12.0% |
$28.5K - $29.9K
|
4.38K
$285K
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-800- 7.73% |
$38.1K - $40K
|
9.55K
$622K
|
|
Nov 15, 2021
Q3 2021
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-807- 1.82% |
$38.5K - $40.4K
|
43.6K
$2.84M
|
|
Nov 15, 2021
Q3 2021
|
Beacon Financial Advisory LLC
|
SELL
|
- |
-896- 4.02% |
$42.7K - $44.8K
|
21.4K
$1.39M
|